Welcome to our dedicated page for Citigroup SEC filings (Ticker: C), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Citigroup Inc. (C) SEC filings page on Stock Titan provides access to the company’s regulatory disclosures, including current reports on Form 8-K and other key documents filed with the U.S. Securities and Exchange Commission. As a global financial-services firm and bank holding company, Citigroup uses SEC filings to report material events, financial results, capital actions, governance decisions and changes affecting its securities.
Citigroup’s Form 8-K filings cover topics such as quarterly and full-year financial results, which are accompanied by press releases and Quarterly Financial Data Supplements detailing financial, statistical and business-related information. Other 8-Ks describe amendments to the company’s certificate of incorporation through certificates of designations for new preferred stock series, supplemental indentures related to senior and subordinated notes, and information about securities registered under Section 12(b) of the Exchange Act.
Filings also disclose capital and liability management actions, including the issuance and redemption of preferred stock and related depositary shares, as well as the declaration of dividends on common and preferred stock. Governance-related 8-Ks outline leadership changes, equity awards to executives, and Board decisions such as the election of the Chief Executive Officer as Chair of the Board and the designation of a Lead Independent Director.
Citigroup uses 8-Ks to report strategic and legacy franchise actions, including plans to sell AO Citibank, its remaining operations in Russia, and agreements to sell an equity stake in Grupo Financiero Banamex, S.A. de C.V., along with associated goodwill impairments and accounting impacts. On Stock Titan, these filings are paired with AI-powered summaries that explain the significance of each document, helping users interpret complex items such as results of operations, capital structure changes, material impairments and governance developments. Investors can also use the filings page to monitor information related to Citigroup’s registered securities and to locate references to other core filings, including annual reports on Form 10-K, quarterly reports on Form 10-Q and, where applicable, insider transaction disclosures.
Citigroup Global Markets Holdings Inc., fully guaranteed by Citigroup Inc., is issuing Autocallable Contingent Coupon Equity-Linked Securities linked to NVIDIA Corporation common stock, maturing on July 1, 2030. The securities are unsecured senior notes (Series N) and will not be listed on any exchange.
Key economic terms:
- Stated principal: $1,000 per security; total offering $800,000.
- Contingent coupon: 2.60 % per quarter (10.40 % p.a.) paid only if NVIDIA’s closing price on the relevant valuation date is ≥ the Coupon Barrier.
- Coupon Barrier & Final Barrier: $93.012 (60 % of the $155.02 initial price).
- Automatic early redemption: Occurs on any of 16 scheduled autocall dates (starting 6/26/2026) if NVIDIA’s price is ≥ the initial price; investors receive $1,000 plus the applicable coupon.
- Downside protection: None below the Final Barrier. If the final price is < 60 % of the initial, repayment is $1,000 × (Underlying Return), exposing investors to full downside below the barrier and potential loss of entire principal.
- Estimated value: $946.30, 5.4 % below the $1,000 issue price, reflecting dealer margin and hedging costs.
- Underwriting fee: Up to $33.50 per note (3.35 %); net proceeds $966.50 per $1,000.
Risks: Investors face issuer and guarantor credit risk, limited liquidity (no listing, secondary market only on a best-efforts basis), the possibility of receiving no coupons, and substantial principal loss if NVIDIA falls > 40 % from the initial level at final valuation. A positive performance in NVIDIA could shorten the investment via autocall, capping total return.
This structured note targets income-seeking investors willing to assume equity, barrier and call risks in exchange for a potential double-digit yield.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is issuing $5 million of unlisted Autocallable Contingent Coupon Equity-Linked Securities tied to Alphabet Inc. Class A shares. Each $1,000 note offers a contingent coupon of 0.7958% monthly (≈9.55% p.a.), paid only if Alphabet’s closing price on the relevant valuation date remains at or above the 80% coupon barrier ($138.832). Missed coupons accumulate and may be repaid if the barrier is later met.
An automatic early redemption feature is triggered when Alphabet closes at or above the initial price ($173.54) on any of 34 scheduled “potential autocall” dates starting 26 Sep 2025. If triggered, investors receive $1,000 plus the due coupon, terminating any further upside.
If not redeemed early, the notes mature on 28 Jun 2028. Principal is protected only if Alphabet’s final value is ≥80% of the initial price. Otherwise, repayment equals $1,000 × (Final Value ÷ Initial Value), exposing investors to a 1:1 downside that can result in total loss of principal and forfeiture of unpaid coupons.
Key mechanics:
- Issue price: $1,000; estimated value: $970 (3% discount).
- Underwriting fee: up to $25 per note; proceeds to issuer $975 per note.
- Credit risk: unsecured obligations of Citigroup Global Markets Holdings Inc., fully guaranteed by Citigroup Inc.
- Liquidity: No exchange listing; secondary market, if any, at issuer’s discretion.
The product offers elevated yield potential but couples it with significant equity, call and credit risks, making it suitable only for investors who can absorb loss of principal and deferred income.
Citigroup Global Markets Holdings has issued $2.485 million in Autocallable Phoenix Securities linked to CrowdStrike Holdings (CRWD) stock, due June 28, 2029. These structured notes offer potential contingent coupon payments of 3.025% per payment period, subject to underlying stock performance.
Key features include:
- Securities will automatically redeem if CRWD's stock price equals or exceeds the initial price of $494.09 on any interim valuation date
- Contingent coupon payments only occur if stock price stays above barrier price of $296.454 (60% of initial price)
- Principal protection until final barrier price of $296.454; below this, investors face direct exposure to CRWD stock losses
- Estimated value of $967.60 per security is below issue price of $1,000, reflecting embedded costs
The offering includes a $25.00 underwriting fee per security, with J.P. Morgan Securities acting as placement agent. These securities carry credit risk from both Citigroup Global Markets Holdings and Citigroup Inc. as guarantor.
Citigroup Global Markets Holdings has issued $203,000 in Autocallable Market-Linked Securities tied to the Citi Dynamic Asset Selector 5 Excess Return Index, due June 30, 2032. These unsecured debt securities, guaranteed by Citigroup, offer potential automatic early redemption with premiums ranging from 7% to 42% if index performance meets threshold levels.
Key features include:
- No regular interest payments
- Automatic early redemption if index exceeds premium thresholds on valuation dates
- 100% upside participation rate at maturity if not called early
- Principal protection at maturity if index doesn't appreciate
The underlying index dynamically allocates between S&P 500 futures and 10-year Treasury futures based on market regime signals. The estimated value per security is $915.70, below the $1,000 issue price. CGMI receives an underwriting fee of up to $42.50 per security. Investors face credit risk from both Citigroup entities and potential limited liquidity.
Citigroup Global Markets Holdings has filed a pricing supplement for Market-Linked Securities tied to the Dow Jones Industrial Average, due March 30, 2028. The offering consists of unsecured debt securities with a stated principal amount of $1,000 per security and total offering size of $833,000.
Key features include:
- No regular interest payments
- 100% upside participation rate up to a maximum return of 16% ($160 per security)
- Principal protection if the index declines
- Initial underlying value: 42,982.43
Notable risks include credit risk of Citigroup, limited liquidity due to no exchange listing, capped upside potential, and no dividend payments. The estimated value of each security ($962.90) is less than the issue price, with CGMI receiving an underwriting fee of up to $22.50 per security. The securities are suitable only for investors who understand the complex risks involved and do not require current income.
Citigroup Global Markets Holdings has issued Buffered Digital Securities linked to the Dow Jones Industrial Average, due October 5, 2026. The securities, fully guaranteed by Citigroup, offer a unique investment structure with the following key features:
The securities, priced at $1,000 per unit, provide:
- A fixed 9.10% digital return if the DJIA is at or above the initial value of 42,982.43 at maturity
- A 10% buffer against initial losses in the underlying index
- 1:1 downside exposure beyond the buffer zone
Notable terms include no periodic interest payments, no upside participation beyond the digital return, and no dividend payments. The estimated value of $976.30 per security is below the issue price, reflecting selling, structuring, and hedging costs. Total offering size is $761,000 with CGMI receiving an underwriting fee of up to $20.50 per security. These securities involve significant risks including potential loss of principal and limited liquidity as they will not be listed on any exchange.
Citigroup Global Markets Holdings is offering Autocallable Securities linked to the performance of the Russell 2000® Index and S&P 500® Index, due June 28, 2030. Key features include:
- Principal amount: $1,000 per security with total offering of $2,006,000
- No regular interest payments
- Automatic early redemption feature if worst performing index meets threshold
- Premium payment potential ranging from 8.00% to 40.00% based on redemption date
- Downside risk: If worst performing index falls below 65% barrier at maturity, investors lose 1% for every 1% decline
Notable risks include: no guaranteed principal protection, credit risk of Citigroup, no dividend participation, and limited liquidity. The estimated value ($945.50) is less than the issue price, with CGMI receiving an underwriting fee of up to $41.50 per security. Securities are not bank deposits and not FDIC insured.