Welcome to our dedicated page for Citigroup SEC filings (Ticker: C), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Citigroup Inc. filings document the regulatory record of a global financial institution with common stock, preferred stock, medium-term senior notes and other registered securities. Form 8-K reports cover quarterly and annual results, financial data supplements, Regulation FD materials, registered-security schedules and exhibits tied to debt and preferred stock instruments.
The company’s SEC record also includes proxy disclosures on board governance, shareholder voting matters and executive compensation. Other filings document amendments to the certificate of incorporation through preferred stock designations, underwriting agreements, supplemental indentures and segment-reporting changes affecting Wealth, U.S. Personal Banking, Services, Markets and Banking.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is offering preliminary autocallable Phoenix medium-term senior notes linked to the common stock of Alphabet Inc. (GOOGL), in $1,000 denominations, due in January 2027.
Investors may receive a contingent coupon of at least 1.275% of principal on scheduled dates, but only if Alphabet’s share price is at or above an 80.00% coupon barrier; missed coupons can be paid later if the barrier is met. The notes auto-redeem early at $1,000 plus the applicable coupon (including any unpaid coupons) if Alphabet closes at or above the initial share price on an interim valuation date.
If not called, and the final share price is at or above an 80.00% final barrier, investors receive $1,000 plus the contingent coupon at maturity. If the final price is below the barrier, repayment is reduced based on a formula with a 20.00% buffer and a 125.00% buffer rate, and principal loss can reach 100%. The issue price is $1,000 per note, with a $1.00 underwriting fee and an estimated value on the pricing date expected to be at least $946.50 per note. The notes will not be listed, involve complex risks, and carry significant U.S. tax and potential 30% withholding considerations, especially for non-U.S. holders.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is offering $1,000-denomination autocallable notes linked to the worst performer of the EURO STOXX 50® Index and the Russell 2000® Index, maturing January 28, 2031. The notes pay no interest and may be automatically redeemed on scheduled valuation dates if the worst performing index is at or above its initial level, returning $1,000 plus a fixed premium.
Premiums start at 2.725% of principal on April 23, 2026 and step up to at least 54.50% on January 23, 2031 if held to maturity without early redemption. If the notes are not called and the worst index finishes below 75% of its initial level, repayment is reduced 1% for each 1% decline, down to possible total loss of principal. The notes are unsecured, not listed, carry full credit risk of Citigroup entities, and have an issue price of $1,000 with an expected estimated value of at least $914.50 and an underwriting fee of up to $30.50 per note.
Citigroup Inc. filed a current report to document several updates to its long‑standing debt indenture arrangements. On January 9, 2026, the company entered into multiple supplemental indentures with The Bank of New York Mellon, acting as trustee, linked to base indentures originally dated 1987, 1996, 2004 and 2005, as well as a 2016 indenture involving Citigroup Global Markets Holdings Inc.
The report also includes an exhibit listing Citigroup securities registered under Section 12(b) of the Securities Exchange Act of 1934 as of the filing date. These actions are presented through filed exhibits and reflect technical updates to existing financing documents rather than a new financing transaction.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is issuing unsecured Callable Contingent Coupon Equity Linked Securities tied to the worst performer of the Nasdaq-100, Russell 2000 and S&P 500, maturing on July 13, 2027. Each $1,000 security can pay a monthly contingent coupon of 0.7875% (9.45% per year) if the worst index on the prior valuation date is at or above 70% of its initial level.
At maturity, if the securities have not been called and the worst index is at or above 70% of its initial value, investors receive $1,000 per security plus any final coupon. If the worst index is below 70%, repayment is reduced one-for-one with the index loss and can fall to zero. Citigroup may redeem the notes early at $1,000 plus any coupon, the notes are not exchange-listed, and the initial estimated value of $980.70 is below the $1,000 issue price, highlighting structural costs and issuer credit risk.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is offering principal-at-risk securities linked to the USD/JPY exchange rate, maturing on April 13, 2026, at an issue price of $1,000 per security.
The payoff is designed to benefit from a stronger Japanese yen (lower USD/JPY). If USD/JPY on the valuation date is less than or equal to the strike of 155.62, investors receive the maximum payment of $1,291.3836253. If USD/JPY is above the strike, the payment declines according to a leveraged formula, but not below the minimum payment of $291.3836253, meaning investors can lose a large portion of principal. The securities are unsecured senior debt, not listed on any exchange, have an estimated value between $970 and $1,000 per security on the pricing date, and involve complex currency, market, liquidity and tax risks.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is offering autocallable equity-linked senior notes tied to the worst performer of Apple Inc. and NVIDIA Corporation, maturing January 27, 2028. The notes pay quarterly coupons of 3.075% of principal (12.30% per year) as long as they remain outstanding.
On set autocall dates starting April 22, 2026, if the worst-performing stock is at or above its initial value, the notes are automatically redeemed at $1,000 plus the coupon, capping further income. At maturity, if not called and the worst-performing stock is at or above 60% of its initial value, investors receive full principal back; otherwise they receive shares (or cash) of that worst-performing stock based on an equity ratio and can lose most or all of their principal. The notes are unsecured, unlisted, and expose investors to both issuer credit risk and the volatility of AAPL and NVDA.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is offering unsecured autocallable contingent coupon equity-linked securities tied to Patterson-UTI Energy, Inc. (PTEN) stock, maturing on January 13, 2028.
Each $1,000 security can pay a quarterly contingent coupon of 3.75% (a 15.00% annual rate) only if PTEN’s closing value on the relevant valuation date is at or above a coupon barrier set at 46.00% of the initial share price. Missed coupons can be later paid if PTEN recovers above the barrier, but may be lost entirely if it does not.
The notes may be automatically called on specified dates if PTEN is at or above its initial value, returning $1,000 plus applicable coupons, which can shorten the investment period. If the notes are not called and PTEN finishes below the final barrier (also 46.00% of the initial value), investors receive PTEN shares (or cash) worth less than principal and potentially no recovery. The securities are not listed, carry the credit risk of Citigroup entities, and have an estimated initial value of at least $882.50 per $1,000 issue price.
Citigroup Global Markets Holdings Inc., fully guaranteed by Citigroup Inc., is offering unsecured autocallable senior notes linked to the worst performer of the Russell 2000®, S&P 500® and S&P MidCap 400® indices, each with a stated principal amount of $1,000. The notes pay no interest and may be automatically redeemed on scheduled valuation dates starting July 23, 2026 if the worst-performing index is at or above its initial level, returning $1,000 plus a fixed premium that starts at 5.00% and steps up over time to at least 50.00% by January 23, 2031.
If not called early, at maturity in January 2031 investors receive $1,000 plus the final premium if the worst-performing index is at or above its initial level, only $1,000 if it is below the initial level but at or above a barrier set at 75.00% of its initial value, and a loss matching the full negative performance of that index if it finishes below the barrier. The notes will not be listed, carry Citigroup credit risk, have an estimated value of at least $908.00 per security on the pricing date versus the $1,000.00 issue price, and include an underwriting fee of up to $30.50 per security.
Citigroup Global Markets Holdings Inc., fully guaranteed by Citigroup Inc., is offering Trigger Callable Yield Notes linked to the least performing of the Russell 2000 Index and the S&P 500 Index, maturing on April 15, 2027. Each note has a $10 stated principal amount and pays a fixed coupon of $0.0629 per month, equal to a 7.55% per annum rate, regardless of index performance while the notes remain outstanding.
Beginning around three months after issuance, the issuer may, in its sole discretion, call the notes on any monthly coupon date and repay $10 per note plus that month’s coupon, after which no further payments are made. If the notes are not called and, on the final valuation date, the least performing index is at or above its 70% downside threshold, investors receive $10 per note plus the final coupon. If the least performing index finishes below its downside threshold, repayment is reduced according to the index loss and may be zero, meaning investors can lose up to 100% of principal.
The initial Russell 2000 level is 2,603.905 with a 1,822.734 threshold, and the initial S&P 500 level is 6,921.46 with a 4,845.02 threshold. The issue price is $10.00 per note, including a $0.10 underwriting discount, with $9.90 in proceeds to the issuer. Citigroup estimates the notes’ value on the trade date will be at least $9.745 per note. All payments depend on the creditworthiness of the issuer and guarantor; a default could result in a total loss.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is offering unsecured callable contingent coupon equity-linked securities due January 19, 2029. Each note has a $1,000 stated principal amount and pays a contingent coupon of at least 0.7083% per month (about at least 8.50% per year) only if, on the relevant valuation date, the worst performing of the Nasdaq-100 Index®, Russell 2000® Index and S&P 500® Index is at or above 70% of its initial level.
If on every valuation date the worst-performing index stays below the 70% coupon barrier, no coupons are ever paid. At maturity, if the worst-performing index is at or above 60% of its initial level, investors receive back $1,000 per note; if it is below 60%, repayment is reduced point-for-point with the index loss and can fall to zero. Citigroup may redeem the notes early on specified dates at $1,000 plus any due coupon. The notes will not be listed, may have limited liquidity, and their estimated value on the pricing date is expected to be at least $934.50 per $1,000 issue price, reflecting fees, hedging costs and Citigroup’s internal funding rate.