Welcome to our dedicated page for Citigroup SEC filings (Ticker: C), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Citigroup Inc. filings document the regulatory record of a global financial institution with common stock, preferred stock, medium-term senior notes and other registered securities. Form 8-K reports cover quarterly and annual results, financial data supplements, Regulation FD materials, registered-security schedules and exhibits tied to debt and preferred stock instruments.
The company’s SEC record also includes proxy disclosures on board governance, shareholder voting matters and executive compensation. Other filings document amendments to the certificate of incorporation through preferred stock designations, underwriting agreements, supplemental indentures and segment-reporting changes affecting Wealth, U.S. Personal Banking, Services, Markets and Banking.
Citigroup Global Markets Holdings Inc. (guaranteed by Citigroup Inc.) is offering unlisted, unsecured Autocallable Buffered Notes linked to Snowflake Inc. (SNOW) common stock. Each $10,000 note (CUSIP 17333H6V1) has a two-year maximum tenor and does not pay coupons. Instead, investors may receive an automatic early redemption on 13 Jul 2026 if SNOW’s closing price is at or above the Initial Underlying Value of $223.77 set on 30 Jun 2025. In that case, holders are paid $12,970 (principal + 29.7% premium) and the note terminates.
If not called, the security offers:
- Upside participation: 100% of any price appreciation above the initial level, payable at maturity 8 Jul 2027.
- Contingent principal protection: A 15% buffer; full principal is returned if the Final Underlying Value is ≥ 85% of the initial level (≥ $190.205).
- Downside exposure: If the final price is < 85% of the initial level, investors receive 52.57485 SNOW shares (or cash equivalent). The loss accelerates beyond the buffer at ~117.65% of the share’s decline and can reach 100%.
Pricing economics: Issue price is $10,000; estimated value on the pricing date is expected ≥ $9,230 (≈ 7.7% discount), reflecting hedging costs, dealer margin and Citi’s internal funding rate. CGMI receives a $150 (1.5%) underwriting fee; identical amount paid to J.P. Morgan placement agents for non-fiduciary accounts. The notes will not be exchange-listed; liquidity depends on dealer bid.
Key risks outlined include: potential total loss, credit risk of Citi entities, no interest/dividends, single-day final valuation, tax uncertainty, and possible early redemption limiting upside. Historical SNOW volatility (closing price chart Sept 2020–Jun 2025) and detailed tax language are provided. The product is intended for sophisticated investors who understand equity-linked structures, Citi credit exposure and limited secondary market access.