Welcome to our dedicated page for Citigroup SEC filings (Ticker: C), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Citigroup Inc. filings document the regulatory record of a global financial institution with common stock, preferred stock, medium-term senior notes and other registered securities. Form 8-K reports cover quarterly and annual results, financial data supplements, Regulation FD materials, registered-security schedules and exhibits tied to debt and preferred stock instruments.
The company’s SEC record also includes proxy disclosures on board governance, shareholder voting matters and executive compensation. Other filings document amendments to the certificate of incorporation through preferred stock designations, underwriting agreements, supplemental indentures and segment-reporting changes affecting Wealth, U.S. Personal Banking, Services, Markets and Banking.
Citigroup Global Markets Holdings has filed a prospectus supplement for Autocallable Barrier Securities linked to the performance of three major indices: the Nasdaq-100, Russell 2000, and S&P 500, due July 7, 2028. The securities, guaranteed by Citigroup, offer unique features distinct from conventional debt securities:
- Principal Amount: $1,000 per security
- No regular interest payments
- Potential automatic early redemption with premiums ranging from 14.00% to 24.50%
- Upside participation rate of 200% if held to maturity
- Downside risk if worst-performing index falls below 70% of initial value
Key risks include: no guaranteed principal protection, exposure to worst-performing underlying index, no dividend participation, and limited liquidity. The estimated value on pricing date ($929.50) is less than the issue price, reflecting structuring fees and internal funding costs. The securities are subject to Citigroup's credit risk and are not FDIC insured.
Citigroup Global Markets Holdings has filed a pricing supplement for Autocallable Equity Linked Securities tied to Dell Technologies, due July 12, 2028. The securities offer:
- Quarterly coupon payments at 10.50% per annum (2.625% per quarter)
- Principal amount of $1,000 per security
- Automatic early redemption feature if Dell stock closes at or above initial value on specified dates
- Downside risk exposure if Dell stock falls below 60% of initial value at maturity
Key risks include: potential loss of principal if Dell stock declines below barrier value, early redemption limiting coupon payment opportunities, and no participation in Dell stock appreciation. The estimated value ($908.50 per security) is less than the issue price, with CGMI receiving an underwriting fee of up to $28.50 per security. Securities are unsecured obligations guaranteed by Citigroup Inc.
Citigroup Global Markets Holdings has filed a prospectus supplement for Autocallable Barrier Securities linked to the S&P 500® Index, due July 6, 2028. The securities, guaranteed by Citigroup, offer unique features compared to conventional debt instruments:
- No regular interest payments
- Potential automatic early redemption after one year if S&P 500 meets or exceeds initial value (8% premium)
- At maturity, if not previously redeemed: - Full principal plus higher of 31% premium or index appreciation if S&P 500 is at/above initial value - Full principal if index is between 90-100% of initial value - 1:1 loss below 90% barrier level
- Issue price: $1,000 per security with estimated value of at least $914.50
Key risks: No principal protection, potential total loss of investment, limited liquidity, and credit risk of Citigroup. Securities will not be listed on any exchange and investors will not receive S&P 500 dividends.
Citigroup Global Markets Holdings is offering Autocallable Dual Directional Barrier Securities linked to NVIDIA Corporation, due June 29, 2028. Key features include:
- Principal Amount: $1,000 per security with total offering of $334,000
- Early Redemption: Automatic redemption at 20% premium if NVIDIA stock closes at or above initial value of $147.90 on June 24, 2026
- Maturity Features: - 155% upside participation if NVIDIA stock appreciates - Positive return based on absolute value of stock depreciation if above 70% barrier - 1:1 downside exposure if stock falls below $103.53 barrier (70% of initial value)
- Risk Factors: No interest payments, no dividend rights, potential for complete loss of principal, subject to Citigroup's credit risk
The estimated value per security is $973.10, below the issue price of $1,000, with CGMI receiving up to $22.50 underwriting fee per security.
Citigroup Global Markets Holdings has filed a prospectus supplement for Dual Directional Buffer Securities linked to the S&P 500 Index, due August 2026. These structured notes offer unique features:
Key characteristics include:
- $1,000 stated principal amount per security
- 1-to-1 upside participation up to a maximum return of at least 11.31%
- 10% downside buffer protection
- Potential positive returns even in declining markets through absolute return feature
- No periodic interest payments
Notable risks include: leveraged downside exposure beyond the 10% buffer, no minimum payment guarantee at maturity, and full credit risk exposure to Citigroup. The estimated value at pricing (minimum $934.50) will be less than the $1,000 issue price. The securities will not be listed on any exchange, potentially limiting liquidity. CGMI will receive a $10 underwriting fee per security, with J.P. Morgan Securities acting as placement agent.
Citigroup Global Markets Holdings is offering Equity Linked Securities tied to the worst-performing of three underlyings: Dow Jones Industrial Average, First Solar, and S&P 500 Index, due July 1, 2027. The securities offer monthly coupon payments at a minimum rate of 13.05% per annum.
Key features include:
- Principal amount: $1,000 per security
- Downside threshold: 55% of initial value for each underlying
- Risk of significant loss if any underlying falls below threshold
- Initial values: DJIA (42,982.43), First Solar ($152.70), S&P 500 (6,092.16)
Investors face full downside exposure to the worst-performing underlying if it falls below the threshold. The securities are unsecured obligations of Citigroup Global Markets Holdings, guaranteed by Citigroup, with estimated value of at least $933.00 per security. No listing on securities exchanges is planned, potentially limiting liquidity.
Citigroup Global Markets Holdings has filed a prospectus supplement for Buffered Digital Securities linked to the S&P 500® Index, due August 2026. The securities, guaranteed by Citigroup, offer a unique investment structure with the following key features:
The securities provide:
- A fixed return (minimum 8.31%) if the S&P 500 closes at or above the final buffer level (90% of initial index)
- 10% downside buffer protection, but leveraged losses beyond the buffer
- No interest payments or dividend participation
- $1,000 principal amount per security
Key risks include: potential principal loss exceeding index decline if buffer is breached, credit risk of Citigroup, limited liquidity, and capped upside potential. The estimated value ($935.00 minimum) will be less than the issue price. CGMI receives a $10.00 underwriting fee per security, with J.P. Morgan Securities acting as placement agent.
Citigroup Global Markets Holdings has filed a pricing supplement for Callable Contingent Coupon Equity Linked Securities tied to Monolithic Power Systems, due July 2, 2027. The securities, guaranteed by Citigroup, offer potential periodic contingent coupon payments at an annualized rate of at least 14.00%.
Key features include:
- Stated principal amount of $1,000 per security
- Contingent coupon payments depend on underlying stock price staying above 50% of initial value
- Citigroup can call securities for redemption on specified dates
- Risk of principal loss if final underlying value falls below barrier value (50% of initial value)
- Estimated value at least $921.00 per security, below issue price
Notable risks: No guaranteed coupon payments, potential significant loss of principal, limited liquidity, and credit risk of Citigroup. Securities will not be listed on any exchange. CGMI receives an underwriting fee of up to $18.50 per security.
Citigroup Global Markets Holdings has announced Autocallable Contingent Coupon Equity Linked Securities tied to the performance of Amazon.com, Eli Lilly and Company, and FedEx Corporation, due July 6, 2028. The securities offer potential periodic contingent coupon payments at an annualized rate of approximately 12.40%.
Key features include:
- Stated principal amount of $1,000 per security
- Contingent coupon payments of at least 1.0333% per period if worst-performing underlying meets threshold
- Automatic early redemption feature if worst-performing underlying exceeds 90% of initial value
- Downside risk tied to worst-performing underlying with 70% final barrier value
- Estimated value of $882.00 per security, below issue price
Investors face risks including potential loss of principal, missed coupon payments, and early redemption. All payments are subject to Citigroup's credit risk. Securities will not be listed on any exchange, potentially limiting liquidity.