Welcome to our dedicated page for Citigroup SEC filings (Ticker: C), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Citigroup Inc. filings document the regulatory record of a global financial institution with common stock, preferred stock, medium-term senior notes and other registered securities. Form 8-K reports cover quarterly and annual results, financial data supplements, Regulation FD materials, registered-security schedules and exhibits tied to debt and preferred stock instruments.
The company’s SEC record also includes proxy disclosures on board governance, shareholder voting matters and executive compensation. Other filings document amendments to the certificate of incorporation through preferred stock designations, underwriting agreements, supplemental indentures and segment-reporting changes affecting Wealth, U.S. Personal Banking, Services, Markets and Banking.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is offering callable contingent coupon equity-linked securities tied to the worst performer of the Dow Jones Industrial, Russell 2000® and S&P 500® Index, maturing on February 8, 2029. Each $1,000 security may pay a 2.25% quarterly contingent coupon (9.00% per annum) when the worst-performing index on a valuation date is at or above 70% of its initial level. Principal is fully at risk below 60% of the initial level at final valuation, with losses matching the index decline and potentially reaching total loss. Citigroup may redeem the notes on specified dates, returning $1,000 plus any due coupon, and the securities are not listed, with an initial total offering size of $4,709,000.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is offering autocallable contingent coupon equity-linked securities tied to Micron Technology, Inc. Each security has a $1,000 stated principal amount and pays a contingent coupon of 2.6917% per period (about 32.30% per year) only when Micron’s closing value on the prior valuation date is at or above a coupon barrier set at 60% of the initial value.
The notes can be automatically called on specified dates if Micron’s value is at or above its initial level, returning $1,000 plus the coupon for that period. If not called and Micron finishes below a final barrier at 50% of the initial value, repayment of principal is reduced one-for-one with Micron’s decline and may fall to zero. The securities are unsecured, subject to Citi’s credit risk, will not be listed, and have an estimated value on the pricing date of at least $916.50 per $1,000 issue price, reflecting fees, hedging costs and Citi’s internal funding rate.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is offering medium-term senior contingent income auto-callable securities linked to the common stock of Lincoln National Corporation. Each security has a $1,000 stated principal amount and pays a 2.50% quarterly contingent coupon (10.00% per annum) only if on the relevant valuation date the LNC share price is at or above 60.00% of the initial share price, the downside threshold.
If on any potential redemption date the LNC share price is at or above the initial share price, the notes are automatically redeemed for $1,000 plus the applicable coupon, ending further payments. If held to maturity without early redemption and the final share price is at or above the downside threshold, holders receive $1,000 plus the final coupon. If the final share price is below the downside threshold, repayment is reduced on a 1-to-1 basis with LNC’s decline, and holders can lose most or all of principal.
The securities are not listed on an exchange. The issue price is $1,000.00 per security, including an underwriting fee of $22.50, of which $17.50 is a selling concession and $5.00 is a structuring fee in many cases. Citigroup currently expects the estimated value on the pricing date to be at least $907.00 per security, less than the issue price. The product involves complex risks, including issuer and guarantor credit risk, market risk tied to LNC shares, potential illiquidity, and uncertain U.S. tax treatment and possible 30% withholding on coupon payments to certain non-U.S. holders.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is offering autocallable contingent coupon equity-linked securities tied to the worst performer of IBM, Microsoft and Oracle, maturing in February 2029. Each security has a $1,000 principal amount and pays a high contingent coupon of 4.5875% per quarter (18.35% per year) only when the worst-performing stock on a valuation date stays at or above 50% of its initial level.
If, on certain dates, the worst-performing stock is at or above its initial value, the notes are automatically called, returning $1,000 plus the coupon. If not called and, at maturity, the worst performer is below 50% of its initial value, investors lose principal on a 1-for-1 basis and can lose their entire investment. The estimated value on the pricing date is expected to be at least $921 per $1,000 note, reflecting selling, structuring and hedging costs. The notes are unsecured, subject to Citigroup credit risk, not listed on an exchange and may have limited or no liquidity.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is offering unsecured autocallable contingent coupon equity-linked securities tied to the worst performer of Costco Wholesale Corporation and Tesla, Inc., maturing February 16, 2029, with a stated principal amount of $1,000 per security.
Investors can receive contingent coupons of 3.3875% per quarter (13.55% per year) only when the worst-performing stock on a valuation date stays at or above 50% of its initial value; missed coupons can be repaid later if the barrier is met. The notes may be automatically called from August 13, 2026 onward if the worst performer is at or above its initial value, returning $1,000 plus the applicable coupon. If not called and the worst performer finishes below 50% of its initial value at maturity, repayment is reduced one-for-one with that decline, potentially to zero, with no coupon. The notes are not listed, may have little liquidity, and all payments depend on the credit of Citigroup Global Markets Holdings Inc. and Citigroup Inc.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is offering unsecured Enhanced Barrier Digital Securities linked to GE Vernova Inc. common stock, maturing on March 10, 2027.
Each $1,000 security pays no interest. At maturity, if GE Vernova’s closing value on the March 5, 2027 valuation date is at or above 60% of its initial value, holders receive $1,000 plus a fixed $175 digital return, a 17.50% gain, regardless of how much the stock has risen.
If the final value falls below 60% of the initial value, investors receive GE Vernova shares (or, at Citi’s option, cash) equal to a fixed equity ratio, exposing them to the full downside; the payout can be far below $1,000 and may be zero. Investors also forgo dividends and upside above the 17.50% cap. The securities are not exchange-listed, may have limited liquidity, and all payments depend on the credit of Citigroup Global Markets Holdings Inc. and Citigroup Inc. Citi expects the per-security estimated value on the pricing date to be at least $921, below the $1,000 issue price.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is offering unsecured autocallable contingent coupon equity-linked securities tied to the worst performer of the Dow Jones Industrial Average and the S&P 500 Dynamic Participation Index, each with an initial value set on the February 24, 2026 pricing date.
The notes pay a quarterly contingent coupon of 0.5708% of principal (about 6.85% per year) only if, on the relevant valuation date, the worst-performing index is at or above 80% of its initial value. Beginning February 24, 2027, the notes are automatically called if the worst-performing index is at or above its initial value, returning $1,000 plus that period’s coupon.
If not called, at maturity in February 2031 investors receive $1,000 per note only if the worst performer is at or above 85% of its initial value. Below that 15% buffer, principal is reduced 1% for each additional 1% decline in the worst-performing index, and coupons may never be paid. The securities are not listed, have limited liquidity, and all payments depend on the credit of Citigroup Global Markets Holdings Inc. and Citigroup Inc.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is offering principal-at-risk Contingent Income Auto-Callable Securities linked to the Invesco QQQ Trust, Series 1. Each security has a $1,000 stated principal amount and a term out to an expected February 2027 maturity, unless called earlier.
The notes pay a monthly contingent coupon of 1.2083% of principal (about 14.50% per year) only if QQQ’s closing price on the related valuation date is at least 90% of its initial level. Missed coupons can be recouped later if the ETF recovers above that threshold, but investors could receive few or no coupons.
The notes are auto-callable: if on any monthly potential redemption date QQQ closes at or above its initial price, investors receive $1,000 plus that month’s coupon (including any unpaid past coupons) and the investment ends. If held to maturity and QQQ finishes at or above 90% of its initial level, investors also receive $1,000 plus the final coupon.
If at maturity QQQ is below 90% of its initial level, the payoff is reduced using a 10% buffer and a buffer rate of about 111.111%, so losses accelerate beyond the buffer, up to a total loss of principal and no coupons. The notes are not listed, have limited liquidity, include embedded fees (issue price $1,000 vs. estimated value at least $944.50), and carry complex tax and withholding risks, including potential 30% withholding on coupons for some non-U.S. holders.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is offering callable Contingent Coupon Equity Linked Securities maturing on February 8, 2028. Each security has a $1,000 principal amount and pays a contingent coupon of 0.925% per period, equal to 11.10% per annum, only when the worst performer of the Nasdaq-100 Index®, Russell 2000® Index and S&P 500® Index closes at or above 70% of its initial value on the relevant valuation date.
If the notes are not called and, on the final valuation date, the worst-performing index is below 70% of its initial value, repayment of principal is reduced one-for-one with the index decline, down to zero. Citigroup may redeem the securities early on specified dates at $1,000 plus any due coupon. The notes are unsecured, subject to the credit risk of Citigroup Global Markets Holdings Inc. and Citigroup Inc., not listed on any exchange, and may have limited or no liquidity.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is offering unsecured Callable Contingent Coupon Equity Linked Securities tied to the worst performer of the Nasdaq-100, Russell 2000 and S&P 500 indices, maturing February 7, 2030. Each $1,000 security may pay a contingent coupon of 0.9167% per month (about 11.00% per year) if, on the related valuation date, the worst-performing index is at or above 75% of its initial level.
If the notes are not called and, on the final valuation date, the worst-performing index is at or above 70% of its initial level, investors receive $1,000 per security (plus any final coupon). If it is below 70%, repayment is reduced one-for-one with the index loss, down to zero. Citigroup may redeem the notes early at $1,000 plus any due coupon. The securities are not listed, carry Citigroup credit risk, can suffer total loss of principal, and have an estimated value of $976 per $1,000 at pricing due to embedded costs and hedging.