Welcome to our dedicated page for Citigroup SEC filings (Ticker: C), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Citigroup Inc. filings document the regulatory record of a global financial institution with common stock, preferred stock, medium-term senior notes and other registered securities. Form 8-K reports cover quarterly and annual results, financial data supplements, Regulation FD materials, registered-security schedules and exhibits tied to debt and preferred stock instruments.
The company’s SEC record also includes proxy disclosures on board governance, shareholder voting matters and executive compensation. Other filings document amendments to the certificate of incorporation through preferred stock designations, underwriting agreements, supplemental indentures and segment-reporting changes affecting Wealth, U.S. Personal Banking, Services, Markets and Banking.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is issuing unsecured structured notes linked to the worst performer of the Nasdaq-100 Index®, Russell 2000® Index and S&P 500® Index, maturing on November 29, 2030. Each security has a $1,000 stated principal amount, with total proceeds to the issuer of $1,033,664 after underwriting fees on a $1,042,000 offering.
The notes pay a contingent coupon of 0.7292% per month (about 8.75% per year) only if, on the relevant valuation date, the worst performing index is at or above 70% of its initial level. Missed coupons can be paid later if the barrier is met, but may be lost entirely. The notes may be automatically called on specified dates if the worst performer is at or above its initial level, returning $1,000 plus the coupon.
If not called and, on the final valuation date, the worst performing index is below 70% of its initial level, principal is reduced one-for-one with the index loss, down to zero. The securities are not listed, have limited liquidity, are subject to the credit risk of Citigroup Global Markets Holdings Inc. and Citigroup Inc., and have an estimated value of $982.10 per security, below the issue price.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is offering buffer securities linked to the iShares MSCI EAFE ETF (EFA), maturing on December 30, 2026. Each security has a $1,000 stated principal amount and pays no interest or dividends. At maturity, if the ETF has risen, holders receive $1,000 plus 200% of the ETF’s price gain, capped by a maximum return of $112 per security (total payout up to $1,112).
If the ETF has fallen but by no more than the 15% buffer (down to 85% of the initial value), investors receive back $1,000. Below that buffer, principal is reduced 1% for each 1% additional loss in the ETF. The securities are unsecured and subject to the credit risk of both issuers, will not be listed on an exchange, and may have limited liquidity. The estimated value on the pricing date is $986.50 per security, less than the issue price, and the U.S. tax treatment is complex and uncertain.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is issuing unsecured autocallable contingent coupon equity-linked securities tied to the worst performer of the Nasdaq-100 Index®, Russell 2000® Index and S&P 500® Index, maturing on November 30, 2027. Each $1,000 security pays a contingent coupon of 0.9208% per month (about 11.05% per year) only if, on the relevant valuation date, the worst-performing index is at or above 70% of its initial level. If this condition is not met, no coupon is paid for that period.
Beginning with the November 24, 2026 valuation date, the notes are automatically called if the worst-performing index is at or above its initial level, returning $1,000 plus the coupon, which may cap total income. If the notes are not called and, on the final valuation date, the worst-performing index is below 70% of its initial level, repayment of principal is reduced one-for-one with the index loss, down to zero. The notes are not listed, may have limited liquidity, are subject to the credit risk of both issuers, and are initially valued at $998.70 per $1,000 issue price due to embedded costs and dealer margins.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is offering $1,000-denomination autocallable barrier securities linked to the EURO STOXX 50® Index, maturing on December 3, 2030. The notes pay no interest and do not guarantee principal repayment.
The securities may be automatically redeemed if, on any non-final valuation date from November 2026 to November 2029, the index closes at or above the initial level of 5,573.91, triggering cash repayment of $1,000 plus a premium of 10.80% to 43.20% of principal. If held to maturity and not called, investors receive $1,000 plus the greater of a 30.00% premium or 100% participation in index gains when the final index level is at or above the initial level, full principal if the index is below the initial but at or above the 75.00% barrier of 4,180.433, and 1-to-1 downside exposure below the barrier.
The issue price is $1,000 per note, with an underwriting fee of up to $23.50 and estimated value of $968.20. Key risks include potential total loss of principal, no dividends or voting rights, limited or no secondary market, credit risk of both issuers, sensitivity to index volatility and non-U.S. market risks, and complex, uncertain U.S. tax treatment.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is offering autocallable barrier securities linked to the EURO STOXX 50® Index with a stated principal of $1,000 per security, maturing on November 29, 2028. The initial index value is 5,528.67 and the final barrier is set at 3,870.069, equal to 70.00% of the initial value.
The notes may be automatically redeemed on November 24, 2026 if the index closes at or above its initial value, paying $1,100 per security (principal plus a 10.00% premium). If held to maturity and not called, investors earn leveraged upside with a 207.10% upside participation rate when the final index value exceeds the initial value, full principal repayment if the index finishes between the initial value and the barrier, and 1-for-1 downside exposure below the barrier.
The issue price is $1,000 per security, including an underwriting fee of up to $25.00, while the estimated value is $963.00. The total offering is $1,057,000.00, the notes will not be listed on any exchange, and investors face issuer and guarantor credit risk, market risk on the index, liquidity risk and complex U.S. tax treatment.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., amends a prior pricing supplement to revise the premium for the August 2030 potential redemption date on its Callable Dual Directional Barrier Securities linked to the S&P 500 Futures Excess Return Index. The notes have a stated principal amount of $1,000 per security, total issuance of $310,000, and an estimated value of $920.20 per security on the pricing date.
The securities offer 200% participation in index gains above the initial value and 1‑for‑1 positive exposure to the absolute value of negative returns down to a 60% barrier, but expose investors to full downside below that barrier and no dividends. Citigroup may redeem the notes on specified dates from November 2026 through October 2030, paying $1,000 plus a preset premium that rises over time, instead of leaving investors fully exposed to index performance through the November 2030 maturity.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is offering callable contingent coupon equity-linked securities tied to the worst performer of the Nasdaq-100, Russell 2000 and S&P 500 indexes, maturing in November 2029. Each $1,000 security may pay a contingent coupon of 0.8667% per month (about 10.40% per year) if, on the prior valuation date, the worst-performing index is at or above 70% of its initial level.
If the securities are not called and, on the final valuation date, the worst-performing index is at or above 70% of its initial value, investors receive $1,000 per security plus any final coupon. If it is below 70%, repayment is reduced one-for-one with the index loss, potentially down to zero. Citigroup may redeem the notes early at $1,000 plus any due coupon, the notes are unsecured and subject to the credit risk of Citigroup Global Markets Holdings Inc. and Citigroup Inc., will not be listed on any exchange, and the estimated value at pricing ($978.30 per security) is less than the $1,000 issue price.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is offering $2,100,000 of autocallable contingent coupon equity-linked securities tied to the worst performer of the Russell 2000® Index and the S&P 500® Index, maturing November 29, 2029.
The notes pay a contingent coupon of 1.84% per quarter (7.36% per annum) only if, on each valuation date, the worst-performing index is at or above 70% of its initial level. Starting November 24, 2026, the notes are automatically called if the worst performer is at or above its initial level, returning $1,000 per note plus the coupon. If not called, at maturity investors receive $1,000 only if the worst performer is at or above 70% of its initial level; otherwise repayment is reduced one-for-one with the index loss, down to zero.
The securities do not pay dividends, do not participate in index upside and will not be listed, so liquidity may be limited. All payments depend on the credit of Citigroup Global Markets Holdings Inc. and Citigroup Inc. The issue price is $1,000 per note, with an estimated value of $960.20, reflecting structuring and hedging costs and use of an internal funding rate. The U.S. federal tax treatment is uncertain and may change.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is offering callable contingent coupon equity-linked securities tied to the worst performer of the Nasdaq-100 Index®, Russell 2000® Index and S&P 500® Index, maturing on November 29, 2028. Each security has a $1,000 principal amount.
The notes pay a contingent coupon of 0.8625% per period (equivalent to 10.35% per annum) only if, on the relevant valuation date, the worst performing index closes at or above 70% of its initial level. If it falls below that coupon barrier, no coupon is paid for that period.
At maturity, if not previously called, investors receive $1,000 per security only if the worst performing index is at or above 70% of its initial level. If it is below 70%, repayment is reduced one-for-one with the index loss, potentially down to zero. Citigroup may redeem the notes early at par plus any due coupon, which can cap income potential.
The securities are unsecured, subject to the credit risk of Citigroup Global Markets Holdings Inc. and Citigroup Inc., will not be listed on any exchange and may be hard to sell. The estimated value on the pricing date is $978.10 per $1,000 security, reflecting embedded costs and hedging.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is offering unsecured $1,000 autocallable securities linked to the worst performer of the Russell 2000® and S&P 500® indices, maturing on November 29, 2029. The notes pay no interest and may be automatically redeemed on scheduled valuation dates if the worst-performing index is at or above its initial value, returning $1,000 plus a fixed premium that starts at 10.34% and steps up to 41.36% on the final valuation date.
If not called, investors receive $1,000 plus the final premium if the worst-performing index finishes at or above its initial value, only $1,000 if it is below the initial level but at or above 70% of that level, and a loss matching the full downside of the worst index if it falls below the 70% barrier, potentially losing all principal. The securities are not listed, carry Citigroup credit risk, and have an estimated value of $965 per $1,000 issue price after factoring in a $30 underwriting fee and issuer funding and hedging costs.