Welcome to our dedicated page for Citigroup SEC filings (Ticker: C), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Citigroup Inc. filings document the regulatory record of a global financial institution with common stock, preferred stock, medium-term senior notes and other registered securities. Form 8-K reports cover quarterly and annual results, financial data supplements, Regulation FD materials, registered-security schedules and exhibits tied to debt and preferred stock instruments.
The company’s SEC record also includes proxy disclosures on board governance, shareholder voting matters and executive compensation. Other filings document amendments to the certificate of incorporation through preferred stock designations, underwriting agreements, supplemental indentures and segment-reporting changes affecting Wealth, U.S. Personal Banking, Services, Markets and Banking.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is offering $789,000 of autocallable buffer securities linked to the worst performer of the Dow Jones Industrial Average and the S&P 500 Dynamic Participation Index, maturing January 28, 2031.
The notes pay no interest, are not principal protected and can be automatically called on January 26, 2027 at $1,091.50 per $1,000 if each index is at or above its initial level. If held to maturity and the worst index is above its initial level, investors receive amplified upside at a 150% participation rate; if it finishes between 85% and 100% of its initial level, only the $1,000 principal is repaid.
If the worst index ends below 85% of its initial level, repayment is reduced 1% for every 1% decline beyond the 15% buffer, and investors can lose a substantial portion, up to all, of their investment. The notes are unsecured, subject to Citigroup credit risk, will not be listed, may have little or no liquidity, and have an estimated value of $936 per $1,000, below the issue price because of embedded costs and the issuer’s internal funding rate.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is offering unsecured autocallable contingent coupon equity-linked securities tied to the worst performer of the iShares Silver Trust and the S&P 500 Index, maturing January 27, 2028. Each $1,000 security may pay a monthly contingent coupon of 0.7917% (about 9.50% per year) only if, on the prior valuation date, the worst performing underlying is at or above 70% of its initial value. The notes can be automatically called on specified dates if the worst performer is at or above its initial value, returning $1,000 plus the coupon. If not called, at maturity investors receive $1,000 only if the worst performer is at or above 65% of its initial value; otherwise principal is reduced 1% for each 1% decline beyond the 35% buffer, potentially leading to significant loss. The securities are not listed, carry Citigroup credit risk, and the estimated value at pricing is $955.60 versus the $1,000 issue price on a $573,000 total offering.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is issuing unsecured Callable Contingent Coupon Equity Linked Securities tied to the worst performer of the Nasdaq‑100, Russell 2000 and S&P 500 indexes, maturing January 26, 2029, with a stated principal of $1,000 per security.
The notes pay a contingent coupon of 1.1375% per period (13.65% annualized) only if, on each valuation date, the worst‑performing index is at or above 80% of its initial level; otherwise no coupon is paid. At maturity, if not called and the worst index is at or above 80% of its initial value, investors receive $1,000 plus any final coupon.
If the worst index finishes below the 80% final barrier, repayment is reduced dollar‑for‑dollar with the index loss, potentially to zero. The securities are callable at the issuer’s option on specified dates at $1,000 plus any coupon, are not listed, and carry full credit and liquidity risk. The issue price is $1,000 with an estimated value of $983.50 per note.
Citigroup Inc. is offering unsecured Medium-Term Senior Notes linked to the 10-year constant maturity Treasury rate, maturing on January 30, 2031. Each note has a stated principal amount of $1,000 and pays a fixed coupon of 7.15% per annum during the first year. After that, interest becomes variable and can be as high as 7.15% per annum, but only for days when the 10-year CMT rate stays between 0.00% and 4.50%; if the rate is outside this range for an entire period, the coupon for that period can be 0.00%.
Citigroup may redeem the notes at 100% of principal plus accrued interest on any quarterly interest payment date on or after January 30, 2027. The notes are senior debt intended to qualify as TLAC-eligible, will not be listed on any exchange, and may be assumed by a Citigroup subsidiary with a Citigroup guarantee, subject to conditions. The offering involves underwriting fees of up to $30 per note for Citigroup Global Markets Inc. and raises funds for general corporate purposes and related hedging activities.
Citigroup Global Markets Holdings Inc., fully guaranteed by Citigroup Inc., is offering $1,000-denomination medium-term senior autocallable securities linked to the worst performer of the S&P 500® Index and the Russell 2000® Index, maturing March 2, 2029, with no stock exchange listing.
The notes may be automatically redeemed on March 2, 2027 if the worst-performing index is at or above its initial value, paying $1,110 per security (an 11% premium). If held to the final valuation date on February 27, 2029 and the worst-performing index is at or above its initial value, investors receive $1,400 (a 40% premium).
If at maturity the worst-performing index is below its initial value but at or above 75% of that level, investors receive only the $1,000 principal. If it falls below 75%, repayment is reduced one-for-one with the index decline and can fall to zero. The estimated value on the pricing date is expected to be at least $917 per security, below the $1,000 issue price, reflecting structuring and distribution costs, including up to $12.50 per security in underwriting fees. The issuer highlights significant market, credit, liquidity and tax risks, and notes that the securities are expected to be treated as prepaid forward contracts for U.S. federal income tax purposes, though this treatment is uncertain.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is issuing unsecured autocallable contingent coupon equity-linked securities tied to the worst performer of the Nasdaq‑100, Russell 2000 and S&P 500 indices, with a stated principal amount of $1,000 per security.
The notes offer a quarterly contingent coupon of 2.50% of principal (10.00% per year) only if the worst-performing index on each valuation date is at or above 75% of its initial level. If, at maturity in January 2029, the worst-performing index is below its 75% barrier, investors lose 1% of principal for each 1% decline, potentially losing their entire investment.
The securities can be automatically called on specified dates if the worst-performing index is at or above its initial value, paying $1,000 plus the coupon and ending further income. They will not be listed, carry full Citigroup credit risk, include an underwriting fee of up to $20.78 per $1,000 security, and have an estimated value of $973.80 at pricing, below the issue price.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is issuing market-linked notes tied to the SPDR Gold Trust (GLD) that pay no interest and do not guarantee full principal repayment. Each note has a $1,000 stated principal amount and matures on January 27, 2027.
At maturity, investors get $1,000 plus a gain equal to the fund’s price increase times a 100% upside participation rate, but the total gain is capped at a maximum return of $116.50 per note (11.65%). If GLD falls, investors lose 1% of principal for each 1% decline, up to a maximum loss of $50 per note (5%).
The notes are unsecured obligations subject to the credit risk of both issuers, are not listed on an exchange, and may have little or no secondary market. The issue price is $1,000, while the estimated value on the pricing date is $983.20, reflecting structuring and hedging costs.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is offering unsecured "Bearish Upturn" securities linked to the S&P 500® Index, maturing on February 2, 2027. Each security has a stated principal amount of $1,000.
At maturity, if the S&P 500® final value is below its initial value, investors receive $1,000 plus a return equal to 200% of the index’s absolute decline, capped at a maximum return of $612.50 per security (61.25%). If the index is at or above its initial level, the payout is $1,000 minus the full positive index return, up to a maximum loss of $1,000 per security (100%), meaning investors can lose their entire investment.
The securities will not be listed on any exchange. The issue price is $1,000 per security (or $980 in fee-based accounts), with an underwriting fee of up to $20 and an estimated value on the pricing date expected to be at least $918 per security based on CGMI’s proprietary models. The product involves complex market and tax risks, and Citigroup and its affiliates may profit from underwriting and hedging activities.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is issuing unsecured Callable Contingent Coupon Equity Linked Securities due January 26, 2029, linked to the worst performer of the Nasdaq-100, Russell 2000 and S&P 500 indices.
Each $1,000 security can pay a monthly contingent coupon of 0.7917% (about 9.50% per year) only if, on the prior valuation date, the worst-performing index is at or above 70% of its initial level. Missed barriers mean no coupon for that period.
If not called and at maturity the worst index is at or above 70% of its initial level, investors receive $1,000 plus any final coupon. If it is below 70%, repayment falls one-for-one with that index’s loss, potentially to zero. The notes are callable by the issuer on specified dates at $1,000 plus any coupon, offer no upside participation or dividends, are not exchange-listed, and carry the credit risk of Citigroup Global Markets Holdings Inc. and Citigroup Inc. The issue price is $1,000 with an estimated value of $976.40 and an underwriting fee of up to $7.50 per note on a $470,000 offering.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is issuing $10 million of contingent income auto-callable securities linked to Meta Platforms common stock. Each security has a $1,000 stated principal amount, with principal at risk and no stock ownership or dividend rights.
The notes may pay a monthly contingent coupon of 1.3667% of principal (about 16.40% per year) when Meta’s closing price on a valuation date is at least 80% of the $647.63 initial share price, a downside threshold of $518.104. Missed coupons can be caught up if the price later recovers above this threshold, but investors could receive few or no coupons over the term.
The notes are automatically redeemed on certain monthly dates if Meta’s price is at or above the initial share price, returning $1,000 plus the applicable contingent coupon, ending future payments. If not redeemed and Meta’s final price is at or above the downside threshold, investors receive $1,000 plus the final contingent coupon. If the final price is below the downside threshold, repayment is reduced using a leveraged downside formula, and repayment can be far below $1,000, including total loss of principal. The securities are not listed, have an estimated value of $996.90 per $1,000 at pricing, and involve complex tax and credit risks.