Welcome to our dedicated page for Citigroup SEC filings (Ticker: C), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Citigroup Inc. filings document the regulatory record of a global financial institution with common stock, preferred stock, medium-term senior notes and other registered securities. Form 8-K reports cover quarterly and annual results, financial data supplements, Regulation FD materials, registered-security schedules and exhibits tied to debt and preferred stock instruments.
The company’s SEC record also includes proxy disclosures on board governance, shareholder voting matters and executive compensation. Other filings document amendments to the certificate of incorporation through preferred stock designations, underwriting agreements, supplemental indentures and segment-reporting changes affecting Wealth, U.S. Personal Banking, Services, Markets and Banking.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is issuing medium-term autocallable contingent coupon equity-linked securities tied to the worst performer of the Russell 2000® and S&P 500® indices, maturing September 1, 2027.
The notes pay a contingent coupon of at least 2.1625% per quarter (at least 8.65% per year) only if, on each valuation date, the worst-performing index is at or above 75% of its initial level. If the worst-performing index is below this coupon barrier, no coupon is paid for that period.
The notes can be automatically called on specified dates if the worst-performing index is at or above its initial level, returning $1,000 per note plus the applicable coupon and ending future payments. If not called and, at final valuation, the worst-performing index is below 75% of its initial level, repayment of principal is reduced 1% for each 1% decline, and investors may lose their entire investment.
The securities are unsecured obligations subject to the credit risk of Citigroup Global Markets Holdings Inc. and Citigroup Inc. They will not be listed on any exchange, may have limited or no liquidity, and their estimated value on the pricing date (based on internal models) will be below the $1,000 issue price. The risk disclosure highlights market, correlation, volatility, valuation, conflicts of interest and complex U.S. federal tax and withholding considerations, particularly for non-U.S. investors.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is issuing autocallable contingent coupon equity-linked securities tied to Oracle Corporation, maturing January 26, 2029. Each security has a $1,000 stated principal amount and an issue size of $660,000.
The securities pay a 3.75% contingent coupon per quarter (15.00% per annum) only if Oracle’s closing value on the relevant valuation date is at or above the coupon barrier of $88.58, which is 50.00% of the initial value of $177.16. Missed barriers mean no coupon for that period.
Beginning April 23, 2026, the notes are automatically called if Oracle is at or above the initial value on a potential autocall date, returning $1,000 plus the coupon, which can cap total income if the stock performs well.
If not called, at maturity investors receive $1,000 per note only if the final Oracle value is at or above the final barrier of $88.58. Below the barrier, repayment is $1,000 + ($1,000 × underlying return), creating one-for-one downside exposure and the possibility of a total loss.
The securities are unsecured, subject to the credit risk of Citigroup Global Markets Holdings Inc. and Citigroup Inc., are not listed, and may have limited liquidity. The estimated value on the pricing date is $966.40 per security, below the $1,000 issue price, reflecting fees, hedging costs and internal funding assumptions.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is offering callable contingent coupon equity-linked securities tied to the worst performer of the Nasdaq‑100, Russell 2000 and S&P 500 indices, maturing January 26, 2029. Each security has a $1,000 stated principal amount.
The notes pay a quarterly contingent coupon of 2.3125% of principal (equivalent to 9.25% per annum) only if, on the relevant valuation date, the worst-performing index is at or above 70% of its initial level. Citigroup may redeem the notes on specified dates at $1,000 plus any due coupon.
If not redeemed early and the worst-performing index is at least 65% of its initial level on the final valuation date, investors receive $1,000 back. If it finishes below 65%, repayment is reduced one-for-one with that index’s loss, potentially to zero, with no final coupon.
The securities are unsecured, subject to the credit risk of Citigroup Global Markets Holdings Inc. and Citigroup Inc., and will not be listed on an exchange. The issue price is $1,000 per security, total issue price $1,500,000, with up to $20 per note underwriting fees and estimated value of $976.40 on the pricing date.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is offering Dual Directional Buffer Securities linked to the S&P 500® Index, maturing on February 26, 2027. Each security has a stated principal amount of $1,000, with no periodic interest and no guaranteed principal repayment.
At maturity, if the index is at or above its initial value of 6,915.61, investors receive $1,000 plus 100% of the index gain, capped at a maximum upside return of $94 per security (9.40%). If the index is below the initial value but at or above 85% of it, investors gain 1-to-1 from the absolute value of that decline. Below the 15% buffer, losses are 1% of principal for each 1% additional index drop.
The estimated value on the pricing date is $995.50 per security, less than the $1,000 issue price, reflecting structuring, hedging costs and internal funding rates. The notes will not be listed on any exchange, may have limited liquidity, are subject to the credit risk of both issuers, and provide no dividends or voting rights on S&P 500® stocks.
Citigroup Global Markets Holdings Inc., fully guaranteed by Citigroup Inc., is offering medium-term senior notes called callable contingent coupon equity linked securities due February 1, 2029. The notes are linked to the worst performing of the EURO STOXX 50® Index, the Russell 2000® Index and the S&P MidCap 400® Index.
Investors receive a contingent coupon of 2.625% per quarter (10.50% per annum) only if, on each valuation date, the worst performing index is at or above 70% of its initial level. The issuer may redeem the notes early on specified dates at $1,000 per note plus any due coupon.
At maturity, if not redeemed, investors receive $1,000 per note only if the worst performing index is at or above 70% of its initial value. If it is below that barrier, repayment is reduced in line with the index loss and can fall to zero. The securities are not exchange-listed, have an expected estimated value of at least $939 per $1,000 on the pricing date, involve significant market and credit risks, and carry complex U.S. tax and withholding considerations, particularly for non-U.S. holders.
Citigroup Global Markets Holdings Inc., fully guaranteed by Citigroup Inc., plans to issue medium-term Autocallable Phoenix Securities linked to the common stock of a large semiconductor and wireless communications company.
Each $1,000 security can pay a quarterly contingent coupon of 4.775% of principal, but only if the stock closes at or above a coupon barrier set at 85% of the initial share price; missed coupons can be paid later if the barrier is met. The notes may be automatically called on interim valuation dates if the stock is at or above its initial price, returning $1,000 plus the applicable coupon, which caps upside versus owning the stock.
If the notes are not called and the final stock price is at or above the 85% final barrier, investors receive $1,000 plus any due coupon. If the final price is below the barrier, principal is reduced using a 15% buffer and a buffer rate of about 117.647%, so large stock declines can result in substantial or total loss of principal. The securities are not listed, carry issuer and guarantor credit risk, involve complex U.S. tax and potential 30% withholding consequences for non-U.S. holders, and are valued using Citigroup Global Markets Inc.’s proprietary models, which produce an estimated value below the $1,000 issue price.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is offering callable contingent coupon equity-linked securities tied to the worst performer of the Nasdaq-100, Russell 2000 and S&P 500 indexes. Each security has a $1,000 principal amount and total issue size of $597,000.
The notes pay a contingent coupon of 0.7292% per month (about 8.75% per year) only if, on each valuation date, the worst-performing index is at or above 70% of its initial value. At maturity in December 2027, if the worst index is at or above its 70% barrier, investors receive full principal back; otherwise, repayment is reduced one-for-one with the index loss and can fall to zero. Citigroup may redeem the notes early at par plus any due coupon, the securities are not exchange-listed, and all payments are subject to the credit risk of Citigroup Global Markets Holdings Inc. and Citigroup Inc. The underwriting fee is up to $22 per note and the initial estimated value is $969.30, below the $1,000 issue price.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is offering $1,000-denomination autocallable securities linked to the worst performer of the Russell 2000®, S&P 500® and S&P MidCap 400® indexes, maturing on January 28, 2031.
The notes pay no interest and do not guarantee principal. On scheduled valuation dates, if the worst-performing index is at or above its initial level, the notes are automatically redeemed at $1,000 plus a fixed premium that steps up from 5.00% to 50.00% of principal over time. If held to maturity and not called, investors receive $1,000 plus the 50% premium if the worst index finishes at or above its initial level, $1,000 if it is below initial but at or above a 75% barrier, or a loss matching the full downside of the worst index if it ends below the barrier.
The initial index levels are 2,669.162 for the Russell 2000®, 6,915.61 for the S&P 500® and 3,486.72 for the S&P MidCap 400®, each with a final barrier at 75% of its initial value. The $9,000,000 offering carries an underwriting fee of up to $30.50 per $1,000 note, and Citigroup’s estimated value is $963.90, below issue price. The notes are unsecured, not listed, subject to Citigroup Global Markets Holdings Inc. and Citigroup Inc. credit risk, and expose investors to index volatility, correlation risks and loss of dividends.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is offering callable contingent coupon equity-linked notes tied to the worst performer of the Nasdaq‑100, Russell 2000 and S&P 500 indices, maturing in February 2029.
Each security has a $1,000 stated principal amount and pays a quarterly contingent coupon of at least 2.20% (at least 8.80% per year) only if, on the relevant valuation date, the worst-performing index closes at or above a barrier set at 60% of its initial level. If this condition is not met, no coupon is paid for that period.
At maturity, if the notes are not called and the worst-performing index is at or above its 60% final barrier, investors receive $1,000 plus any final coupon. If it finishes below that barrier, repayment is reduced one‑for‑one with the index loss, down to possible zero principal.
The issuer may redeem the notes early on specified dates at $1,000 plus any due coupon, capping future income. The securities are unsecured, subject to the credit risk of Citigroup Global Markets Holdings Inc. and Citigroup Inc., will not be listed, may have limited liquidity, and carry complex tax and withholding considerations, especially for non‑U.S. holders.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is offering unsecured autocallable market-linked senior notes tied to the Citi Dynamic Asset Selector 5 Excess Return Index, maturing on March 1, 2033. The notes pay no interest and return depends entirely on index performance.
The notes may be automatically redeemed on annual valuation dates from 2027 to 2032 if the index closes at or above rising premium thresholds, paying $1,000 plus preset premiums from 6.75% up to 40.50% of principal. If not called, at maturity investors receive $1,000 plus 100% of any positive index return, or only $1,000 if the index is flat or lower.
The securities will not be listed and may have limited liquidity. Credit risk of both the issuer and guarantor applies. The issue price is $1,000 per note, with an underwriting fee up to $42.50 and minimum issuer proceeds of $957.50 per note. Citigroup estimates the initial value at least $872.50, below the issue price.