Welcome to our dedicated page for Citigroup SEC filings (Ticker: C), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Citigroup Inc. filings document the regulatory record of a global financial institution with common stock, preferred stock, medium-term senior notes and other registered securities. Form 8-K reports cover quarterly and annual results, financial data supplements, Regulation FD materials, registered-security schedules and exhibits tied to debt and preferred stock instruments.
The company’s SEC record also includes proxy disclosures on board governance, shareholder voting matters and executive compensation. Other filings document amendments to the certificate of incorporation through preferred stock designations, underwriting agreements, supplemental indentures and segment-reporting changes affecting Wealth, U.S. Personal Banking, Services, Markets and Banking.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is issuing market-linked notes tied to the S&P 500 Futures Excess Return Index, each with a $1,000 principal amount, priced on January 23, 2026 and maturing January 28, 2031.
At maturity, if the index is above its initial level of 561.63, investors receive $1,000 plus the index gain multiplied by a 110.50% upside participation rate. If the index is flat or lower, repayment is $1,000 plus the full index return, but losses are capped at $50 per note (5%).
The securities are not listed on an exchange. The issue price is $1,000 per note, with up to $41.25 in underwriting fees and minimum proceeds of $958.75 to the issuer. The estimated value at pricing is $925.80. For U.S. tax purposes, the notes are treated as contingent payment debt instruments, using a comparable yield of 4.402% and a projected single payment of $1,243.307 at maturity.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is offering unsecured autocallable equity-linked notes tied to the worst performer of the Dow Jones Industrial Average and the S&P 500® Index, each with a stated principal amount of $1,000.
The notes pay a contingent coupon of 1.825% per quarter (7.30% per annum) only if, on each valuation date, the worst-performing index is at or above 70% of its initial level. If on any potential autocall date the worst performer is at or above its initial level, the notes are automatically redeemed at $1,000 plus that coupon.
If the notes are not called and on the final valuation date the worst-performing index is below 70% of its initial level, investors’ principal is reduced one-for-one with the index loss, potentially to zero, and no final coupon is paid. The notes are not listed, carry Citigroup credit risk, and have an estimated value on the pricing date expected to be at least $933.50 per $1,000 note, below the issue price, reflecting fees, hedging costs and internal funding assumptions.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is offering $1,000‑denomination autocallable securities linked to the S&P 500 Futures 40% Edge Volatility 6% Decrement Index (USD) ER, maturing February 2, 2034 unless called earlier.
The notes can be automatically redeemed on scheduled valuation dates if the index closes at or above the autocall barrier value, set at 90% of the initial index level. In that case, holders receive $1,000 plus a fixed premium that steps up over time, reaching 122.00% of principal on the final valuation date. If held to maturity and never called, investors receive: $1,000 plus the final premium if the index is at or above the autocall barrier; only $1,000 if the index is below the autocall barrier but at or above the final barrier value of 50% of the initial level; or $1,000 plus $1,000 times the index return if the index is below the final barrier, resulting in losses matching the index decline and potentially a total loss.
The securities will not be listed, and Citigroup’s affiliate is the underwriter, receiving up to $43 per $1,000 security, leaving minimum proceeds of $957. The issuer expects the estimated value on the pricing date to be at least $850.50 per security, below the issue price. The complex underlying index uses leveraged, volatility‑targeted S&P 500 futures exposure and applies a 6% annual decrement, which can cause significant underperformance versus the S&P 500 Index. Key risks include issuer and guarantor credit risk, market and liquidity risk, loss of dividends, path‑dependent structure, and uncertain U.S. tax treatment, including possible future changes affecting prepaid forward and derivative taxation.
Citigroup Global Markets Holdings Inc., fully guaranteed by Citigroup Inc., is offering unsecured Autocallable Contingent Coupon Equity Linked Securities tied to NVIDIA Corporation, maturing February 3, 2028. Each security has a $1,000 stated principal amount and will not be listed on any exchange.
The notes pay a contingent coupon of 3.75% per quarter (15.00% per annum) only if NVIDIA’s closing value on each valuation date is at or above a coupon barrier set at 57% of the initial value. The same 57% level acts as the final barrier determining principal repayment.
Beginning July 30, 2026, the notes are subject to automatic early redemption on specified potential autocall dates if NVIDIA’s value is at or above its initial level, returning $1,000 plus the applicable coupon. If the notes are not called and NVIDIA finishes below the final barrier, investors receive a fixed number of NVIDIA shares (or equivalent cash) that may be worth far less than principal, including the possibility of a total loss.
The supplement highlights significant risks: loss of some or all principal, the possibility of receiving no coupons if NVIDIA trades below the barrier on valuation dates, limited or no liquidity, and full exposure to the credit risk of Citigroup Global Markets Holdings Inc. and Citigroup Inc. The estimated value on the pricing date is expected to be at least $931 per security, below the $1,000 issue price, reflecting structuring, distribution, and hedging costs.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is offering unsecured autocallable contingent coupon equity-linked securities tied to the worst performer of the Dow Jones Industrial Average, the Russell 2000® Index and the S&P 500® Index, in $1,000 denominations, maturing in 2031.
The notes pay a 2.3125% quarterly contingent coupon (9.25% per annum) only if, on each valuation date, the worst-performing index is at or above 70% of its initial level. They may be automatically called from August 2026 onward if that worst index is at or above its initial level, returning $1,000 plus the coupon.
If not called, principal repayment depends on the final level of the worst index. Investors receive $1,000 back only if it is at or above 65% of its initial level; below that, losses match the index decline, potentially reducing repayment to zero. The notes are unlisted, carry full credit risk of Citigroup entities, and have an estimated value on the pricing date expected to be at least $937 per $1,000 issue price.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is offering medium-term, autocallable contingent coupon equity-linked securities tied to the worst performer of the Dow Jones Industrial Average and the S&P 500® Index, maturing February 16, 2029.
Each $1,000 security may pay quarterly contingent coupons of 2.15% (8.60% per annum) only if, on the relevant valuation date, the worst-performing index is at or above 70% of its initial value. If the worst-performing index ever finishes below its 70% final barrier at maturity and the notes have not been called, investors lose principal in full proportion to that decline, potentially losing their entire investment, and receive no coupon. The notes can be automatically called on set dates if the worst-performing index is at or above its initial level, returning $1,000 plus the coupon. They are unsecured obligations subject to Citigroup Global Markets Holdings Inc. and Citigroup Inc. credit risk, will not be listed on an exchange, and have an estimated initial value of at least $940.50 per $1,000 based on internal models, below the issue price.
Citigroup Global Markets Holdings Inc., fully guaranteed by Citigroup Inc., is offering Callable Dual Directional Barrier Securities linked to the S&P 500 Futures Excess Return Index, each with a $1,000 stated principal amount and maturing on February 27, 2031 unless called earlier.
The issuer may redeem the notes in whole on specified quarterly dates starting in 2027, paying $1,000 plus a fixed premium that grows from 9.5% to about 46.7% of principal by January 29, 2031. If held to maturity and not called, investors get enhanced upside at a 200% participation rate when the index is up, or a “dual directional” benefit where moderate index losses down to a 60% barrier
produce positive absolute returns. If the index finishes below the barrier, repayment falls in line with the index loss and can drop to zero. The securities are unlisted, carry an underwriting fee of up to $41.25 per $1,000, and have an estimated initial value of at least $876.50 per security based on internal models.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is offering autocallable securities linked to the worst performer of the S&P 500® Index and the Russell 2000® Index, each with an 80% trigger level of its initial value.
Each $1,000 security may be automatically redeemed on February 24, 2027 for $1,100 if both indices are at or above their initial values, or pay $1,350 on February 26, 2029 if this condition is first met then. If held to maturity without early redemption, investors receive $1,350, $1,000, or a reduced amount based on the worst index’s performance, with full downside exposure below the trigger and possible total loss.
The securities are unsecured obligations, will not be listed on any exchange, carry an underwriting fee of up to $32 per $1,000, and have an estimated value expected to be at least $900.50. The tax treatment is uncertain, including potential future changes and Section 871(m) implications for non‑U.S. holders.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is offering callable contingent coupon equity‑linked securities tied to the worst performer of AMD, NVIDIA and Tesla. Each security has a $1,000 principal amount and can pay a quarterly contingent coupon of 2.4167% (about 29.00% per year) if the worst‑performing stock on a valuation date stays at or above 70% of its initial value.
If the notes are not called and, on the final valuation date, the worst‑performing stock is at least 60% of its initial value, investors receive back $1,000 per security (plus any due coupon). If it is below 60%, repayment is reduced one‑for‑one with the decline and can fall to zero, meaning a complete loss of principal and coupons. The notes are unsecured, subject to Citigroup credit risk, not listed on an exchange, and the initial estimated value of $948.80 is below the $1,000 issue price.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is offering callable barrier securities linked to the S&P 500 Futures Excess Return Index that mature in 2031. Each security has a stated principal of $1,000 and can be redeemed early at Citigroup’s option on four annual dates starting in 2027, with fixed premiums from 25% up to 100% of principal.
If the notes are not called, repayment at maturity depends on index performance. Investors get enhanced upside at a 170% participation rate if the index rises, full principal back if it falls but stays above a barrier at 50% of its initial level, and 1‑for‑1 downside exposure below that barrier, which can lead to substantial loss of principal. The notes are not listed, the estimated initial value is expected to be at least $908.50 per $1,000 security, and investors will not receive dividends. The product also carries complex tax treatment and credit risk of both the issuer and guarantor.