Welcome to our dedicated page for Citigroup SEC filings (Ticker: C), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Citigroup Inc. filings document the regulatory record of a global financial institution with common stock, preferred stock, medium-term senior notes and other registered securities. Form 8-K reports cover quarterly and annual results, financial data supplements, Regulation FD materials, registered-security schedules and exhibits tied to debt and preferred stock instruments.
The company’s SEC record also includes proxy disclosures on board governance, shareholder voting matters and executive compensation. Other filings document amendments to the certificate of incorporation through preferred stock designations, underwriting agreements, supplemental indentures and segment-reporting changes affecting Wealth, U.S. Personal Banking, Services, Markets and Banking.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is offering Autocallable Contingent-Coupon Equity-Linked Securities tied to Broadcom Inc. (NASDAQ: AVGO) maturing on 3 Aug 2028. Each $1,000 note may pay a contingent coupon of 1.25%-1.4167% per month (≈15-17% p.a.) if, on the relevant valuation date, AVGO’s closing price is ≥ the 70% coupon barrier. No coupon is paid for that period if the barrier is breached.
The notes are subject to automatic early redemption on 11 scheduled dates beginning 31 Oct 2025 whenever AVGO closes at or above its initial level; investors then receive $1,000 plus the coupon for that period, capping further upside.
If the notes are not called and AVGO’s final price on 31 Jul 2028 is:
- ≥ 70% of initial – principal is repaid in cash (plus any final coupon).
- < 70% – investors receive AVGO shares (or cash equivalent) worth 70% or less of par, and possibly zero, implying unlimited downside to principal.
Key economic terms (to be fixed 31 Jul 2025): initial price, equity ratio, coupon rate, barriers. Estimated issue value on pricing date is expected to be ≥ $913, below the $1,000 issue price, reflecting selling concessions ($27.50) and hedging costs. The notes will not be exchange-listed; liquidity depends on Citigroup Global Markets Inc. making a secondary market, which it may suspend at any time.
Risk highlights include credit exposure to Citigroup Global Markets Holdings Inc. and Citigroup Inc.; potential loss of all principal; variability of coupon payments; value erosion from fees and secondary market bid/ask spreads; complex U.S. federal tax treatment; and potential withholding for non-U.S. holders. The product therefore targets investors seeking elevated yield who can tolerate equity risk in AVGO, illiquidity, and issuer credit risk.