Welcome to our dedicated page for Citigroup SEC filings (Ticker: C), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Citigroup Inc. filings document the regulatory record of a global financial institution with common stock, preferred stock, medium-term senior notes and other registered securities. Form 8-K reports cover quarterly and annual results, financial data supplements, Regulation FD materials, registered-security schedules and exhibits tied to debt and preferred stock instruments.
The company’s SEC record also includes proxy disclosures on board governance, shareholder voting matters and executive compensation. Other filings document amendments to the certificate of incorporation through preferred stock designations, underwriting agreements, supplemental indentures and segment-reporting changes affecting Wealth, U.S. Personal Banking, Services, Markets and Banking.
Citigroup Global Markets Holdings has issued Autocallable Contingent Coupon Equity Linked Securities tied to the S&P 500 Futures 40% Edge Volatility 6% Decrement Index, due June 28, 2030. The securities offer potential periodic contingent coupon payments at 13.80% per annum, with a stated principal amount of $1,000 per security.
Key features include:
- Contingent coupon payments of 3.45% per period if the underlying index closes at or above the barrier value (60% of initial value)
- Automatic early redemption if the index closes at or above initial value on any autocall date
- Risk of principal loss if final index value is below 60% of initial value
- Estimated value of $898.10 per security, below the issue price of $1,000
Notable risks include potential loss of principal, no dividend participation, and exposure to a highly leveraged index with a 6% annual decrement. The securities are unsecured obligations backed by Citigroup credit.
Citigroup Global Markets Holdings has filed a prospectus supplement for Market Linked Notes tied to the S&P 500 Index, due August 2, 2029. These structured notes offer 100% participation in the index's upside performance up to a maximum return of at least 25.50%, with principal protection at maturity.
Key features of the offering:
- Principal Amount: $1,000 per note
- No periodic interest payments
- Full principal return at maturity regardless of index performance
- Pricing Date: July 30, 2025
- Maximum payout capped at $1,255 per $1,000 note
Important risks include credit risk of Citigroup Global Markets Holdings and Citigroup as guarantor, limited liquidity as notes won't be listed on exchanges, and opportunity cost of capped returns. The estimated value of the notes on pricing date will be at least $902.00 per note, below the public offering price of $1,000.
Citigroup Global Markets Holdings has filed a prospectus supplement for Autocallable Dual Directional Barrier Securities linked to the S&P 500 Index, due July 2027. The securities, with a principal amount of $1,000 per unit, offer:
- Automatic Early Redemption: If the S&P 500 closes at or above the initial level (6,141.02) on July 9, 2026, investors receive principal plus 9.45% premium
- Maturity Features: If not called early, offers 100% upside participation in index gains, plus positive returns if index declines but stays above barrier level (80% of initial level)
- Downside Risk: Full exposure to losses if index falls more than 20% below initial level
- Key Terms: No interest payments, no dividend exposure, estimated value of at least $928.50 per security
The securities carry credit risk of both Citigroup Global Markets Holdings and Citigroup Inc. as guarantor. CGMI will receive a $15.00 underwriting fee per security, with J.P. Morgan Securities acting as placement agent.
Citigroup Global Markets Holdings has filed a prospectus supplement (424B2) for Market-Linked Securities tied to the MSCI EAFE® Index, due February 5, 2027. The securities, fully guaranteed by Citigroup, offer:
- Principal amount of $1,000 per security
- No regular interest payments
- Return potential based on index performance with 100% upside participation rate
- Maximum return capped at 10.70% ($107 per security)
- Principal protection if index declines
Key features include pricing date of July 2, 2025, and issue date of July 8, 2025. The estimated value at pricing ($931.00 per security) is below the issue price. CGMI will pay dealers structuring fees up to $3.75 and marketing fees up to $3.50 per security. Notable risks include limited returns due to the cap, no dividend payments, and exposure to single-day valuation risk.
Citigroup Global Markets Holdings has filed a prospectus supplement for Market Linked Notes due August 2, 2029, tied to the Nasdaq-100 Index® performance. The notes, fully guaranteed by Citigroup, offer a unique investment structure with the following key features:
The notes provide principal protection at maturity with upside participation subject to a cap. Key terms include:
- Principal Amount: $1,000 per note
- Participation Rate: 100% of the index's positive performance
- Maximum Return: At least 26.50% ($265 per note)
- No periodic interest payments or dividends
If the index's ending value exceeds its starting value, investors receive their principal plus 100% of the index's percentage gain, capped at 26.50%. If the index declines, investors receive their principal back. The estimated value will be at least $900.50 per note, below the offering price. The notes carry credit risk from both Citigroup Global Markets Holdings and Citigroup as guarantor.
Citigroup Global Markets Holdings has filed a prospectus supplement for Buffered Digital Securities linked to the Dow Jones Industrial Average, due November 5, 2026. The securities, priced at $1,000 per unit, offer unique investment characteristics different from conventional debt securities.
Key features include:
- No regular interest payments
- Digital return of at least 8.75% if the index is at or above initial value at maturity
- 10% buffer against initial losses
- 1:1 downside exposure beyond the buffer
Notable risks include potential significant capital loss, limited returns capped at the digital return rate, no dividend payments, and credit risk exposure to Citigroup. The estimated value at pricing ($924.50) is below the issue price, with $20.50 per security underwriting fee. Securities will not be listed on any exchange, potentially limiting liquidity.
Citigroup Global Markets Holdings is offering 2-Year Market-Linked Securities tied to the Citi Dynamic Asset Selector 5 Excess Return Index (CIISDA5N), guaranteed by Citigroup. Key features include:
- Maturity Date: August 2, 2027
- Principal Amount: $1,000 per security
- Upside Participation Rate: Minimum 175%
- Downside Protection: 100% principal protection if held to maturity
The securities track a dynamic index that allocates between S&P 500 futures and 10-Year Treasury futures based on market regimes. The allocation strategy uses trend and volatility signals to shift between three portfolios: Equity-Focused (67% equity/33% treasury), Intermediate (33% equity/67% treasury), and Treasury (100% treasury). Notable risks include credit risk of the issuer, no interest payments, and potential underperformance in rising equity markets due to exposure limits. The index includes a 0.85% annual fee and targets 5% volatility through dynamic exposure adjustment.