Welcome to our dedicated page for CITIGROUP SEC filings (Ticker: C), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Citigroup Inc. filings document the regulatory record of a global financial institution with common stock, preferred stock, medium-term senior notes and other registered securities. Form 8-K reports cover quarterly and annual results, financial data supplements, Regulation FD materials, registered-security schedules and exhibits tied to debt and preferred stock instruments.
The company’s SEC record also includes proxy disclosures on board governance, shareholder voting matters and executive compensation. Other filings document amendments to the certificate of incorporation through preferred stock designations, underwriting agreements, supplemental indentures and segment-reporting changes affecting Wealth, U.S. Personal Banking, Services, Markets and Banking.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is offering unsecured autocallable contingent coupon equity-linked securities tied to the worst performer of the S&P 500 Dynamic Participation Index and the SPDR® S&P® Biotech ETF, maturing on November 15, 2028.
Each $1,000 security pays a 0.5833% monthly contingent coupon (about 7.00% per annum) only if, on the relevant valuation date, the worst-performing underlying is at or above 65% of its initial value. The notes may be automatically called from November 10, 2026 onward if the worst performer is at or above its initial value, in which case investors receive $1,000 plus the coupon.
If not called, principal is protected only down to a 20% buffer. If the worst-performing underlying falls more than 20% at final valuation, repayment is reduced 1% for each additional 1% drop, potentially down to zero. The securities are not listed, are subject to the credit risk of Citigroup Global Markets Holdings Inc. and Citigroup Inc., and had an estimated value of $946.10 per $1,000 at pricing, below the issue price.
Citigroup Global Markets Holdings Inc. filed a 424(b)(2) preliminary pricing supplement for Autocallable Securities linked to the S&P 500 Futures 35% Edge Volatility 6% Decrement Index (USD) ER, due November 29, 2035, fully and unconditionally guaranteed by Citigroup Inc.
The notes are unsecured, pay no interest, and may be automatically redeemed after any valuation date if the underlying closes at or above its initial level, returning $1,000 per security plus a fixed premium. Premiums range from 18.90% (first call window) up to 189.00% (final valuation date). If not called, at maturity investors receive $1,000 plus the applicable premium if the final value is at least the 60% barrier. Otherwise, repayment is reduced 1-to-1 with the underlying’s decline from the initial level.
Per-security economics: Issue price $1,000; underwriting fee $50; proceeds to issuer $950. The issuer currently expects an estimated value ≥ $850 per security on the pricing date. The notes will not be listed and are subject to the credit risk of Citigroup Global Markets Holdings Inc. and Citigroup Inc. The underlying employs up to 500% leverage with a 35% volatility target and a 6% per‑annum decrement, which can materially drag performance.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is offering unsecured medium-term senior notes called autocallable contingent coupon equity-linked securities tied to the S&P 500 Futures 35% Edge Volatility 6% Decrement Index (USD) ER, maturing on November 29, 2035 unless called earlier.
Each security has a $1,000 stated principal amount and pays a contingent coupon of 2.60% per quarter (annualized 10.40%) only if, on the relevant valuation date, the index is at or above a coupon barrier equal to 50% of its initial level. The same 50% level is the final barrier: if the final index value is at or above this barrier and the notes are not called, investors receive $1,000 back; if it is below, repayment is reduced one-for-one with the index loss and can fall to zero.
The notes may be automatically called on scheduled dates starting in November 2026 if the index is at or above its initial level, in which case holders receive $1,000 plus the applicable coupon and no further payments. The issuer expects the estimated value on the pricing date to be at least $850 per security versus a $1,000 issue price, with underwriter proceeds of $950 per security. The complex, leveraged, decrement index and long maturity make these securities significantly riskier than conventional debt.
Citigroup Global Markets Holdings Inc., fully guaranteed by Citigroup Inc., is offering unsecured autocallable notes linked to the worst performer of three ETFs: the Energy Select Sector SPDR Fund (XLE), SPDR S&P Regional Banking ETF (KRE) and VanEck Semiconductor ETF (SMH), maturing November 13, 2026.
Each note has a $1,000 stated principal amount. The notes may be automatically called on quarterly valuation dates starting February 9, 2026 if the worst-performing ETF is at or above 90% of its initial value, paying $1,000 plus a fixed premium that steps up from 2.4375% to 9.75% by the final valuation date. If not called, investors receive at maturity either principal plus the final premium (if the worst ETF is at or above 90%), principal only (if it is between 60% and 90%), or suffer 1‑for‑1 downside below 60%, potentially losing their entire investment.
The notes pay no interest, are not listed, and all payments depend on the credit of Citigroup Global Markets Holdings Inc. and Citigroup Inc. The issue price is $1,000 per note, with an estimated value of $955.30 and an underwriting fee of up to $22.25 per note.
Citigroup Global Markets Holdings Inc. is offering autocallable contingent coupon equity-linked securities tied to the Nasdaq-100 Futures 35% Edge Volatility 6% Decrement Index ER, fully and unconditionally guaranteed by Citigroup Inc.
Each $1,000 security pays a 1.425% monthly contingent coupon (about 17.10% per annum) if the underlying on the prior valuation date is at or above the coupon barrier of 70% of the initial value. If below, no coupon is paid. Unless earlier redeemed, the securities mature on December 16, 2032, with monthly valuation dates on the 11th, starting January 2026. During the autocall period from December 11, 2026 until just before the final valuation date, the notes are automatically redeemed at $1,000 per security if the closing value is at or above the initial value on any trading day.
At maturity, if not called: you receive $1,000 if the final value is at or above the final barrier of 60%; otherwise, $1,000 plus $1,000 × underlying return, which can result in substantial loss. Issue price is $1,000, underwriting fee $20, and proceeds to issuer $980 per security. The estimated value on the pricing date is expected to be at least $850 per security. The securities will not be listed.
Citigroup Inc filed a Form 13F Holdings Report. The summary lists 14,658 information table entries with an aggregate value of $224,305,407,009. The report includes 11 other included managers. The certification is signed by Ronny Ostrow, Assistant Secretary, in New York, NY on 11-10-2025.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is offering unsecured, autocallable securities linked to the worst performing of the Energy Select Sector SPDR Fund (XLE), the Nasdaq‑100 Index and the Russell 2000 Index. The notes are issued at $1,000 per security (total issue price $2,857,000), pay no interest, are not listed, and mature on November 8, 2030, unless called earlier.
The notes auto‑redeem for $1,000 plus a premium if, on any observation date, the worst performer is at or above its initial value; scheduled premiums step from 13.60% (November 6, 2026) up to 68.00% (November 5, 2030). If not redeemed: you receive $1,000 + final premium if the worst performer is at or above its initial value; $1,000 if it is below initial but at or above the 70% barrier; otherwise, you lose 1% for each 1% the worst performer falls from its initial value. Underwriting fee is $40.75 per security (proceeds to issuer $959.25 per security). The estimated value is $911.10 per security, reflecting selling, structuring and hedging costs and the issuer’s internal funding rate. All payments are subject to the credit risk of Citigroup Global Markets Holdings Inc. and Citigroup Inc.
Citigroup Inc. reported stronger results for the third quarter of 2025, with revenues rising to $22.1 billion from $20.2 billion, a 9% increase. Net income grew 16% to $3.8 billion, and diluted earnings per share increased to $1.86 from $1.51.
Growth was broad-based: Services, Markets, Banking, Wealth and U.S. Personal Banking all posted higher revenues, while consolidated net interest income rose to $14.9 billion, up 12%. Return on tangible common equity improved to 8.0%, and the efficiency ratio edged better to 64.7%, indicating some cost discipline as expenses rose in line with revenues.
Citigroup returned $6.1 billion to common shareholders in the quarter, including $5.0 billion of share repurchases and $1.1 billion in dividends, and maintained a quarterly common dividend of $0.60 per share. The Common Equity Tier 1 capital ratio under the Basel III Standardized Approach stood at 13.3%, comfortably above the required 12.1%, with the Federal Reserve confirming a lower Stress Capital Buffer of 3.6%.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., filed a 424(b)(2) preliminary pricing supplement for Autocallable Contingent Coupon Equity Linked Securities linked to the worst performer of the DJIA, Russell 2000, and S&P 500, due November 29, 2030.
The notes pay a contingent coupon of 0.5833% monthly (~7.00% per annum) only if, on each valuation date, the worst-performing index closes at or above its coupon barrier set at 75.00% of its initial value. They are autocallable at $1,000 plus the coupon on scheduled potential autocall dates beginning November 25, 2026 if the worst performer is at or above its initial value.
If not called, maturity return depends solely on the worst performer: you receive $1,000 if it is at or above its final barrier (75.00% of initial); otherwise, you are exposed one-for-one to downside and could lose your entire investment. Denomination is $1,000 per note; the estimated value on the pricing date is expected to be at least $896.50. The issue price allocates up to $41.00 per note as underwriting fees, with proceeds to issuer of $959.00 per note under the maximum fee. The notes will not be listed and are subject to the credit risk of the issuer and guarantor.
Citigroup Global Markets Holdings Inc., fully guaranteed by Citigroup Inc., filed a 424(b)(2) preliminary pricing supplement for Autocallable Contingent Coupon Equity Linked Securities linked to the worst of the Russell 2000 and S&P 500, due November 12, 2027.
The notes pay a contingent coupon of at least 9.15% per annum (0.7625% per month) if, on the relevant valuation date, the worst-performing index is at or above its coupon barrier (80% of initial). Missed coupons may be paid later if the barrier is met on a subsequent date. Early redemption can occur on scheduled autocall dates starting May 6, 2026 if the worst performer is at or above its initial level, returning $1,000 plus the coupon.
At maturity, if not called, investors receive $1,000 if the worst performer is at or above its final buffer (80%); otherwise, principal is reduced using a 20% buffer and a 1.25 buffer rate. The notes are unsecured, not listed, and subject to the credit risk of the issuer and guarantor. Issue price is $1,000 with an underwriting fee of up to $4 per note; the estimated value on pricing is expected to be at least $939.