Welcome to our dedicated page for Citigroup SEC filings (Ticker: C), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Citigroup Inc. filings document the regulatory record of a global financial institution with common stock, preferred stock, medium-term senior notes and other registered securities. Form 8-K reports cover quarterly and annual results, financial data supplements, Regulation FD materials, registered-security schedules and exhibits tied to debt and preferred stock instruments.
The company’s SEC record also includes proxy disclosures on board governance, shareholder voting matters and executive compensation. Other filings document amendments to the certificate of incorporation through preferred stock designations, underwriting agreements, supplemental indentures and segment-reporting changes affecting Wealth, U.S. Personal Banking, Services, Markets and Banking.
Citigroup Global Markets Holdings has filed a pricing supplement for Autocallable Contingent Coupon Equity Linked Securities tied to the Russell 2000® Index and S&P 500® Index, due February 4, 2027. The securities, guaranteed by Citigroup, offer potential periodic contingent coupon payments at an annualized rate of at least 8.50%.
Key features include:
- Stated principal amount of $1,000 per security
- Contingent coupon payments of at least 2.125% per period if worst-performing underlying is above its barrier value
- Automatic early redemption feature if worst-performing underlying exceeds initial value on observation dates
- 75% downside barrier - investors face full loss exposure if worst-performing underlying falls below this level at maturity
- Estimated value of $929.50 per security, below issue price, based on CGMI's pricing models
The securities carry significant risks including potential loss of principal, no guaranteed coupons, limited upside due to early redemption feature, and credit risk of the issuer. They will not be listed on any exchange, potentially limiting liquidity.
Citigroup Global Markets Holdings has issued Barrier Securities linked to the S&P 500® Index, due July 1, 2026. These structured notes, fully guaranteed by Citigroup, have a stated principal amount of $1,000 per security with unique risk-return characteristics.
Key features include:
- Initial underlying value: 6,092.16 (S&P 500® Index)
- Final barrier value: 4,873.728 (80% of initial value)
- Maximum return: 11.50% ($115.00 per security)
- Upside participation rate: 100% up to the maximum return
The securities offer conditional principal protection if the final index value stays above the barrier level. However, investors face full downside exposure if the index falls below the barrier. Notable risks include potential loss of principal, no interest payments, and limited upside potential. The estimated value of $980.60 per security is less than the issue price of $1,000, with total offering size of $1,221,000.
Citigroup Global Markets Holdings has filed a pricing supplement for Autocallable Contingent Coupon Equity Linked Securities tied to Spotify Technology S.A., due July 6, 2028. The securities, guaranteed by Citigroup, offer potential periodic contingent coupon payments at an annualized rate of at least 15.10%.
Key features include:
- Stated principal amount of $1,000 per security
- Contingent coupon payments of at least 3.775% per quarter if Spotify's closing value is above the coupon barrier
- Automatic early redemption if Spotify's closing value exceeds initial value on any potential autocall date
- Downside risk if final value falls below 60% of initial value, potentially resulting in significant loss of principal
Important risks: Securities are not traditional debt, offer no dividend participation, have limited liquidity, and full credit risk to Citigroup. Estimated initial value ($910.00) is less than issue price, with $20.00 underwriting fee per security.