Welcome to our dedicated page for Citigroup SEC filings (Ticker: C), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Citigroup Inc. filings document the regulatory record of a global financial institution with common stock, preferred stock, medium-term senior notes and other registered securities. Form 8-K reports cover quarterly and annual results, financial data supplements, Regulation FD materials, registered-security schedules and exhibits tied to debt and preferred stock instruments.
The company’s SEC record also includes proxy disclosures on board governance, shareholder voting matters and executive compensation. Other filings document amendments to the certificate of incorporation through preferred stock designations, underwriting agreements, supplemental indentures and segment-reporting changes affecting Wealth, U.S. Personal Banking, Services, Markets and Banking.
Citigroup Global Markets Holdings has filed a prospectus supplement for Autocallable Contingent Coupon Equity Linked Securities tied to Palantir Technologies, due July 6, 2028. The securities offer potential periodic contingent coupon payments at an annualized rate of at least 18.25%, with a stated principal amount of $1,000 per security.
Key features include:
- Contingent coupon payments subject to underlying asset performance above 50% barrier value
- Automatic early redemption if underlying closes at or above initial value on observation dates
- Risk of principal loss if final value is below 50% barrier at maturity
- Estimated initial value of at least $900 per security, below issue price
Notable risks include potential loss of principal, no guaranteed coupon payments, limited liquidity, and credit risk of Citigroup. The securities do not provide direct exposure to Palantir stock appreciation or dividends. CGMI receives an underwriting fee of up to $20 per security and may profit from hedging activities.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc. (symbol: C), plans to issue Autocallable Contingent Coupon Equity-Linked Securities tied to Costco Wholesale Corporation common stock and maturing on 6 July 2028. The $1,000-denominated notes offer a contingent quarterly coupon of at least 1.9375 % (≥7.75 % p.a.), paid only when the closing price of Costco on the relevant valuation date is ≥80 % of the initial price.
An automatic early redemption feature is in force on each valuation date from 30 Sep 2025 forward: if Costco closes at or above its initial price, investors receive $1,000 plus the coupon and the note terminates, capping any further income potential.
If the notes are not called, final repayment depends on Costco’s price on 30 Jun 2028. Investors receive:
- $1,000 (and the final coupon) if the share price is ≥80 % of the initial level
- $1,000 + ($1,000 × underlying return) if the share price is <80 % of the initial level, exposing principal to full downside with no floor beyond the 20 % buffer
Key structural considerations include: (i) credit risk of Citigroup Global Markets Holdings Inc./Citigroup Inc.; (ii) illiquidity, as the notes will not be exchange-listed; (iii) an estimated value of at least $919, implying an upfront value gap of ≤8.1 % versus issue price; and (iv) a maximum underwriting fee of $20 per note. The product suits investors seeking elevated income and willing to accept equity, call and credit risks in lieu of direct Costco share ownership or conventional fixed-income exposure.
Citigroup announced the issuance of Callable Fixed Rate Notes due June 27, 2040 (CUSIP: 17290ADK3) with the following key terms:
Key Features:
- Principal Amount: $8,202,000 total offering at $1,000 per note
- Interest Rate: 5.70% per annum, paid semi-annually
- Call Feature: Callable quarterly starting December 27, 2027
- Maturity: June 27, 2040 (15-year term)
Important Details: The notes are unsecured senior debt obligations of Citigroup, subject to credit risk. Interest payments occur on June 27 and December 27, beginning December 27, 2025. Citigroup Global Markets (CGMI) serves as underwriter with a maximum fee of $20 per note. The notes will not be listed on any securities exchange, potentially limiting secondary market liquidity.
Risk Factors: Key risks include potential early redemption limiting interest accrual, interest rate sensitivity affecting redemption likelihood, credit risk of Citigroup, and limited secondary market liquidity.
Citigroup has filed a pricing supplement for Callable Fixed Rate Notes due June 27, 2035, with a total issuance value of $17,081,000. The notes will pay a fixed interest rate of 5.50% per annum, with semi-annual interest payments on June 27 and December 27.
Key features include:
- Principal amount of $1,000 per note
- Callable by Citigroup starting December 27, 2026, on quarterly redemption dates
- Interest payments based on 30/360 day count convention
- Unsecured senior debt obligations subject to Citigroup's credit risk
Notable risks include potential early redemption limiting interest accrual, particularly in rising rate environments, and no listing on securities exchanges limiting secondary market liquidity. CGMI will serve as underwriter with a maximum fee of $15.00 per note. The notes are not bank deposits and are not FDIC insured.
Citigroup has filed a pricing supplement for its $18.517 million Callable Fixed Rate Notes offering due June 27, 2030. The notes will pay a fixed interest rate of 5.05% semi-annually, with payments made on June 27 and December 27.
Key features include:
- Principal amount of $1,000 per note
- Callable by Citigroup starting June 27, 2026 on quarterly redemption dates
- Interest payments based on 30/360 day count convention
- Notes are unsecured senior debt obligations subject to Citigroup's credit risk
Notable risks include potential early redemption limiting interest accrual, especially likely in high interest rate environments, and limited secondary market liquidity as notes won't be listed on any exchange. CGMI will receive an underwriting fee of up to $5.00 per note. The total proceeds to the issuer are $18,462,981.50 after underwriting fees.
Citigroup has filed a prospectus supplement (424B2) for Callable Fixed Rate Notes due June 27, 2045, with a principal offering of $25,023,000. The notes will pay a fixed interest rate of 6.00% per annum, distributed semi-annually on June 27 and December 27.
Key features include:
- Stated principal amount of $1,000 per note
- Callable by Citigroup starting June 27, 2028, on quarterly redemption dates
- Interest payments begin December 27, 2025
- Underwriting fee of up to $20.00 per note through Citigroup Global Markets (CGMI)
Notable risks include early redemption risk, particularly in high interest rate environments, credit risk of Citigroup, limited secondary market liquidity as notes won't be listed on exchanges, and potential loss of principal if sold before maturity. The notes are unsecured senior debt obligations and are not FDIC insured.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is offering unsecured, senior, medium-term notes titled Autocallable Securities Linked to the S&P 500 Futures 35% Edge Volatility 6% Decrement Index (USD) ER, due July 6 2035. These structured notes do not pay coupons and are designed to terminate early if the underlying index’s closing value on any quarterly valuation date equals or exceeds its initial value.
Key mechanics
- Stated principal: $1,000 per security; issue price $1,000; estimated value ≥ $867 (reflects dealer pricing models and funding rate).
- Automatic early redemption: Beginning 1 Jul 2026, if triggered, holders receive $1,000 plus the specified premium (starting at 19.6% and rising to 102.9% by Sep 30 2030, ultimately 161.7% by Dec 30 2033).
- Maturity payment: If not called and final index value ≥ 60% of initial value, investors receive $1,000 plus the final premium. If below 60%, repayment equals $1,000 × (1 + underlying return), exposing investors to full downside beyond the 40% buffer.
- Underlying risk factors: Index embeds 35% volatility target, 6% annual decrement, and futures financing costs, making underperformance versus the S&P 500® likely.
- Credit exposure: All payments depend on the creditworthiness of Citigroup Global Markets Holdings Inc. and Citigroup Inc.; the notes will not be listed and may have limited liquidity.
The filing amends Pricing Supplement No. 2025-USNCH27220 solely to revise the minimum estimated value. Registration statement numbers are 333-270327 and 333-270327-01; securities are offered under Rule 424(b)(3).
Citigroup Global Markets Holdings has announced Callable Contingent Coupon Equity Linked Securities due June 29, 2027, linked to the performance of the Nasdaq-100, Russell 2000, and S&P 500 indices. The securities, fully guaranteed by Citigroup, are being offered at $1,000 per unit with a total offering of $540,000.
Key features include:
- Potential contingent coupon payments at 9.50% per annum, subject to worst-performing underlying index exceeding barrier value
- 70% coupon barrier and 60% final barrier of initial underlying values
- Issuer callable feature starting December 24, 2025
- Risk of principal loss if worst-performing index falls below final barrier
The estimated value of each security is $991.70, below the issue price. CGMI receives a $6.50 underwriting fee per security. The offering highlights significant risks including potential loss of principal, no guaranteed coupon payments, and exposure to the worst-performing index.