Welcome to our dedicated page for Citigroup SEC filings (Ticker: C), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Citigroup Inc. filings document the regulatory record of a global financial institution with common stock, preferred stock, medium-term senior notes and other registered securities. Form 8-K reports cover quarterly and annual results, financial data supplements, Regulation FD materials, registered-security schedules and exhibits tied to debt and preferred stock instruments.
The company’s SEC record also includes proxy disclosures on board governance, shareholder voting matters and executive compensation. Other filings document amendments to the certificate of incorporation through preferred stock designations, underwriting agreements, supplemental indentures and segment-reporting changes affecting Wealth, U.S. Personal Banking, Services, Markets and Banking.
Citigroup Global Markets Holdings has issued Autocallable Securities linked to Home Depot stock, due June 29, 2028. The securities, with a stated principal amount of $1,000 per unit, are unsecured debt instruments guaranteed by Citigroup.
Key features include:
- No regular interest payments
- Potential automatic early redemption with premiums of 11.75% (Year 1), 23.50% (Year 2), or 35.25% (Year 3) if Home Depot stock closes at or above initial value of $360.42
- At maturity, if not called early: full principal return if stock is above 60% barrier ($216.252); otherwise, 1:1 downside exposure
- Total offering size: $150,000 with estimated security value of $962.70
Risk factors include potential loss of principal, limited returns capped by fixed premiums, no dividend participation, and credit risk of Citigroup. The securities are not listed on any exchange, limiting liquidity.
Citigroup Global Markets Holdings has issued Autocallable Contingent Coupon Equity Linked Securities tied to NVIDIA Corporation, due June 29, 2028. The securities offer potential periodic contingent coupon payments at 14.80% per annum, with a stated principal amount of $1,000 per security.
Key features include:
- Contingent coupon payments of 3.70% per period if NVIDIA's closing value is above the barrier value of $88.74 (60% of initial value)
- Automatic early redemption if NVIDIA's closing value exceeds the initial value of $147.90 on any potential autocall date
- Risk of principal loss if final NVIDIA value is below barrier value at maturity
- Total offering amount of $495,000 with estimated security value of $978.80
Investors face significant risks including potential loss of principal, no guaranteed coupon payments, and credit risk from Citigroup. The securities are not listed on any exchange and may have limited liquidity. CGMI receives a $20.00 underwriting fee per security.
Citigroup Global Markets Holdings announces 3-Year Autocallable Contingent Coupon Securities linked to S&P 500 Dynamic Participation Index (SPXDPU1) and VanEck Gold Miners ETF (GDX), guaranteed by Citigroup. Key features include:
- Principal Terms: $1,000 per security, pricing date July 16, 2025, maturity July 20, 2028
- Contingent Coupon: 7.00% per annum paid monthly if worst performer closes above 65% of initial value
- Automatic Early Redemption: Monthly after first year if worst performer closes at/above initial value
- Downside Protection: 25% buffer at maturity; losses begin if worst performer declines more than 25%
Notable risks include potential significant principal loss, no guaranteed coupons, heightened risk due to multiple underlyings, and credit risk of Citigroup. Securities offer downside exposure without upside participation and won't be listed on exchanges. The estimated value will be below issue price at pricing date.
Citigroup Global Markets Holdings has issued Autocallable Securities linked to the Energy Select Sector SPDR Fund, due June 29, 2028. The securities, with a stated principal amount of $1,000 per unit, are guaranteed by Citigroup Inc.
Key features of these structured notes include:
- No regular interest payments
- Potential automatic early redemption with premiums of 13.15% (Year 1), 26.30% (Year 2), or 39.45% (Year 3) if the fund closes at or above initial value of $84.91
- At maturity, if not called early: full principal return if fund is above 70% barrier ($59.437); otherwise 1:1 downside exposure
- Total offering amount: $500,000 with estimated value of $958.00 per security
Notable risks include potential loss of principal, limited upside participation, no dividend payments, and credit risk of Citigroup. The securities are not listed on any exchange, limiting liquidity options for investors.
Citigroup Global Markets Holdings has filed a pricing supplement for Autocallable Contingent Coupon Equity Linked Securities due July 20, 2028. These securities are linked to the performance of two underlyings: the S&P 500 Dynamic Participation Index and VanEck Gold Miners ETF.
Key features include:
- Stated principal amount of $1,000 per security
- Contingent coupon payments of 0.5833% (7.00% per annum) if the worst-performing underlying is above its barrier value
- Automatic early redemption feature if worst-performing underlying exceeds initial value on observation dates
- 25% downside buffer at maturity, with 1:1 losses beyond buffer
The securities carry significant risks including potential loss of principal, no guaranteed coupon payments, and credit risk of Citigroup. The estimated value ($892.00) is less than the issue price, with CGMI receiving an underwriting fee of up to $30.00 per security.
Citigroup Global Markets Holdings has issued Autocallable Securities linked to the performance of three major indices: Nasdaq-100, Russell 2000, and S&P 500, due June 29, 2028. The securities, with a stated principal amount of $1,000 per unit, offer unique features:
- No regular interest payments
- Potential automatic early redemption if the worst-performing underlying index meets or exceeds its initial value on valuation dates
- Premium payments ranging from 12% to 36% based on redemption date
- Downside risk if worst-performing index falls below 70% barrier value at maturity
Key financial terms include $2,569,000 total issue size, $29.50 underwriting fee per security, and estimated value of $973.20 per security. The securities are fully guaranteed by Citigroup Inc but not listed on any exchange. Investors face risks including potential principal loss, limited liquidity, and credit risk of the issuer.
Citigroup Global Markets Holdings has issued Callable Contingent Coupon Equity Linked Securities tied to the performance of the Nasdaq-100, Russell 2000, and S&P 500 indices, due March 30, 2027. The securities offer:
- Potential periodic contingent coupon payments at 10.30% per annum, paid if the worst-performing underlying index stays above its coupon barrier value (60% of initial value)
- Principal amount of $1,000 per security with total offering size of $500,000
- Callable by issuer on specified redemption dates from December 2025 through February 2027
- Risk of principal loss if a knock-in event occurs (any underlying falls below 60% of initial value) and worst-performing index is below initial value at maturity
Key initial values: Nasdaq-100 (22,190.52), Russell 2000 (2,161.212), S&P 500 (6,092.18). The securities are unsecured obligations guaranteed by Citigroup Inc. The estimated value per security is $986.80, below the issue price of $1,000.
Citigroup Global Markets Holdings has issued Callable Contingent Coupon Equity Linked Securities tied to the performance of three major indices: Nasdaq-100, Russell 2000, and S&P 500, due May 27, 2027. The securities offer:
- Potential periodic contingent coupon payments at 11.00% per annum if the worst-performing underlying index stays above its barrier value
- Total offering amount of $6,111,000 with $1,000 per security
- 70% downside protection barrier for each underlying index
- Callable feature allowing Citigroup to redeem securities on specified dates
Key risks include: potential loss of principal if worst-performing index falls below barrier, no guaranteed coupon payments, limited liquidity, and credit risk of Citigroup. The estimated value per security is $990.80, below the issue price, reflecting CGMI's pricing models and internal funding rate. Securities are not bank deposits and lack FDIC insurance.
Citigroup Global Markets Holdings has announced Autocallable Contingent Coupon Equity Linked Securities tied to the performance of JPMorgan Chase, NVIDIA, and Walmart, due June 29, 2028. The securities offer potential periodic contingent coupon payments at an annualized rate of 14.45%.
Key features include:
- Stated principal amount of $1,000 per security with total offering of $1,745,000
- Contingent coupon payments of 1.2042% per period if worst-performing underlying is above its barrier value
- Automatic early redemption feature if worst-performing underlying exceeds initial value on observation dates
- Risk of principal loss if worst-performing underlying falls below 50% of initial value at maturity
- Estimated value of $963.10 per security, below issue price, with $33.00 underwriting fee
Securities are unsecured debt obligations of Citigroup Global Markets Holdings, guaranteed by Citigroup Inc. Investors face risks of missed coupon payments, potential principal loss, and credit risk of the issuer.