Citigroup Inc. filings document the regulatory record of a global financial institution with common stock, preferred stock, medium-term senior notes and other registered securities. Form 8-K reports cover quarterly and annual results, financial data supplements, Regulation FD materials, registered-security schedules and exhibits tied to debt and preferred stock instruments.
The company’s SEC record also includes proxy disclosures on board governance, shareholder voting matters and executive compensation. Other filings document amendments to the certificate of incorporation through preferred stock designations, underwriting agreements, supplemental indentures and segment-reporting changes affecting Wealth, U.S. Personal Banking, Services, Markets and Banking.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is offering Autocallable Phoenix Securities linked to the Invesco QQQ Trust (QQQ), in $1,000 denominations, maturing in December 2026. The notes pay a contingent coupon of 1.0334% of principal on each monthly observation date only if QQQ’s price is at or above a coupon barrier of $517.557, equal to 85.00% of the $608.89 initial share price. Missed coupons can be paid later if the barrier is subsequently met, but are lost entirely if the barrier is never met again.
The notes are automatically redeemed early at $1,000 plus the applicable coupon if, on any interim valuation date, QQQ’s closing price is at or above the initial share price. If held to maturity and not called, full principal is repaid only if the final share price is at or above the same 85.00% barrier; below that level, repayment is reduced according to a formula with a 15.00% buffer and losses increase as QQQ falls, potentially to zero. The securities will not be listed on an exchange, have an estimated value on the pricing date below the $1,000 issue price, involve complex U.S. tax treatment (including possible 30% withholding for some non-U.S. investors), and are described as suitable only for investors able to understand and bear these risks.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is offering autocallable medium‑term senior notes linked to the worst performer of the S&P 500® Index and the Russell 2000® Index, maturing in December 2028. Each security has a $1,000 stated principal amount and may be automatically redeemed early if, on the first valuation date in December 2026, the worst performing index is at or above its initial level, in which case investors receive $1,100 per security (a 10% premium). If held to the final valuation date in December 2028 and the worst performer is at or above its initial level, the payment is $1,350 per security (a 35% premium).
If the worst performing index is below its initial level but at or above 80% of that level on the final valuation date, investors receive only the $1,000 principal. If it falls below 80%, repayment is reduced one‑for‑one with the index loss, down to zero in extreme declines. The notes do not pay dividends, will not be listed on any exchange, carry an underwriting fee of up to $32 per security, and have an estimated value on the pricing date expected to be at least $895 per security, reflecting model-based pricing and issuer funding costs. U.S. tax treatment is uncertain and based on counsel’s view that the notes are prepaid forward contracts.
Citigroup Global Markets Holdings Inc. is offering $852,000 of unsecured S&P 500®-linked notes, fully and unconditionally guaranteed by Citigroup Inc. Each note has a $1,000 principal amount, 100% participation in S&P 500® upside, and a maximum return of 20%, so the most an investor can receive at maturity is $1,200 per note.
The notes pay no interest and return principal at maturity only; if the index is flat or down on the calculation day, investors simply receive $1,000 per note, before inflation or opportunity cost. The public offering price is $1,000, while the estimated value is $942.40 per note, reflecting selling, structuring and hedging costs and use of the issuer’s internal funding rate. The notes are not listed, may have limited liquidity, and all payments depend on the credit of Citigroup Global Markets Holdings Inc. and Citigroup Inc.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is offering unsecured autocallable equity-linked securities tied to MP Materials Corp. Each security has a $1,000 stated principal amount, a maturity date of November 28, 2028, and pays a quarterly coupon of 3.015% (equivalent to 12.06% per year), as long as the note has not been redeemed early.
The notes can be automatically called on specified dates starting May 22, 2026 if MP’s closing share price is at or above the initial value of $58.21. In that case, investors receive $1,000 plus the coupon and the investment ends early, limiting further coupon receipts. If held to maturity and not called, investors receive full principal back if MP’s final share price is at or above the barrier of $29.105 (50% of the initial value.
If the final share price is below the barrier, the maturity payment is $1,000 + ($1,000 × underlying return), exposing investors to the full downside of MP shares and potentially reducing the payment to zero (excluding the final coupon). The notes do not provide any upside participation or dividends. They are not listed, may have limited liquidity, and carry the credit risk of Citigroup Global Markets Holdings Inc. and Citigroup Inc. The total issue size is $4,122,000, with an estimated value of $934.90 per note on the pricing date.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is offering unsecured market-linked notes tied to the Nasdaq-100 Index® in $1,000 denominations, for a total public offering of $530,000. The notes mature on November 29, 2029 and repay principal at maturity, plus any upside based on index performance, subject to a 21.00% maximum return, so the payout cannot exceed $1,210 per note.
The participation rate is 100%, but investors only earn a positive return if the index ending value exceeds the starting value of 24,873.85 on the calculation day. The notes pay no interest or dividends and do not provide any rights in the underlying securities. The estimated value on the pricing date is $939.90 per note, below the $1,000 public offering price, reflecting selling, structuring and hedging costs and Citigroup’s internal funding rate.
The notes are subject to the credit risk of Citigroup Global Markets Holdings Inc. and Citigroup Inc., will not be listed on any exchange and may have limited or no secondary market, potentially resulting in sale prices below principal. U.S. holders are generally taxed under contingent payment debt instrument rules, recognizing interest income annually based on a 4.147% comparable yield and a projected maturity payment of $1,178.637 per note.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is offering autocallable contingent coupon equity-linked securities tied to the worst performer of the Russell 2000® Index and the S&P 500® Index, maturing on November 29, 2029. Each security has a $1,000 principal amount and pays a quarterly contingent coupon of 2.0925% (annualized 8.37%) only if, on the relevant valuation date, the worst performing index closes at or above 75% of its initial value. If on any autocall date the worst performer is at or above its initial level, the note is automatically redeemed for $1,000 plus that coupon.
If the notes are not called and on the final valuation date the worst performer is below its 75% barrier, principal is reduced one-for-one with that index’s loss, and repayment can fall to zero. Investors do not receive dividends or upside from either index and face the credit risk of both issuing entities. The notes are not listed, may be illiquid, carry an underwriting fee of $25 per $1,000, and have an initial estimated value of $969.40 per security, reflecting structuring and hedging costs. Tax treatment is complex and described as akin to prepaid forward contracts with taxable coupon income.
Citigroup Global Markets Holdings Inc., fully guaranteed by Citigroup Inc., is issuing market-linked Medium-Term Senior Notes tied to the SPDR® Gold Trust (GLD) with a total public offering of $2,368,000 ($1,000 per note). The notes pay no interest and return principal at maturity on November 29, 2029, subject to Citigroup credit risk.
At maturity, holders receive $1,000 plus 100% of any GLD price increase from the $380.20 starting value, capped at a 30.00% maximum return ($1,300 per note). If GLD ends at or below the starting value, only principal is repaid, with no upside.
The estimated value on the pricing date is $943.30 per note, below the $1,000 offering price, reflecting selling, structuring and hedging costs and Citigroup’s internal funding rate. The notes will not be listed on an exchange, may have limited liquidity, and are exposed to gold price volatility, SPDR Gold Trust tracking and operational risks, and complex U.S. tax treatment as contingent payment debt instruments.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is offering unsecured buffer securities linked to the iShares MSCI Emerging Markets ETF. Each security has a $1,000 principal amount, pays no interest and does not guarantee a full return of principal.
At maturity on December 30, 2026, if the ETF is above its initial value of $53.85, investors receive $1,000 plus 200% of the ETF’s gain, capped by a maximum return of $126.50 (12.65%). If the ETF is flat or down by up to the 15.00% buffer, investors receive $1,000. If it falls more than 15.00%, repayment is reduced dollar-for-dollar beyond that buffer, and a significant loss of principal is possible.
The notes are not listed, may have limited liquidity, and all payments depend on the credit of Citigroup Global Markets Holdings Inc. and Citigroup Inc. The initial estimated value is $988.80 per security, below the issue price, and the U.S. tax treatment is complex and uncertain.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is offering unsecured, autocallable securities linked to the worst performer of the Nasdaq‑100, Russell 2000 and S&P 500 indexes. Each security has a $1,000 stated principal amount and no interest payments, with an aggregate offering of $500,000.
On scheduled valuation dates from November 2026 to November 2030, the notes are automatically redeemed at a premium if the worst performing index is at or above its initial level, with premiums ranging from 10.50% to 52.50% of principal. If not called, at maturity investors receive $1,000 plus the final premium if the worst index is at or above its initial level, $1,000 if it is below the initial level but at or above 70% of that level, and otherwise suffer a 1‑for‑1 loss matching the index decline, potentially losing their entire investment.
The notes do not pay dividends, are not listed, and carry the credit risk of Citigroup Global Markets Holdings Inc. and Citigroup Inc. The issue price is $1,000 per note versus an estimated value of $957.50, reflecting structuring, hedging costs and dealer compensation.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is issuing unsecured autocallable barrier securities linked to the S&P 500 Index, with a stated principal amount of $1,000 per security and no interest payments.
The notes may be automatically redeemed on scheduled valuation dates from November 24, 2026 through November 29, 2030 if the index is at or above the initial level of 6,765.88, paying $1,000 plus a fixed premium that steps up from 8.60% to 34.40%.
If not called, at maturity in December 2030 investors receive either $1,000 plus the greater of a 25.00% premium or 100% participation in index gains, $1,000 if the index is down but above the barrier of 5,074.41 (75% of the initial level), or a loss matching the index decline if it finishes below the barrier, up to a total loss of principal.
The securities will not be listed, are subject to the credit risk of both issuers, and their initial estimated value of $971.40 per security is below the $1,000 issue price due to embedded costs and the issuer’s internal funding rate.