Citigroup Inc. filings document the regulatory record of a global financial institution with common stock, preferred stock, medium-term senior notes and other registered securities. Form 8-K reports cover quarterly and annual results, financial data supplements, Regulation FD materials, registered-security schedules and exhibits tied to debt and preferred stock instruments.
The company’s SEC record also includes proxy disclosures on board governance, shareholder voting matters and executive compensation. Other filings document amendments to the certificate of incorporation through preferred stock designations, underwriting agreements, supplemental indentures and segment-reporting changes affecting Wealth, U.S. Personal Banking, Services, Markets and Banking.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is offering unsecured callable contingent coupon equity-linked securities tied to the worst performer of the Nasdaq-100 Index®, Russell 2000® Index and S&P 500® Index. Each security has a $1,000 principal amount, with a total issue size of $848,000.
The notes pay a contingent coupon of 0.975% per month (equivalent to 11.70% per annum) only if, on each valuation date, the worst-performing index is at or above 70% of its initial level. If the worst index finishes below its 70% final barrier at maturity in May 2027, investors lose 1% of principal for every 1% decline and can lose their entire investment.
Citigroup may call the notes on specified dates, returning $1,000 per security plus the applicable coupon, which can cap the income stream. The securities are unlisted, illiquid, and fully exposed to the credit risk of Citigroup Global Markets Holdings Inc. and Citigroup Inc. The estimated value on the pricing date is $982.50 per $1,000, below the issue price.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is offering callable contingent coupon equity-linked securities tied to the worst performing of the Nasdaq-100, Russell 2000 and S&P 500 indices, with a stated principal of $1,000 per security and maturity on May 26, 2027.
The notes pay a contingent coupon of 0.6667% per month (about 8.00% per year) only if, on each valuation date, the worst performing index is at or above 70% of its initial level; otherwise no coupon is paid. If held to maturity and not called, investors receive $1,000 per note if the worst index is at or above 65% of its initial level, but principal is reduced one-for-one with any decline below that barrier, down to zero.
Citigroup may redeem the notes early on specified dates at $1,000 plus any due coupon, capping future income. The securities are unsecured, subject to the credit risk of Citigroup Global Markets Holdings Inc. and Citigroup Inc., are not listed on any exchange, and have an estimated value of $967.20 per $1,000 issue price due to structuring and hedging costs.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is issuing callable contingent coupon equity-linked securities tied to the worst performer of the Nasdaq-100, Russell 2000 and S&P 500 indexes, due May 26, 2027, in $1,000 denominations with a total issue size of $2,530,000.
The notes pay a monthly contingent coupon of 0.9417% of principal (about 11.30% per annum) only if, on the relevant valuation date, the worst-performing index is at or above 70% of its initial level. At maturity, if not previously called, principal is fully returned only if the worst index is at or above 65% of its initial level; below that, repayment is reduced one-for-one with the index loss, potentially to zero.
Citigroup may redeem the notes early on specified dates at $1,000 plus any due coupon. The securities are unsecured, subject to the credit risk of Citigroup Global Markets Holdings Inc. and Citigroup Inc., will not be listed on an exchange, and have an estimated value on the pricing date of $985 per $1,000, below the issue price, reflecting structuring, distribution and hedging costs. The filing highlights significant market, correlation, liquidity and tax risks, particularly for non-U.S. holders.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is offering unsecured Callable Contingent Coupon Equity Linked Securities tied to the worst performer of the Nasdaq-100, Russell 2000 and S&P 500 indices, maturing on May 26, 2027. Each security has a $1,000 principal amount and can pay a contingent coupon of 0.8917% per month (about 10.70% per year) if, on the relevant valuation date, the worst performing index is at or above 70% of its initial level.
If the notes are not called and, on the final valuation date, the worst index is at or above 70% of its initial value, investors receive $1,000 plus the final coupon. If it is below 70%, repayment is reduced one-for-one with the index decline, potentially down to zero, with no final coupon. Citigroup may redeem the notes early on specified dates, paying $1,000 plus any due coupon. The notes are not exchange-listed, subject to the credit risk of Citigroup entities, carry complex tax treatment, and had an estimated value of $980.30 per $1,000 at pricing, lower than the issue price.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is offering unsecured buffered digital securities linked to the Dow Jones Industrial Average, maturing on April 1, 2027. The notes pay no interest and do not guarantee full principal repayment.
For each $1,000 note, if the index at maturity is at or above its initial level, investors receive $1,000 plus a fixed digital return of at least $86.50 (at least 8.65%). If the index is below the initial level but no lower than 90% of it, investors receive only their $1,000 back. If it falls below 90%, investors lose 1% of principal for every 1% decline beyond that 10% buffer.
The securities are not listed, may have limited liquidity, and their value is affected by market factors and the issuers’ credit. The estimated value on the pricing date is expected to be at least $922.50 per note, below the $1,000 issue price, reflecting selling, structuring and hedging costs. Investors also forgo any dividends on the index and face complex and uncertain tax treatment.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is offering autocallable contingent coupon equity-linked securities tied to the S&P 500 Futures 40% Edge Volatility 6% Decrement Index (USD) ER, maturing on November 26, 2030. Each security has a $1,000 principal amount and pays a contingent coupon of 0.9833% per month (about 11.80% per year) only if the index closes on the prior valuation date at or above the coupon barrier of 359.3247, which is 60% of the initial level of 598.8745.
The notes may be automatically called on scheduled autocall dates if the index is at or above its initial level, returning $1,000 plus the coupon, which would end any further payments. If not called, and the final index value is below the final barrier (also 60% of the initial level), the maturity payment is reduced 1% for every 1% index decline, potentially to $0. Investors do not receive dividends and do not participate in any index gains.
The securities are unsecured and subject to the credit risk of Citigroup Global Markets Holdings Inc. and Citigroup Inc., will not be listed on an exchange, and may be hard to sell. The issue price is $1,000 per security, including up to a $45 underwriting fee; the issuer’s estimated value is $890.70. The complex underlying index uses leveraged futures exposure, a 40% volatility target and a 6% annual decrement, all of which can materially drag on performance. The U.S. tax treatment is uncertain and non‑U.S. holders may face 30% withholding on coupons.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc. (C), is offering $797,000 aggregate stated principal amount of market-linked securities tied to the Citi Dynamic Asset Selector 5 Excess Return Index, maturing on November 26, 2027. Each security has a $1,000 principal amount and pays no interest.
At maturity, investors receive $1,000 plus a return amount if the Index has risen, equal to the index gain multiplied by a 150% upside participation rate. If the Index is flat or lower, only the $1,000 principal is repaid. The Index uses a rules-based strategy rotating between U.S. equity and 10-year Treasury futures with a 5% volatility target and a 0.85% annual index fee, which can materially dampen returns.
The notes are unsecured obligations subject to the credit risk of both issuers, will not be listed on an exchange, and may have little or no secondary market. The issue price is $1,000 per security, including up to a $25 underwriting fee, while the estimated value on the pricing date is $950.20 per security.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is offering autocallable contingent coupon equity-linked securities tied to the worst performer of Lennar (LEN), RH (RH) and Zillow Group (Z). Each security has a $1,000 stated principal amount and pays a contingent coupon of 4.375% per quarter (17.50% per annum) only if, on the prior valuation date, the worst-performing stock closes at or above 50.00% of its initial value.
The notes can be automatically redeemed on scheduled autocall dates if the worst performer is at or above its initial value, paying $1,000 plus the coupon. At maturity, if not called and the worst stock is at or above its 50.00% final barrier, or any stock is at or above its initial value, investors receive $1,000; otherwise they are exposed one-for-one to the decline of the worst stock and may lose their entire investment.
The securities are not listed on any exchange. The issue price is $1,000 per security, with an estimated value of $919.40 and total offering size of $1,315,000. CGMI acts as underwriter, receiving an underwriting fee of up to $10 per security, and may profit from related hedging.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is offering $1,000 autocallable securities linked to the worst performer of the Russell 2000® Index and the S&P 500® Index, maturing November 26, 2030. The notes pay no interest and do not guarantee principal repayment.
The securities may be automatically redeemed on annual valuation dates starting November 23, 2026 if the worst performing index is at or above its initial value, paying $1,080, $1,160, $1,240 or $1,320 per security depending on the call date, and $1,400 at maturity if conditions are met. If held to maturity without early redemption, investors receive $1,000 plus a 40% premium if the worst index is at or above its initial value, $1,000 if it is between 65% and 100% of its initial value, and suffer 1-to-1 losses below the 65% barrier, potentially losing their entire investment. The issue price is $1,000, but the estimated value is $935.80 per security. The notes are unsecured, unlisted and subject to the credit risk of Citigroup Global Markets Holdings Inc. and Citigroup Inc.
Citigroup Inc. is offering senior unsecured callable fixed-rate notes due November 26, 2032. Each note has a stated principal amount of $1,000 and pays interest at a fixed annual rate of 4.55%, with semi-annual payments each May 26 and November 26 calculated on a 30/360 basis.
Beginning May 26, 2027, Citigroup may redeem the notes in whole at 100% of principal plus accrued interest on specified quarterly redemption dates, so investors may not receive interest to maturity if the notes are called. The notes are intended to qualify as TLAC-eligible, meaning losses in a Citigroup Inc. bankruptcy would be absorbed by shareholders first and then unsecured creditors, including these noteholders.
The notes are not bank deposits, are not insured by the FDIC or any government agency, and will not be listed on any securities exchange, so liquidity may be limited. Issue price is generally $1,000 per note, with eligible institutional and fee-based accounts able to purchase between $988 and $1,000 per note. CGMI acts as underwriter and may receive an underwriting fee of up to $12.00 per note.