STOCK TITAN

CITIGROUP (C) SEC Filings, Oct 14, 2025

C NYSE

Citigroup Inc. filings document the regulatory record of a global financial institution with common stock, preferred stock, medium-term senior notes and other registered securities. Form 8-K reports cover quarterly and annual results, financial data supplements, Regulation FD materials, registered-security schedules and exhibits tied to debt and preferred stock instruments.

The company’s SEC record also includes proxy disclosures on board governance, shareholder voting matters and executive compensation. Other filings document amendments to the certificate of incorporation through preferred stock designations, underwriting agreements, supplemental indentures and segment-reporting changes affecting Wealth, U.S. Personal Banking, Services, Markets and Banking.

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Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is offering Autocallable Contingent Coupon Equity Linked Securities tied to Alphabet Inc. due November 30, 2026. These unsecured notes may pay a contingent coupon of at least 0.8733% per period (approximately 10.48% per annum) when Alphabet’s closing value on the prior valuation date is at or above the coupon barrier, set at 71% of the initial value.

The notes can be automatically called on specified dates in 2026 if Alphabet’s value is at or above the initial value, returning $1,000 per note plus the applicable coupon. If not called, at maturity investors receive $1,000 if the final value is at or above the final barrier (71% of initial). Otherwise, holders receive a fixed number of Alphabet shares (or, at the issuer’s election, cash) that may be worth significantly less than principal.

Issue price is $1,000 per note, with an estimated value of at least $921.50. The underwriting fee is up to $21.50 per note, and proceeds to the issuer are $978.50 per note. The securities will not be listed and are subject to the credit risk of both the issuer and guarantor.

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Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is offering unsecured, callable contingent coupon equity-linked securities tied to the worst performer of the Nasdaq-100, Russell 2000, and S&P 500, maturing on October 19, 2028. Each security has a $1,000 stated principal amount and may pay a contingent coupon of at least 2.1875% per period (equivalent to at least 8.75% per annum) if, on the relevant valuation date, the worst-performing index closes at or above its 70% coupon barrier.

At maturity, if not redeemed and the worst-performing index is at or above its 65% final barrier, investors receive $1,000; otherwise, repayment is reduced one-for-one with the index decline, potentially to zero. The issuer may call the notes in whole on specified dates, paying $1,000 plus any due coupon. The notes will not be listed, and all payments are subject to the credit risk of Citigroup Global Markets Holdings Inc. and Citigroup Inc.

The issue price is $1,000 per security, with an underwriting fee up to $20 and minimum proceeds to issuer of $980 per security. The issuer currently expects an estimated value of at least $922 per security on the pricing date. Investors do not receive dividends or upside beyond contingent coupons and face risks from index volatility, correlation, liquidity, and tax treatment.

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Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc. (C), is offering callable contingent coupon equity-linked securities tied to the worst performing of the Nasdaq-100, Russell 2000, and S&P 500, due October 20, 2028. The notes pay a contingent coupon of at least 1.2292% per period (approximately 14.75% per annum, set on the pricing date) only if the worst-performing index on the prior valuation date is at or above its 80% coupon barrier.

The issuer may redeem the notes in whole on specified dates; if called, holders receive $1,000 per security plus any due coupon. If held to maturity and the worst-performing index is at or above its 80% final barrier, payment is $1,000; otherwise, repayment is $1,000 plus $1,000 multiplied by that index’s return, which can result in a significant loss, including zero. The notes are unsecured, subject to the credit risk of the issuer and guarantor, and will not be listed.

Issue price is $1,000 per security, with an underwriting fee of up to $4.50 and per-security proceeds to the issuer of $995.50. The estimated value on the pricing date is expected to be at least $940.00 per security.

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Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc. (C), is offering Autocallable Contingent Coupon Equity Linked Securities linked to the worst of the Dow Jones Industrial Average and the S&P 500 Dynamic Participation Index, due October 12, 2028. The notes pay a contingent coupon of 0.5833% per period (approximately 7.00% per annum) only if, on the prior valuation date, the worst performing underlying is at or above its coupon barrier of 80% of its initial value.

The notes feature automatic early redemption on specified dates beginning October 9, 2026 if the worst underlying is at or above its initial value, returning $1,000 plus the coupon. If held to maturity and the worst underlying is at or above its final buffer of 85%, investors receive $1,000 (plus any final coupon). Below the 85% buffer, principal is reduced 1% for each 1% decline beyond the 15% buffer. Issue price is $1,000; underwriting fee $30; proceeds to issuer $970. The estimated value is $954.80 per note. The securities are unsecured, not listed, and subject to the credit risk of the issuer and guarantor.

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Citigroup Global Markets Holdings Inc. filed a preliminary 424(b)(2) for Contingent Barrier Digital Securities linked to the S&P 500 Index, due in November 2026 and fully guaranteed by Citigroup Inc. Each security has a $1,000 stated principal amount. If the final index level is at or above the barrier, holders receive $1,000 plus a fixed return amount of at least $85.00 per security. If below the barrier, the payout equals $1,000 plus $1,000 × the index return, which can be significantly less than principal and may be zero.

The barrier is 80.00% of the initial index level. Key dates include a strike date of October 10, 2025, an expected pricing date of October 15, 2025, a final valuation date expected November 20, 2026, and an expected maturity of November 25, 2026. The securities will not be listed. The estimated value on the pricing date is expected to be at least $933.50 per security. The underwriter will charge a $10.42 fee per security; fiduciary accounts have a $989.58 issue price and forgo fees. Placement agents (J.P. Morgan affiliates) receive $10.42 per security on eligible sales.

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Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is offering unsecured Callable Contingent Coupon Equity Linked Securities linked to the worst performer of the Nasdaq-100 Index, the Russell 2000 Index and the S&P 500 Index. The notes may pay a contingent coupon of at least 0.80% per month (equivalent to at least 9.60% per annum) if, on the relevant valuation date, the worst-performing index is at or above its coupon barrier set at 70% of its initial value. Maturity is September 25, 2030, unless called earlier.

At maturity, if not redeemed and the worst-performing index is at or above its final barrier of 60% of its initial value, investors receive the $1,000 stated principal per security (plus any final coupon). If it is below the final barrier, repayment is reduced one-for-one with the index decline, potentially to $0. The issuer may redeem the notes in whole on specified dates beginning in April 2026, paying $1,000 plus any coupon then due. The securities will not be listed. The issue price is $1,000 per security; the issuer currently expects an estimated value of at least $939 on the pricing date. All payments are subject to the credit risk of Citigroup Global Markets Holdings Inc. and Citigroup Inc.

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Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is offering unsecured Autocallable Contingent Coupon Equity Linked Securities linked to the worst performing of the Nasdaq‑100, Russell 2000 and S&P 500, due October 13, 2028. The issue price is $1,000 per security with an aggregate issue of $2,101,000; the underwriting fee is up to $2.00 per security and proceeds to the issuer are $998 per security (total $2,096,798).

The notes pay a contingent coupon of 0.8958% per month (~10.75% per annum) if, on the prior valuation date, the worst performing index is at or above its coupon barrier (70% of its initial value. They are subject to automatic early redemption on scheduled potential autocall dates if the worst performer is at or above its initial value, returning $1,000 plus the coupon.

If not called, at maturity you receive $1,000 if the worst performer is at or above its final barrier (70%). Otherwise, repayment is reduced one-for-one with that index’s decline, which can result in substantial loss, up to zero. The notes are not listed. The estimated value is $991.80 per security, lower than the issue price, reflecting selling, structuring and hedging costs.

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Citigroup Global Markets Holdings Inc. is offering $1,015,000 of unsecured, callable Contingent Coupon Equity Linked Securities, fully and unconditionally guaranteed by Citigroup Inc. (C), linked to the worst performing of the Russell 2000 and S&P 500, due October 15, 2030.

The notes pay a contingent coupon of 0.6583% of principal per month (~7.90% p.a.) only if, on the prior valuation date, the worst of the two indices is at or above its coupon barrier (75% of initial). At maturity, if not called and the worst index is at or above its final barrier (70% of initial), investors receive $1,000 per note; otherwise, repayment is reduced 1-for-1 with the index decline, potentially to zero. The issuer may call the notes in whole on specified dates from October 2027 through September 2030 at $1,000 plus any coupon.

Initial index levels: Russell 2000 2,468.848; S&P 500 6,735.11. The securities will not be listed and carry the credit risk of both issuers. The estimated value is $972.80 per $1,000 note; underwriting fee up to $7.50 per note; per-note proceeds to issuer $992.50 (total proceeds $1,007,387.50).

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Citigroup Global Markets Holdings Inc. is offering unsecured, no‑interest autocallable securities linked to the S&P 500 Futures 40% Edge Volatility 6% Decrement Index (USD) ER, guaranteed by Citigroup Inc., and due October 20, 2033.

Each security has a $1,000 stated principal amount. The notes may redeem early after any valuation date if the index closes at or above its initial value, paying $1,000 plus a preset premium. If held to maturity and the final index value is at least the final barrier of 55% of the initial value, investors receive $1,000 plus the premium applicable to the final date. Otherwise, the payout is $1,000 + ($1,000 × underlying return), resulting in 1‑for‑1 downside and possibly a loss of the entire investment.

Minimum premiums step up from 18.00% (October 19, 2026) to 144.00% (October 17, 2033). The securities will not be listed. The underwriting fee is up to $43.00 per security, with $957.00 per security to the issuer, and an estimated value of at least $855.50 on the pricing date. Payments are subject to the credit risk of Citigroup Global Markets Holdings Inc. and Citigroup Inc. The underlying index targets 40% volatility, may apply up to 500% leverage, and includes a 6% per‑annum decrement, which can materially drag performance.

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Citigroup Global Markets Holdings Inc. (guaranteed by Citigroup Inc.) priced 4,438 S&P 500-linked Contingent Income Callable Securities, $1,000 each, for an aggregate $4,438,000 under a 424B2. The notes pay a 1.725% quarterly contingent coupon (6.90% per annum) only if the S&P 500 closing level on each valuation date is at or above the coupon barrier of 5,051.333 (75.00% of the initial 6,735.11). The notes are callable in whole on specified dates; if called, investors receive $1,000 plus any due coupon.

At maturity (if not earlier redeemed), payment per $1,000 is $1,000 if the final index level is at or above the downside threshold of 5,051.333; otherwise, $1,000 plus $1,000 × index return, which can result in a significant loss of principal. The securities will not be listed. Issue price is $1,000; estimated value is $962.40 per security. Underwriting fee is $7.50 per security, including a $5.00 selling concession and a $2.50 structuring fee payable to Morgan Stanley Wealth Management. Total proceeds to issuer are $4,404,715. Non‑U.S. holders may face 30% withholding on coupon payments.

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FAQ

How many CITIGROUP (C) SEC filings are available on StockTitan?

StockTitan tracks 7076 SEC filings for CITIGROUP (C), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for CITIGROUP (C)?

The most recent SEC filing for CITIGROUP (C) was filed on October 14, 2025.