Welcome to our dedicated page for CITIGROUP SEC filings (Ticker: C), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Citigroup Inc. filings document the regulatory record of a global financial institution with common stock, preferred stock, medium-term senior notes and other registered securities. Form 8-K reports cover quarterly and annual results, financial data supplements, Regulation FD materials, registered-security schedules and exhibits tied to debt and preferred stock instruments.
The company’s SEC record also includes proxy disclosures on board governance, shareholder voting matters and executive compensation. Other filings document amendments to the certificate of incorporation through preferred stock designations, underwriting agreements, supplemental indentures and segment-reporting changes affecting Wealth, U.S. Personal Banking, Services, Markets and Banking.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is offering Autocallable Contingent Coupon Equity-Linked Securities due 31 July 2030. The unsecured notes are tied to the worst performing of two underlyings: (1) the S&P 500 Dynamic Participation Index and (2) the SPDR Gold Trust ("GLD").
Key economic terms
- Issue price: $1,000 per security; minimum denomination $1,000.
- Contingent coupon: at least 0.6458% per month (≈ 7.75% p.a.) paid only if, on the related valuation date, the worst performing underlying closes ≥ 80% of its initial value (the coupon barrier).
- Buffer: 15% downside protection; investors begin to lose principal 1-for-1 below 85% of initial value at maturity.
- Automatic early redemption: From 29 Jul 2026 and on 51 scheduled monthly dates thereafter, notes are called at $1,000 + coupon if the worst performer ≥ initial value.
- Maturity payment (if not called): • 100% principal if worst performer ≥ 85% initial value • Otherwise: $1,000 + [$1,000 × (underlying return + 15%)]—exposing investors to accelerated losses beyond the 15% buffer.
- Estimated value on pricing date: at least $882.50 (≈ 88.3% of issue price) due to selling, hedging costs and internal funding rate.
- Underwriting fee: up to $37.50 per note; proceeds to issuer ≥ $962.50 per note.
- Credit profile: payments depend on the senior unsecured obligations of both Citigroup Global Markets Holdings Inc. and its parent guarantor.
- Listing: none; secondary liquidity solely through dealers on a best-efforts basis.
Principal risk highlights
- Principal loss risk: depreciation of the worst performer beyond 15% at final valuation reduces repayment dollar-for-dollar.
- Contingent coupons are not guaranteed; no coupon is paid for any period in which the worst performer closes < 80% of initial value.
- Early call risk: favourable underlying performance may trigger redemption, capping yield potential and reinvestment timing.
- Multiple underlyings: investors are exposed to the full downside of whichever index/ETF performs worst, including equity volatility and gold-specific factors.
- Liquidity & valuation: no exchange listing; any resale likely below issue price, especially given estimated value discount.
- Credit & tax considerations: noteholders face Citigroup credit risk and uncertain U.S. tax treatment (intended as prepaid forward contract with ordinary-income coupons).