Citigroup Inc. filings document the regulatory record of a global financial institution with common stock, preferred stock, medium-term senior notes and other registered securities. Form 8-K reports cover quarterly and annual results, financial data supplements, Regulation FD materials, registered-security schedules and exhibits tied to debt and preferred stock instruments.
The company’s SEC record also includes proxy disclosures on board governance, shareholder voting matters and executive compensation. Other filings document amendments to the certificate of incorporation through preferred stock designations, underwriting agreements, supplemental indentures and segment-reporting changes affecting Wealth, U.S. Personal Banking, Services, Markets and Banking.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is offering unsecured Callable Contingent Coupon Equity Linked Securities linked to the worst performing of the Nasdaq-100 Index, Russell 2000 Index and S&P 500 Index, maturing on August 9, 2029. Each security has a $1,000 stated principal amount and may be redeemed early at the issuer’s option on specified dates.
The securities pay a contingent coupon of 0.9292% of principal per month (about 11.15% per annum) only if, on the relevant valuation date, the worst performing index is at or above 70% of its initial value. At maturity, if not called, investors receive $1,000 per security only if the worst performing index is at or above 65% of its initial value; otherwise repayment is reduced one-for-one with the index decline and can fall to zero. Investors forgo dividends, have no upside participation in any index, face limited liquidity, issuer call risk and full credit risk of Citigroup Global Markets Holdings Inc. and Citigroup Inc. The estimated value is $985.30 per $1,000 at pricing, below the issue price due to structuring and hedging costs.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is offering callable contingent coupon equity linked securities with an aggregate offering of $6,395,000, each with a $1,000 principal amount, linked to the worst performing of the Nasdaq-100 Index®, Russell 2000® Index and S&P 500® Index and maturing on August 9, 2029.
The notes pay a monthly contingent coupon of 1.00833% of principal (about 12.10% per annum) only if, on the relevant valuation date, the worst performing index is at or above its coupon barrier, set at 70% of its initial value; principal is fully protected at maturity only if the worst performer stays at or above its final barrier at 60% of its initial value.
If at final valuation the worst performing index is below its final barrier, repayment is reduced one-for-one with its loss and can fall to zero; Citigroup may redeem the notes early at par plus any due coupon, and all payments are subject to the credit risk of Citigroup Global Markets Holdings Inc. and Citigroup Inc.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is issuing Autocallable Contingent Coupon Equity Linked Securities tied to the Invesco QQQ Trust, Series 1, maturing on September 10, 2027, with a stated principal amount of $1,000 per security.
Investors may receive a 0.8125% monthly contingent coupon (annualized 9.75%) only if QQQ’s closing value on each valuation date is at or above the coupon barrier value of $573.84 (80% of the initial value of $717.30). The notes are autocallable on specified dates if QQQ is at or above the initial value, in which case holders receive $1,000 plus the coupon and the investment ends early.
If not called and the final QQQ value is at or above the final barrier of $573.84, investors receive $1,000 plus the final coupon. If it is below the barrier, investors receive QQQ shares (or cash) based on an equity ratio of 1.39412 per note, which may be worth substantially less than principal, up to total loss. The notes are unsecured and subject to the credit risk of both issuers and to limited or no secondary market liquidity.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is offering autocallable unsecured notes linked to the worst performing of the Dow Jones Industrial Average, Nasdaq‑100 Index® and Russell 2000® Index, maturing August 8, 2031. Each security has a $1,000 stated principal amount and pays no interest.
The notes may be automatically redeemed on scheduled valuation dates if the worst performing index is at or above its initial level, returning $1,000 plus a fixed premium that steps up from 11.75% in 2027 to 58.75% on the final valuation date. If not redeemed early, at maturity investors receive $1,000 plus the final premium if the worst performing index is at or above its initial level, $1,000 if it is below the initial level but at or above 70% of that level (the final barrier), or $1,000 plus 1‑for‑1 downside exposure to the worst performer if it finishes below its barrier, potentially losing the entire principal.
The issue price is $1,000 per security, including up to $41.25 in underwriting fees, while the bank’s estimated value is $957.40, reflecting selling, structuring and hedging costs and the issuer’s internal funding rate. The notes do not pay dividends, may have limited or no liquidity, and are fully subject to the credit risk of Citigroup Global Markets Holdings Inc. and Citigroup Inc.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is offering Autocallable Contingent Coupon Equity Linked Securities linked to the worst performer of the Russell 2000® Index and the S&P 500® Index, each at an initial value of 3,019.188 and 7,723.55, respectively.
The notes pay a 0.6542% contingent coupon per period (about 7.85% per annum) only if, on each valuation date, the worst-performing index is at or above its coupon barrier (75% of its initial value). The same 75% level applies as a final barrier for principal protection at maturity.
If on any potential autocall date the worst-performing index is at or above its initial value, the notes are automatically redeemed at $1,000 plus the coupon, which can limit the total income stream. If held to maturity without autocall and the worst performer ends below its final barrier, repayment equals $1,000 + $1,000 × its underlying return, exposing investors to losses up to 100% of principal.
The issue price is $1,000 per note, with an estimated value of $975.10, underwriting fee up to $24 per note, and total offering of $1,189,000. The securities carry Citigroup Global Markets Holdings Inc. and Citigroup Inc. credit risk, may have limited or no liquidity, and involve complex U.S. federal tax and withholding considerations, especially for non-U.S. holders.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is issuing autocallable unsecured debt securities linked to the worst performing of the Dow Jones Industrial Average, Russell 2000 Index and S&P 500 Index, maturing on August 8, 2031. Each security has a $1,000 stated principal amount and does not pay interest.
The notes may be automatically redeemed on scheduled valuation dates starting August 6, 2027 if the worst performing index is at or above its initial value, paying $1,000 plus a fixed premium that steps up from 9.40% to 47.00% of principal over time. If not redeemed early, at maturity investors receive: $1,000 plus the 47.00% premium if the worst performer is at or above its initial level; $1,000 if it is below the initial level but at or above the 70% final barrier; or $1,000 plus 1-to-1 exposure to the negative return of the worst performer if it finishes below the barrier, potentially losing the entire investment.
Total offering size is $6,588,000 at $1,000 per note, with up to a $41 underwriting fee per security and estimated value of $955.40 on the pricing date. Investors face full downside market risk on the worst index, no dividends, limited liquidity, and the credit risk of both Citigroup Global Markets Holdings Inc. and Citigroup Inc.
Citigroup Global Markets Holdings Inc., fully guaranteed by Citigroup Inc., is offering Buffer Securities linked to the Nasdaq-100 Index®, maturing on September 1, 2027, under its Medium-Term Senior Notes, Series N program. Each security has a $1,000 stated principal amount and provides modified exposure to the Nasdaq-100 Index®: 1‑to‑1 upside participation up to a maximum return of $155 per security (15.50%), and a 15.00% downside buffer.
If the index finishes above its initial level, investors receive $1,000 plus the return amount, capped at the maximum; if it finishes between 85.00% and 100% of the initial level, they receive $1,000; below 85.00%, investors lose 1% of principal for each 1% decline beyond the 15.00% buffer. The notes pay no interest or dividends, may have limited or no secondary market, and all payments are subject to the credit risk of Citigroup Global Markets Holdings Inc. and Citigroup Inc. CGMI expects the estimated value on the pricing date to be at least $934 per security, below the $1,000 issue price, reflecting structuring, hedging costs and internal funding assumptions.
Citigroup Global Markets Holdings Inc., fully guaranteed by Citigroup Inc., is offering autocallable contingent coupon equity-linked securities tied to the worst performer of the Dow Jones Industrial Average, Russell 2000 Index and S&P 500 Index, each with coupon and final barriers at 60.00% of its initial value.
Each $1,000 security may pay a 0.6083% contingent coupon per period (about 7.30% per annum) only when the worst performing index on the relevant valuation date is at or above its coupon barrier; otherwise no coupon is paid. If not called early, at maturity investors receive $1,000 per security only if the worst performing index finishes at or above its final barrier; otherwise the payoff is $1,000 plus $1,000 times that index’s negative return, exposing investors to a loss of up to their entire principal.
The notes may be automatically redeemed on specified autocall dates if the worst performing index is at or above its initial value, in which case investors receive $1,000 plus the applicable coupon. The issue price is $1,000 per security, with up to a $9.00 underwriting fee and minimum $991.00 proceeds to the issuer, and an expected initial estimated value of at least $944.00 per security. All payments are subject to the credit risk of Citigroup Global Markets Holdings Inc. and Citigroup Inc., and the securities are expected to have limited or no liquidity and complex U.S. federal tax treatment.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is issuing Medium-Term Senior Notes, Series N in the form of callable contingent coupon equity-linked securities tied to the worst performing of the Nasdaq-100 Index®, Russell 2000® Index and S&P 500® Index, maturing on August 18, 2031.
Each security has a $1,000 stated principal amount and pays a 1.1667% contingent coupon per period (about 14.00% per annum) only if on the prior valuation date the worst-performing index is at or above its coupon barrier, set at 80.00% of its initial value. At maturity, if not previously called and the worst-performing index is at or above its final barrier (also 80.00%), investors receive $1,000 plus any final coupon; otherwise they receive $1,000 plus $1,000 times the index return of the worst performer, which can reduce principal down to zero.
The issuer may call the notes in whole on specified quarterly dates, paying $1,000 plus the applicable coupon. The estimated value on the pricing date is expected to be at least $933.00 per $1,000 security, below the issue price, reflecting selling, structuring and hedging costs. Investors face credit risk of both Citigroup Global Markets Holdings Inc. and Citigroup Inc., market and correlation risk across the three indices, potentially no coupons and substantial principal loss, limited liquidity, and tax uncertainty.
Citigroup Global Markets Holdings Inc., guaranteed by Citigroup Inc., is offering Autocallable Contingent Coupon Equity Linked Securities linked to the worst performer of the Dow Jones Industrial Average, the Russell 2000 Index and the S&P 500 Index, maturing on March 3, 2028. Each security has a $1,000 principal amount and may pay a monthly contingent coupon of 0.7542% (about 9.05% per annum) if, on the relevant valuation date, the worst-performing index is at or above its coupon barrier, set at 70% of its initial value.
The notes are subject to automatic early redemption on specified autocall dates if the worst-performing index is at or above its initial level, in which case holders receive $1,000 plus the coupon. If not called, the maturity payment depends solely on the worst-performing index: full principal is repaid only if its final level is at or above 70% of its initial value; otherwise, repayment is reduced one-for-one with the index loss, potentially to zero, and no final coupon is paid. The securities are unsecured, exposed to the credit risk of Citigroup Global Markets Holdings Inc. and Citigroup Inc., may have limited or no liquidity, and their estimated value on the pricing date is expected to be below the $1,000 issue price.