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China Automotive Systems (CAAS) VP Henry Chen files initial Form 3 ownership report

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

China Automotive Systems, Inc. executive Henry (Jingzhou) Chen, a Vice President of the company, filed an initial insider ownership report on Form 3. The filing does not list any buy, sell, or other share transactions and shows no derivative positions at this time.

Positive

  • None.

Negative

  • None.
SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
CHEN HENRY (JINGZHOU)

(Last)(First)(Middle)
D8 HENGLONG BLDG.,
NO.1 GUANSHAN FIRST AV.

(Street)
WUHAN CITYHUBEI PROVINCE430073

(City)(State)(Zip)

CHINA

(Country)
2. Date of Event Requiring Statement (Month/Day/Year)
09/11/2025
3. Issuer Name and Ticker or Trading Symbol
China Automotive Systems, Inc. [ CAAS ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Vice President
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
No securities are beneficially owned.
/s/ Henry Chen03/05/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

FAQ

What does the CAAS Form 3 filing by Henry (Jingzhou) Chen report?

The Form 3 for China Automotive Systems (CAAS) reports Henry (Jingzhou) Chen’s initial insider ownership status. It lists him as a Vice President and shows no reported transactions or derivative positions in this filing.

Did Henry (Jingzhou) Chen buy or sell CAAS shares in this Form 3?

No transactions are reported in this Form 3. The filing for China Automotive Systems (CAAS) shows no buys, sells, or other trades by Henry (Jingzhou) Chen, only his status as an officer.

What is Henry (Jingzhou) Chen’s role at China Automotive Systems (CAAS)?

Henry (Jingzhou) Chen is listed as a Vice President of China Automotive Systems, Inc. in the Form 3. The filing identifies him as an officer but does not indicate director or ten percent owner status.

Are any derivative securities disclosed for Henry Chen in the CAAS Form 3?

No derivative securities are disclosed in this Form 3. The derivative summary for China Automotive Systems (CAAS) shows no option, warrant, or other derivative positions reported for Henry (Jingzhou) Chen.

Does the CAAS Form 3 indicate insider trading activity by Henry Chen?

The Form 3 does not indicate any insider trading activity. For China Automotive Systems (CAAS), Henry (Jingzhou) Chen’s filing is purely an initial ownership report with zero reported share transactions.
China Automotive Sys Inc

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