China Automotive Systems, Inc. Initial Statement of Beneficial Ownership

China Automotive Systems, Inc. filed an initial insider ownership report for its Chief Financial Officer, LI JIE.

Accepted by SEC EDGAR 03/18/2026 - 09:32 AM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

China Automotive Systems, Inc. filed an initial insider ownership report for its Chief Financial Officer, LI JIE. The Form 3 shows direct ownership of 147,031 ordinary shares of the company. This filing records existing holdings and does not report any recent share purchases or sales.

Insider Trade Summary

Holdings reported, no transactions

Holdings

Insider LI JIE

Role Chief Financial Officer

Type	Security	Shares	Price	Value
Holding	Ordinary Share	--	--	--

Holdings: Ordinary Share — 147,031 shares (Direct)

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the China Automotive Systems (CAAS) Form 3 filing for LI JIE show?

The Form 3 shows that CFO LI JIE directly owns 147,031 ordinary shares of China Automotive Systems. This is an initial statement of beneficial ownership, recording existing holdings rather than announcing a new transaction or change in position.

Did China Automotive Systems CFO LI JIE buy or sell CAAS shares in this Form 3?

No buy or sell activity is reported in this Form 3 for LI JIE. The filing simply discloses an existing direct holding of 147,031 ordinary shares, serving as a baseline record of ownership rather than documenting a new transaction.

How many China Automotive Systems (CAAS) shares does CFO LI JIE directly own?

CFO LI JIE is reported to directly own 147,031 ordinary shares of China Automotive Systems. This total appears as the number of shares beneficially owned following the reported holdings, with no derivative positions listed in the filing excerpt.

Does the CAAS Form 3 for LI JIE include any derivative securities?

The Form 3 excerpt for LI JIE does not list any derivative securities. It only shows direct ownership of 147,031 ordinary shares, and the derivative holdings section is empty, indicating no options or similar instruments are reported here.

What type of ownership is reported for LI JIE in the CAAS Form 3?

The Form 3 reports direct ownership for LI JIE’s holdings in China Automotive Systems. All 147,031 ordinary shares are classified as directly owned, with no indication of indirect ownership through entities such as trusts, partnerships, or family members.

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SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

LI JIE

(Last) (First) (Middle)

D8 HENGLONG BLDG.,

NO.1 GUANSHAN FIRST AV.

(Street)

WUHAN CITY HUBEI PROVINCE 430073

(City) (State) (Zip)

CHINA

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
09/11/2025

3. Issuer Name and Ticker or Trading Symbol
China Automotive Systems, Inc. [ CAAS ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Financial Officer

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Ordinary Share	147,031	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

	/s/ Jie Li	03/05/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)