Welcome to our dedicated page for MS China A Share SEC filings (Ticker: CAF), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
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City of London Investment Management Company Limited reports beneficial ownership of 5,950,321 shares of common stock of Morgan Stanley China A Share Fund, Inc., representing 35.0% of the class. The filing states CLIM has sole voting and sole dispositive power for all reported shares, meaning it can both vote and direct the sale of these shares without sharing authority.
The shares are owned directly by the City of London Funds and certain segregated accounts for which CLIM exercises discretionary authority; one segregated account is identified as having the right to receive dividends or sale proceeds for more than 5% of the reported shares. CLIM describes itself as a UK investment adviser controlled by City of London Investment Group plc but cites informational barriers that prevent attribution of ownership to the parent. The filing certifies the holdings are held in the ordinary course of business and not for the purpose of changing or influencing control.
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