Welcome to our dedicated page for MS China A Share SEC filings (Ticker: CAF), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Morgan Stanley China A Share Fund, Inc. (NYSE: CAF) is a non-diversified, closed-end management investment company that seeks capital growth by investing primarily in A-shares of Chinese companies listed on the Shanghai and Shenzhen Stock Exchanges. While this page centers on the fund’s SEC filings, it also reflects how regulatory documents relate to the fund’s structure, investment objective and corporate actions described in its public communications.
In its regulatory filings, investors can expect to find detailed information about the fund’s investment policies, its focus on A-shares of Chinese companies and its closed-end structure. Filings such as annual and semi-annual reports, registration statements and related documents typically explain how the fund implements its policy of investing, under normal circumstances, at least 80% of its assets in A-shares, and how its non-diversified status affects portfolio construction.
Documents filed with the SEC also provide context for the fund’s tender offers and performance-related conditional tender offer policy. These materials may describe the conditions under which the fund will conduct a tender offer for up to a specified percentage of its then-issued and outstanding shares at a price equal to 98.5 percent of net asset value per share, minus costs and expenses related to the tender offer. They can also outline how the fund compares its total return investment performance measured on a net asset value basis to the MSCI China A Onshore Index over defined measurement periods to determine whether a conditional tender offer is required.
Through SEC filings, investors can review disclosures about advisory fee arrangements, including changes to the annual advisory fee expressed as a percentage of average weekly net assets, and information about the fund’s share repurchase program. These filings complement the fund’s public statements that investing involves risk and that it is possible to lose money on any investment in the fund. On this page, AI-powered tools can help summarize lengthy filings, highlight key sections on investment policies, fee structures, tender offer terms and risk disclosures, and make it easier to navigate the regulatory record of Morgan Stanley China A Share Fund, Inc.
Allspring Global Investments Holdings, LLC has filed an amended ownership report showing beneficial ownership of 1,675,019 shares of Morgan Stanley China A Share Fund, representing 9.9% of this mutual fund class. Allspring reports sole voting power over 1,664,293 shares and sole dispositive power over all 1,675,019 shares, with no shared voting or disposal authority.
The securities are held in accounts of advisory clients of Allspring-affiliated investment advisers, and those clients are entitled to dividends and sale proceeds. No single client is reported to hold more than five percent of the class. Allspring certifies that the position is held in the ordinary course of business and not for the purpose of changing or influencing control of the fund.
City of London Investment Management filed Amendment No. 11 to Schedule 13G, reporting beneficial ownership of 6,147,824 shares of Morgan Stanley China A Share Fund, Inc. (CAF), representing 36.2% of the common stock as of 09/30/2025.
The filer reports sole voting power and sole dispositive power over 6,147,824 shares. The shares are held across City of London Funds and segregated accounts for which the firm acts as investment adviser.
The certification states the securities were acquired and are held in the ordinary course of business and not for the purpose of changing or influencing control of the issuer. One segregated account has the right to receive or direct dividends or sale proceeds for more than 5% of the reported shares.
City of London Investment Management Company Limited reports beneficial ownership of 5,950,321 shares of common stock of Morgan Stanley China A Share Fund, Inc., representing 35.0% of the class. The filing states CLIM has sole voting and sole dispositive power for all reported shares, meaning it can both vote and direct the sale of these shares without sharing authority.
The shares are owned directly by the City of London Funds and certain segregated accounts for which CLIM exercises discretionary authority; one segregated account is identified as having the right to receive dividends or sale proceeds for more than 5% of the reported shares. CLIM describes itself as a UK investment adviser controlled by City of London Investment Group plc but cites informational barriers that prevent attribution of ownership to the parent. The filing certifies the holdings are held in the ordinary course of business and not for the purpose of changing or influencing control.
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