Osaic (CAKE) holder files to sell 3,000 common shares under Form 144

Rhea-AI Filing Summary

The filing reports a planned sale of 3,000 shares of common stock of Osaic, listed on NASDAQ. The holder reports owning 321,930 shares before this sale, while Osaic has 49,760,634 common shares outstanding as of the filing context. Prior acquisitions listed include a total of 3,200 shares purchased in the open market between 2018 and 2021.

Key Figures

Shares to be sold: 3,000 shares Holder shares before sale: 321,930 shares Shares outstanding: 49,760,634 shares +4 more

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Shares to be sold 3,000 shares Planned common stock sale reported in Form 144

Holder shares before sale 321,930 shares Reported ownership of Osaic common stock prior to proposed sale

Shares outstanding 49,760,634 shares Osaic common shares outstanding referenced in the filing

Prior open market purchases 3,200 shares Sum of 500, 500, 1,000, 500, and 700 shares purchased 2018–2021

Earliest purchase date 08/22/2018 First disclosed open market purchase date

Latest purchase date 08/12/2021 Most recent disclosed open market purchase date

Proposed sale date reference 08/07/2026 Date associated with the planned sale entry

Key Terms

Form 144, Open Market Purchase, Common

3 terms

Form 144 regulatory

"The filing is a Form 144 notice of proposed sale of securities."

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Open Market Purchase financial

"Common | 08/22/2018 | Open Market Purchase | Open Market Purchase"

An open market purchase is when a company buys its own shares on public stock exchanges the same way any investor would, rather than through a private deal. Investors care because these purchases reduce the number of shares available, can boost earnings per share and share price, signal that management thinks the stock is undervalued, and use company cash that might otherwise go to reinvestment or dividends — like a business quietly buying back its own tickets at the box office.

Common financial

"Common | Osaic 18700 North Hayden Road Suite 255 Scottsdale AZ 85255"

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Available on EDGAR 08/07/2026 - 03:24 PM Accepted by SEC EDGAR 08/07/2026 - 03:24 PM Learn about SEC filing dates

FAQ

What does the Form 144 filing by CAKE relate to for Osaic shares?

The Form 144 relates to a proposed sale of 3,000 shares of Osaic common stock on NASDAQ, reported by a holder with 321,930 shares before the sale and issuer outstanding shares of 49,760,634.

How many Osaic shares are proposed to be sold under this Form 144?

The filer proposes to sell 3,000 shares of Osaic common stock. This amount is disclosed as the specific quantity of securities intended to be sold under the Form 144 notice.

How many Osaic shares does the Form 144 filer hold before the sale?

Before the proposed sale, the reporting holder lists ownership of 321,930 shares of Osaic common stock. This figure provides context for the relative size of the planned 3,000-share sale.

What is the total number of Osaic common shares outstanding mentioned?

The filing cites 49,760,634 Osaic common shares outstanding. This number offers a company-wide share count against which the filer’s holdings and proposed 3,000-share sale can be compared.

What prior Osaic share purchases are disclosed in this Form 144?

The filer lists open market purchases totaling 3,200 shares, including transactions of 500, 500, 1,000, 500, and 700 shares between 2018 and 2021, each paid for in cash on the respective purchase dates.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Osaic 18700 North Hayden Road Suite 255 Scottsdale AZ 85255	3000	321930	49760634	08/07/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	08/22/2018	Open Market Purchase	Open Market Purchase			500	08/22/2018	Cash
Common	03/12/2018	Open Market Purchase	Open Market Purchase			500	03/12/2018	Cash
Common	02/25/2019	Open Market Purchase	Open Market Purchase			1000	02/25/2019	Cash
Common	08/12/2021	Open Market Purchase	Open Market Purchase			500	08/12/2021	Cash
Common	05/13/2019	Open Market Purchase	Open Market Purchase			700	05/13/2019	Cash

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)