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[Form 3] Caleres Inc Initial Statement of Beneficial Ownership

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
3

Initial Form 3 filing by Kathleen K. Welter, SVP & Chief HR Officer of Caleres Inc (CAL). The report documents a zero beneficial ownership of both non-derivative and derivative Caleres securities as of 08/18/2025. The form was executed on 08/27/2025 by Becky Helvey as attorney-in-fact for Ms. Welter. The filing confirms an officer-level relationship and that the Form 3 was submitted by one reporting person.

Deposito iniziale del Form 3 da Kathleen K. Welter, SVP e Chief HR Officer di Caleres Inc (CAL). Il rapporto documenta una nessuna proprietà beneficiaria su entrambe le securities non derivate e derivate di Caleres al 08/18/2025. Il modulo è stato eseguito il 08/27/2025 da Becky Helvey in qualità di procuratore per conto della signora Welter. Il deposito conferma una relazione a livello di dirigente e che il Form 3 è stato presentato da una sola persona reportante.

Presentación inicial del Formulario 3 por Kathleen K. Welter, SVP y Chief HR Officer de Caleres Inc (CAL). El informe documenta una propiedad beneficiaria cero de valores Caleres, tanto no derivados como derivados, a partir del 08/18/2025. El formulario fue ejecutado el 08/27/2025 por Becky Helvey como apoderada para la Sra. Welter. La presentación confirma una relación a nivel directivo y que el Form 3 fue presentado por una única persona declarante.

Kathleen K. Welter에 의한 Form 3의 초기 제출, Caleres Inc(CAL)의 SVP 및 최고 HR 책임자. 보고서는 비파생 및 파생 Caleres 증권에 대한 제로의 실질 소유를 08/18/2025 현재로 문서화합니다. 양식은 08/27/2025에 Welter 여사를 대신하여 대리인으로서 Becky Helvey에 의해 실행되었습니다. 제출은 임원급 관계를 확인하며 Form 3이 한 보고자에 의해 제출되었음을 확인합니다.

Dépôt initial du Form 3 par Kathleen K. Welter, VP salarié et Directrice des ressources humaines chez Caleres Inc (CAL). Le rapport documente une aucune propriété bénéficiaire des actions Caleres, qu'elles soient non dérivées ou dérivées, à la date du 08/18/2025. Le formulaire a été exécuté le 08/27/2025 par Becky Helvey en tant que procuratrice pour Mme Welter. Le dépôt confirme une relation au niveau dirigeant et que le Form 3 a été soumis par une seule personne rapportante.

Initial Form 3 Einreichung durch Kathleen K. Welter, SVP & Chief HR Officer von Caleres Inc (CAL). Der Bericht dokumentiert einen null Beneficial Ownership sowohl der nicht-derivativen als auch der derivativen Caleres Wertpapiere zum 08/18/2025. Das Formular wurde am 08/27/2025 von Becky Helvey als Bevollmächtigte für Frau Welter ausgefülrt. Die Einreichung bestätigt eine Führungskräftebeziehung und dass das Form 3 von einer meldenden Person eingereicht wurde.

التقديم الأول للنموذج 3 من كاثلين ك. ويلتر، نائب الرئيس الأول ومسؤول الموارد البشرية التنفيذي في Caleres Inc (CAL). يوثّق التقرير ملكية فاعلة صفر لجميع الأوراق المالية غير المشتقة والمشتقة لـ Caleres حتى تاريخ 08/18/2025. تم تنفيذ النموذج في 08/27/2025 من قبل Becky Helvey كوكيل نيابة عن السيدة Welter. يؤكّد التقديم وجود علاقة على مستوى المديرين وأن النموذج 3 مقدّم من قبل شخص واحد مُبلغ عنه.

Kathleen K. Welter 的 Form 3 初次申报,由 Caleres Inc(CAL)的高级副总裁及人力资源总裁负责。 报告显示对 Caleres 的非衍生证券及衍生证券在截至 08/18/2025实益所有权。该表格由 Becky Helvey 作为 Welter 女士的代理人于 08/27/2025 执行。该申报确认存在高管层级关系,且 Form 3 由一名申报人提交。

Positive
  • None.
Negative
  • None.

Deposito iniziale del Form 3 da Kathleen K. Welter, SVP e Chief HR Officer di Caleres Inc (CAL). Il rapporto documenta una nessuna proprietà beneficiaria su entrambe le securities non derivate e derivate di Caleres al 08/18/2025. Il modulo è stato eseguito il 08/27/2025 da Becky Helvey in qualità di procuratore per conto della signora Welter. Il deposito conferma una relazione a livello di dirigente e che il Form 3 è stato presentato da una sola persona reportante.

Presentación inicial del Formulario 3 por Kathleen K. Welter, SVP y Chief HR Officer de Caleres Inc (CAL). El informe documenta una propiedad beneficiaria cero de valores Caleres, tanto no derivados como derivados, a partir del 08/18/2025. El formulario fue ejecutado el 08/27/2025 por Becky Helvey como apoderada para la Sra. Welter. La presentación confirma una relación a nivel directivo y que el Form 3 fue presentado por una única persona declarante.

Kathleen K. Welter에 의한 Form 3의 초기 제출, Caleres Inc(CAL)의 SVP 및 최고 HR 책임자. 보고서는 비파생 및 파생 Caleres 증권에 대한 제로의 실질 소유를 08/18/2025 현재로 문서화합니다. 양식은 08/27/2025에 Welter 여사를 대신하여 대리인으로서 Becky Helvey에 의해 실행되었습니다. 제출은 임원급 관계를 확인하며 Form 3이 한 보고자에 의해 제출되었음을 확인합니다.

Dépôt initial du Form 3 par Kathleen K. Welter, VP salarié et Directrice des ressources humaines chez Caleres Inc (CAL). Le rapport documente une aucune propriété bénéficiaire des actions Caleres, qu'elles soient non dérivées ou dérivées, à la date du 08/18/2025. Le formulaire a été exécuté le 08/27/2025 par Becky Helvey en tant que procuratrice pour Mme Welter. Le dépôt confirme une relation au niveau dirigeant et que le Form 3 a été soumis par une seule personne rapportante.

Initial Form 3 Einreichung durch Kathleen K. Welter, SVP & Chief HR Officer von Caleres Inc (CAL). Der Bericht dokumentiert einen null Beneficial Ownership sowohl der nicht-derivativen als auch der derivativen Caleres Wertpapiere zum 08/18/2025. Das Formular wurde am 08/27/2025 von Becky Helvey als Bevollmächtigte für Frau Welter ausgefülrt. Die Einreichung bestätigt eine Führungskräftebeziehung und dass das Form 3 von einer meldenden Person eingereicht wurde.

SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
Welter Kathleen K

(Last) (First) (Middle)
8300 MARYLAND AVE.

(Street)
ST. LOUIS MO 63105

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
08/18/2025
3. Issuer Name and Ticker or Trading Symbol
CALERES INC [ CAL ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
SVP, Chief HR Officer
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
No Securities Beneficially Owned 0 D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
Becky Helvey, Attny in Fact for Kathleen K Welter 08/27/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What does the Form 3 filed for CAL on 08/18/2025 show?

The Form 3 shows no beneficial ownership of Caleres common stock or derivatives by Kathleen K. Welter as of 08/18/2025.

Who is the reporting person on this Form 3 for CAL?

The reporting person is Kathleen K. Welter, listed as SVP and Chief HR Officer of Caleres Inc.

When was the Form 3 signed and by whom?

The form was signed on 08/27/2025 by Becky Helvey, Attorney-in-Fact, on behalf of Kathleen K. Welter.

Was this Form 3 filed jointly or by a single reporting person?

The filing indicates it was made by one reporting person (not a joint filing).

Does the Form 3 disclose any derivative securities or exercise dates?

No. Table II lists no derivative securities; there are no exercisable or expiring derivative positions reported.
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