Canaan Inc. (CAN) director Du Hongchao files initial Form 3 ownership

Rhea-AI Filing Summary

Canaan Inc. director Du Hongchao filed an initial statement of beneficial ownership on Form 3. This filing confirms his status as a director and provides a baseline record of any equity holdings or derivative positions associated with him at the time of becoming a reporting insider.

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SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

DU HONGCHAO

(Last) (First) (Middle)

C/O CANAAN INC.

28 AYER RAJAH CRESCENT #06-08

(Street)

SINGAPORE 139959

(City) (State) (Zip)

SINGAPORE

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
03/24/2026

3. Issuer Name and Ticker or Trading Symbol
Canaan Inc. [ CAN ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

No securities are beneficially owned.

	/s/ Hongchao Du	03/24/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

FAQ

What does Canaan Inc. (CAN) Form 3 filed by Du Hongchao mean?

The Form 3 for Canaan Inc. shows that Du Hongchao became a reporting insider as a director. It serves as an initial snapshot of his beneficial ownership in company securities at the time he assumed reporting obligations.

Did the Canaan Inc. (CAN) Form 3 show any insider buying or selling?

The Form 3 for Canaan Inc. does not report any transactions. It is an initial ownership filing, so it simply establishes a baseline of securities beneficially owned when Du Hongchao became a reporting director.

What role does Du Hongchao hold at Canaan Inc. (CAN) in this Form 3?

In this Form 3, Du Hongchao is identified as a director of Canaan Inc. Being a director subjects him to insider reporting rules, which is why an initial beneficial ownership statement is required.

Does the Canaan Inc. (CAN) Form 3 include derivative securities information?

The derivative section in this Form 3 for Canaan Inc. shows no derivative positions. The filing’s summaries indicate no reported options, warrants, or other derivative securities for Du Hongchao at the time of this initial statement.

Is the Canaan Inc. (CAN) Form 3 a sign of future trading by Du Hongchao?

The Form 3 itself does not indicate future trading plans. It only records Du Hongchao’s status as a director and his initial beneficial ownership, without providing any guidance about future purchases or sales.