Invesco reports 5.4% stake in Canaan Inc ADRs

Invesco Ltd. reports beneficial ownership of Canaan Inc American Depository Receipts.

Rhea-AI Filing Summary

Invesco Ltd. reports beneficial ownership of Canaan Inc American Depository Receipts. Invesco, as a parent holding company to its investment advisers, may be deemed to beneficially own 606,006,750 shares, representing 5.4% of this class. These shares are held of record by Invesco’s clients.

Invesco reports sole voting power and sole dispositive power over all 606,006,750 shares, with no shared voting or dispositive power. No single client has greater than 5% economic ownership of the securities; as record holders, the relevant clients are entitled to dividends and sale proceeds. The filing identifies Invesco Capital Management LLC as the relevant subsidiary. The document is signed by Robert R. Leveille, Global Head of Compliance.

Key Figures

Beneficially owned shares: 606,006,750 shares Percent of class: 5.4 % Sole voting power: 606,006,750 shares +3 more

6 metrics

Beneficially owned shares 606,006,750 shares Shares of Canaan Inc ADRs deemed beneficially owned by Invesco Ltd.

Percent of class 5.4 % Portion of Canaan Inc ADRs class reported as owned by Invesco Ltd.

Sole voting power 606,006,750 shares Shares over which Invesco Ltd. has sole power to vote or direct the vote

Shared voting power 0 shares Shares over which Invesco Ltd. has shared power to vote

Sole dispositive power 606,006,750 shares Shares over which Invesco Ltd. has sole power to dispose or direct disposition

Shared dispositive power 0 shares Shares over which Invesco Ltd. has shared power to dispose

Key Terms

beneficially own, Sole Voting Power, Sole Dispositive Power, American Depository Receipt, +1 more

5 terms

beneficially own financial

"may be deemed to beneficially own 606,006,750 shares of the Issuer"

Beneficially own means having the economic rights and risks of a security—such as the right to receive dividends, sell the shares, or profit from price changes—whether or not your name appears on the official share register. Think of it like renting a car: you use it and reap the benefits even if the title lists someone else. Investors care because beneficial ownership determines who truly controls value, must be disclosed under securities rules, and can signal potential influence or trading activity that affects a stock’s price.

Sole Voting Power financial

"Sole Voting Power 606,006,750.00 6 | Shared Voting Power 0.00"

Sole voting power is the exclusive right to cast votes attached to a shareholder’s stock without needing approval from anyone else. Like holding the only remote control for a TV, it lets that holder decide corporate matters such as board members, mergers, and policy changes, making it important to investors because it concentrates control and can strongly influence a company’s strategy and the value of its shares.

Sole Dispositive Power financial

"Sole Dispositive Power 606,006,750.00 8 | Shared Dispositive Power 0.00"

Sole dispositive power is the exclusive legal authority to decide what happens to a security — for example, whether to sell, transfer, or retain shares — without needing anyone else’s permission. Investors care because it signals who truly controls the economic outcome of an investment: like holding the only key to a safe, the holder can realize gains or losses and may trigger regulatory reporting, insider rules, or influence over corporate ownership.

American Depository Receipt financial

"Title of class of securities: American Depository Receipt"

An American Depositary Receipt (ADR) is a certificate issued by a U.S. bank that represents ownership of shares in a foreign company and lets those shares trade on U.S. exchanges in U.S. dollars. For investors, ADRs remove many barriers to buying foreign stocks—handling currency conversion, settlement and some reporting—so holding an ADR is like using a local adapter that makes a foreign security behave more like a domestic one, improving access and liquidity.

parent holding company financial

"Invesco Ltd., in its capacity as a parent holding company to its investment advisers"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What percentage of Canaan Inc (CAN) does Invesco Ltd. report owning?

Invesco Ltd. reports beneficial ownership of 5.4% of Canaan Inc’s American Depository Receipts. This stake corresponds to 606,006,750 shares held of record by clients of Invesco through its investment adviser subsidiaries.

How many Canaan Inc (CAN) shares does Invesco Ltd. beneficially own?

Invesco Ltd. may be deemed to beneficially own 606,006,750 shares of Canaan Inc ADRs. These shares are held of record by Invesco’s clients, with Invesco reporting sole voting and sole dispositive power over the same number of shares.

Does any single Invesco client hold over 5% of Canaan Inc (CAN)?

No single client has more than 5% economic ownership of Canaan Inc securities. Invesco states that the relevant clients, as holders of record, receive dividends and sale proceeds, but none exceeds the 5% economic threshold individually.

What voting and dispositive powers does Invesco report for its Canaan Inc (CAN) holdings?

Invesco reports 606,006,750 shares with sole voting power and 606,006,750 shares with sole dispositive power. It reports 0 shares with shared voting power and 0 shares with shared dispositive power over Canaan Inc ADRs.

Which Invesco subsidiary is identified in relation to the Canaan Inc (CAN) position?

The filing identifies Invesco Capital Management LLC as the relevant subsidiary. Invesco files as a parent holding company, with its investment advisers holding the Canaan Inc ADRs on behalf of underlying clients.

Who signed the Invesco ownership report regarding Canaan Inc (CAN)?

The report is signed by Robert R. Leveille, Global Head of Compliance. His signature attests to the information regarding Invesco Ltd.’s deemed beneficial ownership and the related voting and dispositive powers over Canaan Inc ADRs.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 08/13/2026 - 02:17 PM Accepted by SEC EDGAR 08/13/2026 - 02:16 PM Learn about SEC filing dates

SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

SCHEDULE 13G

UNDER THE SECURITIES EXCHANGE ACT OF 1934

(Amendment No. 1)

Canaan Inc

(Name of Issuer)

American Depository Receipt

(Title of Class of Securities)

134748102

(CUSIP Number)

06/30/2026

(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

Rule 13d-1(b)

Rule 13d-1(c)

Rule 13d-1(d)

schemaVersion:

SCHEDULE 13G

CUSIP Number(s): 134748102

1

Names of Reporting Persons

Invesco Ltd.

2

Check the appropriate box if a member of a Group (see instructions)

(a)
(b)

3

Sec Use Only

4

Citizenship or Place of Organization

BERMUDA

Number of Shares Beneficially Owned by Each Reporting Person With:

5	Sole Voting Power 606,006,750.00
6	Shared Voting Power 0.00
7	Sole Dispositive Power 606,006,750.00
8	Shared Dispositive Power 0.00

9

Aggregate Amount Beneficially Owned by Each Reporting Person

606,006,750.00

10

Check box if the aggregate amount in row (9) excludes certain shares (See Instructions)

11

Percent of class represented by amount in row (9)

5.4 %

12

Type of Reporting Person (See Instructions)

HC, IA

SCHEDULE 13G

Item 1.
(a)	Name of issuer: Canaan Inc
(b)	Address of issuer's principal executive offices: 28 Ayer Rajah Crescent, Number 06-08, Singapore 139959, Singapore
Item 2.
(a)	Name of person filing: Invesco Ltd. ("Invesco Ltd.")
(b)	Address or principal business office or, if none, residence: 1331 Spring Street NW, Suite 2500, Atlanta, GA 30309
(c)	Citizenship: Bermuda
(d)	Title of class of securities: American Depository Receipt
(e)	CUSIP No.: 134748102
Item 3.	If this statement is filed pursuant to §§ 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
(a)	Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
(b)	Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
(c)	Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
(d)	Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
(e)	An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
(f)	An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
(g)	A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
(h)	A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
(i)	A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
(j)	A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J). If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution:
(k)	Group, in accordance with Rule 240.13d-1(b)(1)(ii)(K).
Item 4.	Ownership
(a)	Amount beneficially owned: Invesco Ltd., in its capacity as a parent holding company to its investment advisers, may be deemed to beneficially own 606,006,750 shares of the Issuer which are held of record by clients of Invesco Ltd.
(b)	Percent of class: 5.4 %
(c)	Number of shares as to which the person has:
	(i) Sole power to vote or to direct the vote: 606,006,750
	(ii) Shared power to vote or to direct the vote: 0
	(iii) Sole power to dispose or to direct the disposition of: 606,006,750
	(iv) Shared power to dispose or to direct the disposition of: 0
Item 5.	Ownership of 5 Percent or Less of a Class.
	Not Applicable
Item 6.	Ownership of more than 5 Percent on Behalf of Another Person.
	If any other person is known to have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, such securities, a statement to that effect should be included in response to this item and, if such interest relates to more than 5 percent of the class, such person should be identified. A listing of the shareholders of an investment company registered under the Investment Company Act of 1940 or the beneficiaries of employee benefit plan, pension fund or endowment fund is not required. No one person has greater than 5% economic ownership in the securities listed above. As holders of record, the relevant clients of Invesco Ltd. have the right to receive or the power to direct the receipt of dividends from, and proceeds from the sale of, the securities listed above.
Item 7.	Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person.
	If a parent holding company has filed this schedule, pursuant to Rule 13d-1(b)(ii)(G), so indicate under Item 3(g) and attach an exhibit stating the identity and the Item 3 classification of the relevant subsidiary. If a parent holding company has filed this schedule pursuant to Rule 13d-1(c) or Rule 13d-1(d), attach an exhibit stating the identification of the relevant subsidiary. Invesco Capital Management LLC
Item 8.	Identification and Classification of Members of the Group.
	Not Applicable
Item 9.	Notice of Dissolution of Group.
	Not Applicable

Item 10.

Certifications:

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under § 240.14a-11.

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Invesco Ltd.

Signature:	Robert R. Leveille
Name/Title:	Global Head of Compliance
Date:	08/12/2026