10,000-share sale amendment for CAPR (NASDAQ: CAPR)

Rhea-AI Filing Summary

CAPR amendment to Form 144/A reports an affiliate sale of 10,000 shares of Common Stock tied to a stock award granted 06/22/2022. The filing shows a reported gross value of $273,200.00 and lists Fidelity Brokerage Services LLC as the broker on 05/19/2026.

This filing amends prior Form 144 details and documents the transaction type as Compensation (stock award). The disclosure lists the exchange as NASDAQ and identifies the securities class as Common Stock.

Insights

Securities Compliance Counsel

Amendment records a brokered disposition of 10,000 shares tied to a 2022 stock award.

The amendment (Form 144/A) lists 10,000 shares reported under a stock award granted 06/22/2022, with a gross value of $273,200.00 and Fidelity Brokerage Services LLC named as broker on 05/19/2026. Filings of this type document intended resale by affiliates and update prior submissions.

Cash‑flow treatment and whether proceeds go to an issuer or selling holder are not detailed in the excerpt. Subsequent public filings may provide settlement or routing details.

Key Figures

Shares reported: 10,000 shares Reported gross value: $273,200.00 Broker: Fidelity Brokerage Services LLC +2 more

5 metrics

Shares reported 10,000 shares sale tied to stock award granted 06/22/2022

Reported gross value $273,200.00 value shown on the amendment

Broker Fidelity Brokerage Services LLC listed broker at 245 Summer Street, Boston, MA

Filing date 05/19/2026 date shown on the 144/A header

Grant date 06/22/2022 stock award grant date tied to the securities

Key Terms

Form 144/A, Stock Award, Compensation

3 terms

Form 144/A regulatory

"144/A: Filer Information"

Stock Award financial

"Securities To Be Sold ... Stock Award"

Compensation financial

"Securities To Be Sold ... Compensation"

FAQ

What does CAPR's Form 144/A report?

It reports an amended notice for the sale of 10,000 shares of Common Stock tied to a stock award granted on 06/22/2022. The filing lists a reported gross value of $273,200.00 and names Fidelity Brokerage Services LLC as broker.

Who is listed as the broker on the CAPR Form 144/A?

The filing names Fidelity Brokerage Services LLC at 245 Summer Street, Boston, MA. The broker entry is associated with the reported transaction dated 05/19/2026 and the listed sale of 10,000 shares.

Is the sale in the Form 144/A a company issuance or compensation-related?

The sale is tied to a Stock Award and labeled Compensation, indicating the shares originate from a grant. The grant date shown is 06/22/2022 and quantity is 10,000 shares.

What exchange is indicated on the Form 144/A amendment for CAPR?

The filing lists NASDAQ as the exchange for the Common Stock. The amendment records the transaction details including broker and value on 05/19/2026.

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Accepted by SEC EDGAR 05/19/2026 - 02:41 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144/A

144/A: Filer Information

Filer CIK	0001310611
Filer CCC	XXXXXXXX
Previous Accession Number Of The Filing	0001959173-26-003757
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144/A: Issuer Information

Name of Issuer	CAPRICOR THERAPEUTICS, INC.
SEC File Number	001-34058
Address of Issuer	10865 ROAD TO THE CURE SUITE 150 SAN DIEGO CALIFORNIA 92121
Phone	(310) 358-3200
Name of Person for Whose Account the Securities are To Be Sold	Musket David B
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Director

144/A: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Fidelity Brokerage Services LLC 245 Summer Street Boston MA 02110	10000	273200.00	57911893	05/19/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144/A: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	06/22/2022	Stock Award	Issuer			10000	06/22/2022	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144/A: Securities Sold During The Past 3 Months

Nothing to Report

144/A: Remarks and Signature

Remarks
Date of Notice	05/19/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Cristina Garcia, as a duly authorized representative of Fidelity Brokerage Services LLC, as attorney-in-fact for Musket David B
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)