CAPR Form 144: insider transactions listed

Filer submitted a Form 144 notification referencing recent transactions in Common stock of CAPR.

Rhea-AI Filing Summary

Filer submitted a Form 144 notification referencing recent transactions in Common stock of CAPR. The listing shows multiple purchases and issuer stock awards on specific dates, including a 34,000-share award on 08/07/2024 and a 16,156-share award on 04/23/2024.

The entry list also includes open-market purchases such as 5,083 shares on 10/09/2023 and 2,500 shares on 10/04/2023. The filing presents transaction types and dates but does not itemize sales during the past three months in the provided excerpt.

Insights

Corporate Governance Analyst

Form 144 lists recent acquisitions and awards rather than clear recent dispositions.

The excerpt enumerates multiple stock awards and open-market purchases with explicit share counts and dates, for example 34,000 shares on 08/07/2024 and 5,083 shares on 10/09/2023. These items indicate grant and purchase activity rather than an executed resale schedule in the visible text.

Timing and cash‑flow treatment for any proposed resales are not shown in the excerpt; subsequent filings or complete Form 144 text would be needed to confirm whether any restricted shares are being offered for sale and under what conditions.

Key Figures

Stock award: 34,000 shares Stock award: 16,156 shares Open-market purchase: 5,083 shares +3 more

6 metrics

Stock award 34,000 shares award dated 08/07/2024

Stock award 16,156 shares award dated 04/23/2024

Open-market purchase 5,083 shares purchase dated 10/09/2023

Open-market purchase 2,500 shares purchase dated 10/04/2023

Stock award 10,796 shares award dated 06/30/2022

Open-market purchase 7,096 shares purchase dated 01/21/2015

Key Terms

Form 144, Stock Award, Open Market Purchase

3 terms

Form 144 regulatory

"144: Securities Sold During The Past 3 Months"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Stock Award financial

"Common | 08/07/2024 | Stock Award | Issuer"

Open Market Purchase market

"Common | 10/09/2023 | Purchase | Open Market"

An open market purchase is when a company buys its own shares on public stock exchanges the same way any investor would, rather than through a private deal. Investors care because these purchases reduce the number of shares available, can boost earnings per share and share price, signal that management thinks the stock is undervalued, and use company cash that might otherwise go to reinvestment or dividends — like a business quietly buying back its own tickets at the box office.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What transactions does CAPR's Form 144 excerpt show?

The excerpt lists purchases and issuer stock awards, including 34,000 shares (08/07/2024). It cites open-market purchases and compensation awards with dates and share counts but does not show sales in the visible section.

Does the excerpt record any shares sold in the past three months for CAPR?

No sales are itemized in the provided excerpt. The section labelled "Securities Sold During The Past 3 Months" appears empty in this text, so no recent dispositions are shown here.

Who is the broker or agent named in the CAPR filing excerpt?

The excerpt names Fidelity Brokerage Services LLC at 245 Summer Street, Boston. That broker-dealer appears in the filer/broker field in the provided transaction list.

Which notable share awards or purchases are listed for CAPR in this excerpt?

Notable entries include a 34,000-share stock award on 08/07/2024, a 16,156-share award on 04/23/2024, and open-market purchases such as 5,083 shares on 10/09/2023.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 05/19/2026 - 11:40 AM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001310611
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	CAPRICOR THERAPEUTICS, INC.
SEC File Number	001-34058
Address of Issuer	10865 ROAD TO THE CURE SUITE 150 SAN DIEGO CALIFORNIA 92121
Phone	(310) 358-3200
Name of Person for Whose Account the Securities are To Be Sold	Musket David B
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Director

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Fidelity Brokerage Services LLC 245 Summer Street Boston MA 02110	88788	2397256.00	57911893	05/19/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	01/21/2015	Purchase	Open Market			7096	01/21/2015	Cash/ check
Common	08/07/2024	Stock Award	Issuer			34000	08/07/2024	Compensation
Common	04/23/2024	Stock Award	Issuer			16156	04/23/2024	Compensation
Common	10/12/2023	Purchase	Open Market			410	10/12/2023	Cash
Common	10/09/2023	Purchase	Open Market			5083	10/09/2023	Cash
Common	10/04/2023	Purchase	Open Market			2500	10/04/2023	Cash
Common	06/30/2022	Stock Award	Issuer			10796	06/30/2022	Compensation
Common	12/27/2021	Stock Award	Issuer			12747	12/27/2021	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks	7,096 out of his IRA and 81,692 out of his individual
Date of Notice	05/19/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Cristina Garcia, as a duly authorized representative of Fidelity Brokerage Services LLC, as attorney-in-fact for Musket David B
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)