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Capstone Holding Corp. SEC Filings

CAPS NASDAQ

Welcome to our dedicated page for Capstone Holding SEC filings (Ticker: CAPS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Capstone Holding Corp’s filings can feel like two companies in one—clinical trials for an FDA-designated peptide drug on one page, stone cladding revenue on the next. If you have ever searched for “Capstone Holding Corp SEC filings explained simply” or wondered how to track “Capstone Holding Corp insider trading Form 4 transactions,” you know the challenge. Our platform removes that complexity.

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Rhea-AI Summary

Capstone Holding (Nasdaq: CAPS) filed an 8-K announcing a first amendment to its May 14 2025 common-stock purchase agreement with Tumim Stone Capital.

  • Raises the single VWAP Purchase limit to $3 million (from $2 million)
  • Eliminates the 100% five-day average volume restriction; new ceiling is the lesser of 40% same-day volume or $3 million divided by prior-day VWAP
  • Aggregate facility size remains up to $20 million; shares still priced at 97% of the lowest three-day VWAP

The amendment provides faster, larger draws for working-capital needs but may accelerate dilution and trading pressure because more shares can be issued below market in a single transaction.

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FAQ

What is the current stock price of Capstone Holding (CAPS)?

The current stock price of Capstone Holding (CAPS) is $1.67 as of June 28, 2025.

What is the market cap of Capstone Holding (CAPS)?

The market cap of Capstone Holding (CAPS) is approximately 9.2M.

What are the primary business segments of Capstone Holding Corp?

Capstone Holding Corp operates primarily in two sectors: biotechnology, focused on developing peptide drugs for cardiovascular and metabolic conditions, and construction materials, through its subsidiary TotalStone, LLC.

What is the focus of Capstone’s biotechnology segment?

The biotechnology division is dedicated to developing a family of innovative peptide drugs, including a lead molecule with FDA orphan drug designation for treating a rare form of familial hypercholesterolemia, while also exploring therapies for related cardiovascular conditions.

How does the construction materials segment operate?

Through its wholly-owned subsidiary TotalStone, LLC, the company distributes manufactured and natural stone cladding products along with landscape materials, catering to both residential and commercial construction projects.

What makes Capstone's approach unique in its biotechnology initiatives?

The company utilizes a novel approach by developing peptide drugs that target conditions unmet by standard therapies, bolstered by an FDA orphan drug designation that underscores the therapeutic potential of its lead molecule.

How does Capstone Holding Corp manage its tax attributes?

The company has implemented a dividend distribution of rights aimed at protecting its net operating losses and other tax benefits, a strategy that reflects its commitment to preserving valuable fiscal assets.

What role does TotalStone, LLC play in the company’s structure?

TotalStone, LLC functions as the operational arm for the construction materials segment, ensuring the distribution of high-quality natural and manufactured stone products to meet market demand in residential and commercial sectors.

How does Capstone maintain corporate governance?

Recent strategic initiatives, including changes in executive leadership and targeted dividend rights distributions, illustrate the company’s commitment to strong and transparent corporate governance practices.

How does Capstone differentiate itself from competitors?

By combining a clinically oriented biotechnology platform with a diversified construction materials operation, Capstone leverages specialized expertise and innovative approaches, positioning itself distinctively within both market segments.
Capstone Holding Corp.

NASDAQ:CAPS

CAPS Rankings

CAPS Stock Data

9.19M
1.72M
2.37%
0.07%
Building Materials
Wholesale-lumber & Other Construction Materials
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United States
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