Welcome to our dedicated page for Captivision SEC filings (Ticker: CAPTW), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
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Captivision Inc. chairman and CEO Gary R. Garrabrant filed an initial ownership report showing substantial equity and warrant positions. He directly holds 1,841,884 ordinary shares, including 800,000 shares of restricted stock granted on August 7, 2024 under the 2023 Incentive Award Plan. He also reports indirect ownership of additional ordinary shares through entities referenced in footnotes. In addition, he holds private warrants exercisable at $11.50 per share into 2,459,083 underlying ordinary shares directly and 30,325 underlying ordinary shares indirectly, all expiring on November 15, 2028.
Captivision Inc. director Lee Ho Joon filed an initial statement of beneficial ownership, detailing his current equity and derivative positions rather than new trades. He reports direct ownership of 42,213 ordinary shares.
He also holds options to acquire 32,032 ordinary shares at an exercise price of $4.84 per share, expiring on March 29, 2027, which were issued in connection with Captivision’s business combination. In addition, he has founder warrants linked to 711,747 ordinary shares with an exercise price of $11.50 per share, expiring on November 15, 2028.
Footnotes describe three restricted stock right grants of 666,666.67 units each, granted on March 2, 2023. Each restricted stock right represents a contingent right to receive one ordinary share and will vest only if specific share price performance targets of $12.00, $14.00, or $16.00 are met for twenty trading days within a thirty-day period during the earnout period from November 15, 2023 to November 15, 2026.
Captivision Inc. director Thomas Jessica has filed an initial Form 3, reporting ownership of 123,592 ordinary shares of the company. This filing establishes Jessica’s existing stake as a director and does not reflect a new purchase or sale of shares.
Captivision Inc. director Clark Richard reported his initial beneficial ownership in the company. He indirectly holds 292,903 ordinary shares and private warrants indirectly exercisable for 242,605 ordinary shares at an exercise price of $11.50 per share until November 15, 2028, all through Burnside II, LLC, which he solely owns.
Captivision Inc. director Craig M. Hatkoff filed an initial ownership report on Form 3. This filing confirms his status as a director of Captivision but does not list any stock purchases, sales, or other equity transactions, serving mainly as a baseline disclosure of insider status.
Captivision Inc. director Jureller John M filed an initial statement of beneficial ownership on Form 3. This filing establishes his status as a director and provides a baseline disclosure of any equity interests, but the excerpt does not show any reported transactions or derivative positions.
Captivision Inc. director Giwa Hafeez filed an initial ownership report showing a direct holding of 123,592 ordinary shares. This Form 3 does not report any new purchase or sale activity; it simply establishes Hafeez’s existing equity position in the company.