Carrier Global director Barua reports no share holdings

Carrier Global Corp director Neil Barua filed an initial statement of beneficial ownership.

Rhea-AI Filing Summary

Carrier Global Corp director Neil Barua filed an initial statement of beneficial ownership. The filing reports that he currently has no shares beneficially owned in Carrier Global.

Key Figures

Shares beneficially owned: 0 shares Reported buy transactions: 0 transactions Reported sell transactions: 0 transactions +1 more

4 metrics

Shares beneficially owned 0 shares Reported in remarks: "No shares beneficially owned."

Reported buy transactions 0 transactions transactionSummary buyCount

Reported sell transactions 0 transactions transactionSummary sellCount

Net buy/sell shares 0 shares transactionSummary netBuySellShares with netBuySellDirection neutral

Key Terms

beneficially owned, Power of Attorney, reporting person, ten percent owner

4 terms

beneficially owned regulatory

"Remarks state: "No shares beneficially owned.""

Beneficially owned describes securities or assets where a person has the economic rights and control—such as the right to receive dividends and to direct voting—even if legal title is held in another name. Think of it like having the keys and using a car that’s registered to someone else: you get the benefits and make decisions. Investors care because beneficial ownership reveals who truly controls value and voting power, affecting corporate decisions and takeover dynamics.

Power of Attorney regulatory

"Remarks include: "Power of Attorney. No shares beneficially owned.""

A power of attorney is a legal document that allows one person to make decisions and act on behalf of another person, often in financial or legal matters. It’s like giving someone a trusted helper or agent the authority to handle important tasks if you are unable to do so yourself. This matters to investors because it can impact how their assets are managed or transferred if they become unable to oversee their affairs.

reporting person regulatory

"The data identify the reporting person and related insider status."

ten percent owner regulatory

"Insider status field indicates he is not a ten percent owner."

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does Neil Barua’s Form 3 filing for CARR report?

The Form 3 reports that director Neil Barua currently has no shares beneficially owned in Carrier Global Corp (CARR). It is an initial ownership statement required when he became a reporting insider.

Does Neil Barua own any Carrier Global (CARR) shares according to this filing?

According to the filing, Neil Barua has no shares beneficially owned in Carrier Global. This means he reports holding no CARR stock or related securities for SEC ownership-reporting purposes at the time of the Form 3.

What is Neil Barua’s role at Carrier Global (CARR) in this Form 3?

The Form 3 identifies Neil Barua as a director of Carrier Global Corp. He is not listed as an officer or ten percent owner, so his insider status in this filing is solely in his capacity as a board member.

Are there any share transactions disclosed for Neil Barua in CARR?

No. The insider data show no reported transactions for Neil Barua: zero buys, zero sells, and zero derivative exercises. The Form 3 serves only as a baseline ownership report showing no beneficial holdings.

What does the remark “No shares beneficially owned” mean for CARR investors?

The remark indicates that Neil Barua does not report beneficial ownership of Carrier Global shares. It simply sets his starting ownership position at zero for SEC tracking and does not describe future trading intentions or plans.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 07/24/2026 - 04:32 PM EDT Learn about SEC filing dates

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Barua Neil

(Last) (First) (Middle)

13995 PASTEUR BOULEVARD

(Street)

PALM BEACH GARDENS FLORIDA 33418

(City) (State) (Zip)

UNITED STATES

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
07/24/2026

3. Issuer Name and Ticker or Trading Symbol
CARRIER GLOBAL Corp [ CARR ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

Power of Attorney. No shares beneficially owned.

No securities are beneficially owned.

	/s/ Erin O'Neal as Attorney-in-Fact	07/24/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)