Carrier Gb Cp SEC Filings

Carrier Global’s major shareholder Viessmann Traeger HoldCo reported a change in its ownership. On May 20, 2026, Viessmann sold 12,094,823 Carrier common shares in a Rule 144 block trade at $62.01 per share, a 2.4847% discount to that day’s closing price.

After the sale, the Viessmann reporting group beneficially owned 37,979,286 shares, or about 4.57% of Carrier’s 830,580,423 shares outstanding as of April 15, 2026. The filing emphasizes that Viessmann remains one of Carrier’s largest shareholders and that Max Viessmann will continue on the board, becoming Chair of the Technology & Innovation Committee.

Carrier Global Corp President, CSA Gaurang Pandya reported compensation-related equity activity involving restricted stock units (RSUs) and common stock. On May 1, 2026, he exercised 50,616 RSUs, which convert into common stock on a one-for-one basis from a grant made on May 1, 2023 that fully vested on the transaction date.

To cover tax obligations associated with this vesting, 21,546 common shares were disposed of through a tax-withholding transaction, rather than an open-market sale. After these transactions, Pandya directly held 49,890 shares of Carrier Global common stock, reflecting a routine compensation and tax-settlement event.

Carrier Global Corporation reported weaker first‑quarter 2026 results despite modest sales growth. Net sales rose 2% to $5.3 billion, but net earnings attributable to common shareowners fell to $238 million from $412 million, and diluted earnings per share declined to $0.28 from $0.47.

Gross margin decreased to $1.24 billion, or 23.3% of sales, down from 27.7%, reflecting lower volumes in several end‑markets, under‑absorption and higher restructuring costs. Reported operating profit dropped to $259 million from $629 million, while adjusted operating profit, which excludes restructuring, acquired intangibles amortization and certain other items, fell to $594 million from $848 million.

Cash flow from continuing operating activities declined sharply to $66 million from $488 million as working capital consumed cash. Carrier continued capital returns, repurchasing 5.0 million shares for $306 million and paying $201 million in dividends, while total debt rose to $12.2 billion, including $708 million of commercial paper. The company also highlighted ongoing restructuring initiatives, the planned $430 million sale of its Riello business, and significant AFFF and new antitrust litigation exposures.

Carrier Global Corporation reported mixed first quarter 2026 results. Net sales were $5.34 billion, up 2% from $5.22 billion, helped by a 3% foreign exchange tailwind while organic sales fell 1%.

Profitability weakened significantly. GAAP operating profit dropped to $259 million from $629 million and operating margin fell to 4.8% from 12.1%. Adjusted operating profit was $594 million versus $848 million, with adjusted operating margin down to 11.1% from 16.3%. GAAP EPS from continuing operations was $0.28 and adjusted EPS was $0.57, down 40% and 12% year-over-year.

Free cash flow was negative $15 million compared with $420 million a year earlier, as operating cash flow declined to $79 million. Segment trends were mixed: Climate Solutions Americas sales fell 3% and margins compressed, while Climate Solutions Europe and Transportation delivered higher sales but lower margins, and Asia Pacific, Middle East & Africa saw modest sales growth but a sharp margin decline.

Orders were a strong point, with data center orders up over 500%, total company orders up 11% and Commercial HVAC orders up 35%, and backlog fully covering expected 2026 data center sales. Carrier returned about $500 million to shareholders through dividends and repurchases and reaffirmed its full-year 2026 outlook for approximately $22 billion of sales, adjusted EPS around $2.80 and free cash flow of about $2 billion.

Carrier Global Corp ownership filing: Vanguard Capital Management reports 59,137,052 shares of Common Stock, representing 7.07%.

The filing shows sole voting power for 7,793,350 shares and sole dispositive power for 59,137,052. The filing is dated 03/31/2026 with a signature on 04/29/2026.

Carrier Global Corp director Virginia M. Wilson reported receiving a grant of 3,791.6311 Director Deferred Stock Units (DSUs) on April 15, 2026 as part of her annual compensation for service as a non-employee director. The DSUs were valued at $58.55 per unit.

Under Carrier’s Board of Directors Deferred Stock Unit Plan, these DSUs, plus any accrued dividend equivalents, will convert into an equal number of shares of Carrier common stock when she resigns, is removed, or retires from the Board. After this grant, Wilson holds 37,121.9068 DSUs directly, reflecting routine, compensation-related equity accrual rather than an open-market share purchase or sale.

Carrier Global Corp director Maximilian Viessmann received a routine equity award under the company’s board compensation plan. He was granted 3,330.4868 Director Deferred Stock Units (DSUs) tied to Carrier common stock at a reference price of $58.55 per unit. After this grant, he holds a total of 11,855.5681 DSUs. Under the Board of Directors Deferred Stock Unit Plan, these DSUs, including accrued dividend equivalents, will convert into an equal number of Carrier common shares and be distributed in a lump sum or installments when he leaves the board.

Carrier Global Corp director Charles M. Holley received a grant of deferred stock units as part of his annual non-employee director compensation. On this grant date, he was awarded 6,148.5909 Director DSUs valued at $58.55 per unit, each linked to an equal number of Carrier common shares.

These Deferred Stock Units are issued under Carrier’s Board of Directors Deferred Stock Unit Plan and convert into the same number of common shares when he leaves the board, either in a lump sum or in installments, as previously elected. Following this award, his direct holdings under this plan total 42,960.2421 units.