Carrier Global (CARR) director receives 3,330 Deferred Stock Units grant

Rhea-AI Filing Summary

Carrier Global Corp director Maximilian Viessmann received a routine equity award under the company’s board compensation plan. He was granted 3,330.4868 Director Deferred Stock Units (DSUs) tied to Carrier common stock at a reference price of $58.55 per unit. After this grant, he holds a total of 11,855.5681 DSUs. Under the Board of Directors Deferred Stock Unit Plan, these DSUs, including accrued dividend equivalents, will convert into an equal number of Carrier common shares and be distributed in a lump sum or installments when he leaves the board.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider Viessmann Maximilian

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Director DSU	3,330.487	$58.55	$195K

Holdings After Transaction: Director DSU — 11,855.568 shares (Direct)

Footnotes (1)

1. [object Object]

Key Figures

DSUs granted: 3,330.4868 DSUs Reference price per DSU: $58.55 per unit Total DSUs after grant: 11,855.5681 DSUs +1 more

4 metrics

DSUs granted 3,330.4868 DSUs Director Deferred Stock Units granted on 2026-04-15

Reference price per DSU $58.55 per unit Price associated with DSU grant

Total DSUs after grant 11,855.5681 DSUs Director holdings following the transaction

Underlying common stock units 3,330.4868 shares Underlying Carrier common stock tied to new DSUs

Key Terms

Deferred Stock Units, Director DSU, Board of Directors Deferred Stock Unit Plan, dividend equivalents, +1 more

5 terms

Deferred Stock Units financial

"The Plan provides for payment of a portion or all of the annual compensation in Deferred Stock Units (DSUs)."

Deferred stock units are promises from a company to give an employee shares of stock at a future date, often after certain conditions are met or after leaving the company. They function like a form of delayed compensation, allowing employees to earn shares over time. For investors, they represent potential future ownership in the company, but do not provide immediate voting rights or dividends until the shares are actually received.

Director DSU financial

"security_title: "Director DSU""

Board of Directors Deferred Stock Unit Plan financial

"acquired these stock units under the Carrier Global Corporation Board of Directors Deferred Stock Unit Plan (the Plan)"

dividend equivalents financial

"the DSUs in the director's account under the Plan, including accrued dividend equivalents, are converted"

Payments tied to employee or contractor equity awards that mirror the cash dividends paid on the company’s stock; they give the holder the same economic benefit as owning the shares without transferring actual shares—often paid in cash or additional award units when the award becomes payable. Investors care because these payments affect a company’s compensation costs, cash flow and potential share dilution, and they signal how management is being rewarded and aligned with shareholders.

lump-sum or in installments financial

"are distributed either in a lump-sum or in installments."

Form 4 Insider Transactions: What Each Field Means →

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Viessmann Maximilian

(Last) (First) (Middle)

13995 PASTEUR BOULEVARD

(Street)

PALM BEACH GARDENS FLORIDA 33418

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
CARRIER GLOBAL Corp [ CARR ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
04/15/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Director DSU	(1)	04/15/2026		A		3,330.4868		(1)	(1)	Common Stock	3,330.4868	$58.55	11,855.5681	D

Explanation of Responses:

1. The reporting person acquired these stock units under the Carrier Global Corporation Board of Directors Deferred Stock Unit Plan (the Plan) in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in Deferred Stock Units (DSUs). Upon resignation, removal, or retirement from the Board, the DSUs in the director's account under the Plan, including accrued dividend equivalents, are converted into an equal number of shares of Carrier common stock that, at the director's previous election, are distributed either in a lump-sum or in installments.

	/s/ Erin O'Neal as Attorney-in-Fact	04/17/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did CARR director Maximilian Viessmann report?

Maximilian Viessmann reported receiving 3,330.4868 Director Deferred Stock Units as part of his annual non-employee director compensation. These DSUs represent deferred equity awards rather than an open-market share purchase or sale, and are issued under Carrier Global’s Board of Directors Deferred Stock Unit Plan.

How many Carrier Global (CARR) DSUs does Maximilian Viessmann hold after this grant?

After this grant, Maximilian Viessmann holds 11,855.5681 Director Deferred Stock Units in total. These DSUs track Carrier Global common stock and accumulate dividend equivalents, which are also credited as DSUs, until they are eventually converted into an equal number of Carrier common shares.

Is the Form 4 transaction for CARR a stock purchase or sale?

The Form 4 for Carrier Global reports an acquisition through a grant of Deferred Stock Units, not a market purchase or sale. The transaction code "A" reflects a grant or award of 3,330.4868 DSUs as part of director compensation, rather than an open-market buy or sell order.

What is a Director Deferred Stock Unit (DSU) at Carrier Global (CARR)?

A Director Deferred Stock Unit is a bookkeeping entry that mirrors a share of Carrier Global common stock. Under the company’s Board of Directors Deferred Stock Unit Plan, DSUs and their dividend equivalents are later converted into actual Carrier shares and distributed when the director leaves the board.

When will Maximilian Viessmann receive actual Carrier Global (CARR) shares for these DSUs?

According to the plan, DSUs are converted into an equal number of Carrier Global common shares when the director resigns, is removed, or retires from the board. At his previous election, those shares are then distributed either as a single lump-sum payment or in scheduled installments.

What price per unit is associated with the Carrier Global (CARR) DSU grant?

The reported reference price for this grant is $58.55 per Director Deferred Stock Unit. While this price is disclosed in the Form 4, the DSUs themselves are a deferred equity award under the board plan, not a cash purchase of shares at that price in the open market.