Carrier director entity sells 12,094,823 shares

Carrier Global Corp director-linked entity sells large stake An entity associated with director Maximilian Viessmann completed an open-market sale of 12,094,823 shares of Carrier Global common stock at $62.01 per share.

Rhea-AI Filing Summary

Carrier Global Corp director-linked entity sells large stake

An entity associated with director Maximilian Viessmann completed an open-market sale of 12,094,823 shares of Carrier Global common stock at $62.01 per share. Following this transaction, the entity reported indirect ownership of 37,979,286 shares, indicating a sizable remaining position.

Positive

• None.

Negative

• Major shareholder reduces position through open-market sale as an entity associated with director Maximilian Viessmann sells 12,094,823 Carrier Global common shares at $62.01, representing a substantial discretionary reduction in holdings, even though a large indirect stake remains.

Insights

Insider transactions analyst

Large open-market sale by key holder, but sizable stake remains.

An entity associated with director Maximilian Viessmann executed an open-market sale of 12,094,823 Carrier Global common shares at $62.01. The filing classifies this as an indirect holding through Viessmann Traeger HoldCo GmbH, tied to the Viessmann Generations Group structure.

After the sale, the entity still holds 37,979,286 shares indirectly, so this is a partial reduction rather than a full exit. The transaction is a strong signal because it is a discretionary open-market sale, though the filing does not state any reasons or plans related to the disposition.

Subsequent company disclosures may clarify how this change in the holder’s position fits within broader ownership dynamics at Carrier Global, especially given the scale of the remaining indirect stake.

Insider Trade Summary

Net Seller: 12,094,823 shares

Net Sell 1 txn

Insider Viessmann Maximilian

Role Director

Sold 12,094,823 shs ($750.00M)

Type	Security	Shares	Price	Value
Sale	Common Stock	12,094,823	$62.01	$750.00M

Holdings After Transaction: Common Stock — 37,979,286 shares (Indirect, See Footnote)

Footnotes (1)

1. F1. Held by Viessmann Traeger HoldCo GmbH ("Viessmann HoldCo"), a direct wholly owned subsidiary of Viessmann Generations Group GmbH & Co. KG ("Viessmann Group KG"). The reporting person serves as the President and Chief Executive Officer and the controlling stockholder of the sole general partner and sole managing limited partner of Viessmann Group KG, and accordingly may be deemed to beneficially own the shares of Common Stock held by Viessmann HoldCo.

Key Figures

Shares sold: 12,094,823 shares Sale price per share: $62.01 per share Shares owned after transaction: 37,979,286 shares +1 more

4 metrics

Shares sold 12,094,823 shares Open-market sale of Carrier Global common stock

Sale price per share $62.01 per share Price for the 12,094,823 sold shares

Shares owned after transaction 37,979,286 shares Indirect ownership following the sale

Net shares sold 12,094,823 shares Net-sell direction per transaction summary

Key Terms

open-market sale, indirect ownership, beneficially own, non-derivative

4 terms

open-market sale financial

"transaction_action": "open-market sale""

An open-market sale is when a shareholder sells existing shares directly on a public exchange to any willing buyer, rather than through a private deal. Think of it like putting goods on a busy market stall where price is set by supply and demand; for investors it matters because such sales increase available supply, can put short-term downward pressure on the stock price, and signal changes in liquidity or investor confidence.

indirect ownership financial

""ownership_type": "indirect""

beneficially own financial

"may be deemed to beneficially own the shares of Common Stock"

Beneficially own means having the economic rights and risks of a security—such as the right to receive dividends, sell the shares, or profit from price changes—whether or not your name appears on the official share register. Think of it like renting a car: you use it and reap the benefits even if the title lists someone else. Investors care because beneficial ownership determines who truly controls value, must be disclosed under securities rules, and can signal potential influence or trading activity that affects a stock’s price.

non-derivative financial

""transaction_type": "non-derivative""

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did CARRIER GLOBAL Corp (CARR) report for Maximilian Viessmann?

CARRIER GLOBAL reported that an entity associated with director Maximilian Viessmann executed an open-market sale of common stock. The filing shows an indirect disposition of 12,094,823 shares, reflecting a sizeable reduction in that entity’s holding while still maintaining a large remaining stake.

How many CARRIER GLOBAL (CARR) shares were sold in the reported Form 4?

The Form 4 shows a sale of 12,094,823 shares of CARRIER GLOBAL common stock. This was an indirect transaction attributed to Viessmann Traeger HoldCo GmbH, which is linked to director Maximilian Viessmann through the Viessmann Generations Group structure described in the footnote.

At what price were the CARRIER GLOBAL (CARR) shares sold in this insider transaction?

The reported open-market sale was executed at a price of $62.01 per share. This per-share figure applies to the 12,094,823 CARRIER GLOBAL common shares sold, according to the Form 4 transaction details for the non-derivative common stock entry on the specified transaction date.

How many CARRIER GLOBAL (CARR) shares does the reporting entity hold after the sale?

After the transaction, the filing reports that 37,979,286 CARRIER GLOBAL common shares are indirectly owned. This post-transaction figure indicates the remaining position held through the related entity after selling 12,094,823 shares in the open-market disposition reported on the Form 4.

Who actually holds the CARRIER GLOBAL (CARR) shares sold and owned in this Form 4?

The shares are held by Viessmann Traeger HoldCo GmbH, a direct wholly owned subsidiary of Viessmann Generations Group GmbH & Co. KG. Director Maximilian Viessmann may be deemed to beneficially own these shares through his roles with the general partner and managing limited partner.

Was the CARRIER GLOBAL (CARR) insider transaction a direct or indirect holding for Maximilian Viessmann?

The Form 4 classifies the transaction as indirect ownership, coded "I" with a nature of ownership referencing the footnote. The shares are held by Viessmann Traeger HoldCo GmbH, and Maximilian Viessmann may be deemed a beneficial owner through the Viessmann Generations Group structure.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 05/20/2026 - 06:16 PM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Viessmann Maximilian

(Last) (First) (Middle)

13995 PASTEUR BOULEVARD

(Street)

PALM BEACH GARDENS FLORIDA 33418

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
CARRIER GLOBAL Corp [ CARR ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
05/20/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	05/20/2026		S		12,094,823	D	$62.01	37,979,286	I	See Footnote(1)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Held by Viessmann Traeger HoldCo GmbH ("Viessmann HoldCo"), a direct wholly owned subsidiary of Viessmann Generations Group GmbH & Co. KG ("Viessmann Group KG"). The reporting person serves as the President and Chief Executive Officer and the controlling stockholder of the sole general partner and sole managing limited partner of Viessmann Group KG, and accordingly may be deemed to beneficially own the shares of Common Stock held by Viessmann HoldCo.

	/s/ Erin O'Neal, as Attorney-in-Fact	05/20/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)