CASH Form 4: Pathward Financial CFO gets 5,168 restricted stock units

Rhea-AI Filing Summary

Pathward Financial, Inc. (CASH) reported an equity grant to its Chief Financial Officer on a Form 4. On 11/14/2025, the officer received 5,168 shares of common stock as an award of restricted stock units under the 2023 Omnibus Incentive Plan at a price of $0, reflecting a compensatory grant rather than an open-market purchase. Following this grant, the officer beneficially owns 18,513 shares directly. The RSUs will vest in three equal installments of 33-1/3% on 12/07/2026, 12/07/2027, and 12/07/2028, and each RSU will settle into one share of common stock when vested.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Sigrist Greg

(Last) (First) (Middle)

C/O PATHWARD FINANCIAL, INC.

5501 S BROADBAND LANE

(Street)

SIOUX FALLS SD 57108

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
PATHWARD FINANCIAL, INC. [ CASH ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Financial Officer

3. Date of Earliest Transaction (Month/Day/Year)
11/14/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	11/14/2025		A		5,168	A	$0(1)	18,513	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents an award of Restricted Stock Units ("RSU's") issued under the 2023 Omnibus Incentive Plan. The RSU's may be settled only in shares of common stock (one share per RSU) and will vest in three installments of 33-1/3% on 12/07/2026, 12/07/2027, and 12/07/2028

Remarks:

	/s/ Chance Huber, attorney-in-fact	11/18/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What transaction did Pathward Financial (CASH) disclose in this Form 4?

The filing reports that the Chief Financial Officer of Pathward Financial, Inc. (CASH) received an award of 5,168 restricted stock units of common stock on 11/14/2025 under the 2023 Omnibus Incentive Plan.

How many Pathward Financial (CASH) shares does the CFO beneficially own after this transaction?

After the reported RSU grant, the Chief Financial Officer beneficially owns 18,513 shares of Pathward Financial common stock in direct ownership.

What are the vesting dates for the 5,168 RSUs granted by Pathward Financial (CASH)?

The 5,168 restricted stock units will vest in three equal installments of 33-1/3% on 12/07/2026, 12/07/2027, and 12/07/2028.

At what price were the Pathward Financial (CASH) RSUs granted to the CFO?

The RSU award to the Chief Financial Officer was recorded at a price of $0, indicating a compensatory equity grant rather than a market purchase.

How will the Pathward Financial (CASH) RSUs be settled upon vesting?

Each restricted stock unit may be settled only in shares of Pathward Financial common stock, with one share issued for each RSU when it vests.

Under which plan were the Pathward Financial (CASH) RSUs granted?

The 5,168 restricted stock units granted to the Chief Financial Officer were issued under Pathward Financial's 2023 Omnibus Incentive Plan.