STOCK TITAN

IP Strategy (NASDAQ: IPST) president’s RSUs vest with shares used for taxes

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4/A

Rhea-AI Filing Summary

IP Strategy Holdings, Inc. director and President & Secretary Jennifer D H Stiefel reported routine equity compensation activity tied to restricted stock units (RSUs). On February 2, 2026, RSUs converted into a total of 66,666 shares of common stock across her direct holdings and those held by her spouse.

To cover tax obligations from this vesting, a combined 19,767 common shares were relinquished back to the company at $1.08 per share rather than sold in the market. Following these transactions, she directly holds 24,724 common shares and indirectly holds 74,482 common shares through her spouse, along with remaining unvested RSUs in both direct and spouse accounts.

Positive

  • None.

Negative

  • None.
Insider Stiefel Jennifer D H
Role President & Secretary
Type Security Shares Price Value
Exercise Restricted Stock Units 8,333 $0.00 --
Exercise Restricted Stock Units 58,333 $0.00 --
Exercise Common Stock 8,333 $0.00 --
Tax Withholding Common Stock 2,471 $1.08 $3K
Exercise Common Stock 58,333 $0.00 --
Tax Withholding Common Stock 17,296 $1.08 $19K
Holdings After Transaction: Restricted Stock Units — 16,667 shares (Direct, null); Restricted Stock Units — 116,667 shares (Indirect, By Spouse); Common Stock — 24,724 shares (Direct, null); Common Stock — 74,482 shares (Indirect, By Spouse)
Footnotes (1)
  1. Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock. Includes 13 shares beneficially owned through American Estate and Trust, LC FBO Jennifer Stiefel IRA account The reporting person relinquished the shares of Common Stock reported herein and the issuer cancelled such shares and returned them to issuer's treasury in exchange for remitting certain tax withholding obligations of the reporting person resulting from the vesting of the RSUs. As such, no shares of the issuer were sold by the reporting person. Represents the per share closing price of the issuer's Common Stock on the applicable vesting date or, if there was no closing price on such date, the closing price on the trading date that was immediately prior to such vesting date. Includes 86 shares beneficially owned through American Estate and Trust, LC FBO Justin Stiefel IRA account These securities are held by Justin B. Stiefel, the spouse of the reporting person. For purposes of Section 16 of the Exchange Act, the reporting person disclaims beneficial ownership of any such securities, except to the extent of her pecuniary interest therein, if any, and this report shall not be deemed an admission that such reporting person is the beneficial owner of such securities for purposes of Section 16 or otherwise. The RSUs vest over an eighteen (18) month period beginning September 1, 2025, with six (6) months of service-based vesting deemed satisfied as of February 2, 2026, and the remaining units vesting in equal installments every three months thereafter, subject to continued service.
RSU conversions 66,666 shares Common stock received from RSU exercises on February 2, 2026
Shares for tax withholding 19,767 shares at $1.08 Common shares relinquished to cover tax obligations on vesting
Direct common holdings 24,724 shares Direct common stock owned after February 2, 2026 transactions
Indirect common holdings 74,482 shares Common stock held indirectly through spouse after transactions
Indirect RSUs remaining 116,667 units Restricted Stock Units held indirectly following reported activity
Direct RSUs remaining 16,667 units Restricted Stock Units held directly following reported activity
Restricted Stock Units financial
"Each restricted stock unit ("RSU") represents a contingent right to receive one share"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
tax withholding obligations financial
"in exchange for remitting certain tax withholding obligations of the reporting person"
pecuniary interest financial
"disclaims beneficial ownership of any such securities, except to the extent of her pecuniary interest therein"
Section 16 of the Exchange Act regulatory
"for purposes of Section 16 of the Exchange Act, the reporting person disclaims beneficial ownership"
treasury financial
"the issuer cancelled such shares and returned them to issuer's treasury"
The treasury is the department or area within a government or organization responsible for managing its money, finances, and financial strategies. It handles tasks like collecting revenue, paying bills, and planning for future financial needs, much like a household manages its budget. For investors, understanding the treasury is important because it influences interest rates, government spending, and overall economic stability.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Stiefel Jennifer D H

(Last)(First)(Middle)
C/O IP STRATEGY HOLDINGS, INC.
9668 BUJACICH ROAD

(Street)
GIG HARBOR WASHINGTON 98332

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
IP STRATEGY HOLDINGS, INC. [ IPST ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
XOfficer (give title below)Other (specify below)
President & Secretary
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
02/02/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)
02/03/2026
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock02/02/2026M8,333A(1)24,724(2)D
Common Stock02/02/2026F2,471(3)D$1.08(4)22,253(2)D
Common Stock02/02/2026M58,333A(1)74,482(5)IBy Spouse(6)
Common Stock02/02/2026F17,296(3)D$1.08(4)57,186(5)IBy Spouse(6)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(1)02/02/2026M8,333 (7) (7)Common Stock8,333$016,667D
Restricted Stock Units(1)02/02/2026M58,333 (7) (7)Common Stock58,333$0116,667IBy Spouse(6)
Explanation of Responses:
1. Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock.
2. Includes 13 shares beneficially owned through American Estate and Trust, LC FBO Jennifer Stiefel IRA account
3. The reporting person relinquished the shares of Common Stock reported herein and the issuer cancelled such shares and returned them to issuer's treasury in exchange for remitting certain tax withholding obligations of the reporting person resulting from the vesting of the RSUs. As such, no shares of the issuer were sold by the reporting person.
4. Represents the per share closing price of the issuer's Common Stock on the applicable vesting date or, if there was no closing price on such date, the closing price on the trading date that was immediately prior to such vesting date.
5. Includes 86 shares beneficially owned through American Estate and Trust, LC FBO Justin Stiefel IRA account
6. These securities are held by Justin B. Stiefel, the spouse of the reporting person. For purposes of Section 16 of the Exchange Act, the reporting person disclaims beneficial ownership of any such securities, except to the extent of her pecuniary interest therein, if any, and this report shall not be deemed an admission that such reporting person is the beneficial owner of such securities for purposes of Section 16 or otherwise.
7. The RSUs vest over an eighteen (18) month period beginning September 1, 2025, with six (6) months of service-based vesting deemed satisfied as of February 2, 2026, and the remaining units vesting in equal installments every three months thereafter, subject to continued service.
Remarks:
This Form 4/A amends the Form 4 filed on February 3, 2026 solely to correct an omission in the reporting of certain securities that are beneficially owned by the reporting person's spouse. No other changes are being made.
/s/ Justin B. Stiefel, attorney-in-fact for Jennifer D.H. Stiefel05/01/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transactions did IPST director Jennifer Stiefel report on this Form 4/A?

Jennifer Stiefel reported RSU-related transactions converting awards into 66,666 common shares on February 2, 2026. The filing shows both direct holdings and shares held through her spouse, reflecting routine equity compensation activity rather than open-market buying or selling.

How many IPST shares were used for tax withholding in Jennifer Stiefel’s filing?

The filing shows 19,767 common shares were relinquished to the issuer at $1.08 per share to cover tax obligations from RSU vesting. Footnotes clarify these shares were cancelled and returned to treasury, so no market sale by the reporting person occurred.

What are Jennifer Stiefel’s direct and indirect IPST shareholdings after these transactions?

After the reported transactions, Jennifer Stiefel directly holds 24,724 common shares and indirectly holds 74,482 common shares through her spouse. The indirect holdings are attributed to her spouse, and she disclaims beneficial ownership beyond any pecuniary interest.

How were restricted stock units treated in this IPST Form 4/A filing?

Each RSU represents a right to receive one IPST common share. On February 2, 2026, RSUs converted into 58,333 indirect and 8,333 direct common shares. Remaining RSUs total 116,667 indirect and 16,667 direct units, vesting over an eighteen‑month schedule.

Did Jennifer Stiefel sell any IPST shares in the open market?

The filing indicates no open‑market sales. Shares reported with code F were relinquished to the issuer to satisfy tax withholding obligations from RSU vesting and were cancelled and returned to treasury, rather than sold to third‑party buyers.

What is the vesting schedule for the RSUs reported by Jennifer Stiefel at IPST?

The RSUs vest over an 18‑month period beginning September 1, 2025. Six months of service-based vesting were deemed satisfied as of February 2, 2026, with the remaining units vesting in equal installments every three months, subject to continued service.