STOCK TITAN

IP Strategy (CASK) CFO exercises RSUs, shares withheld for taxes

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

IP Strategy Holdings, Inc. executive vice president of finance and CFO Michael Carrosino reported routine equity compensation activity involving restricted stock units (RSUs). On May 2, 2026, he exercised RSUs to acquire 1,236 shares of common stock, and 368 shares were relinquished back to the company at $5.50 per share to cover tax withholding obligations. According to the disclosure, no shares were sold in the market, and all share figures reflect a 1-for-20 reverse stock split effected on April 23, 2026.

Positive

  • None.

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Insider CARROSINO MICHAEL
Role EVP of Finance & CFO
Type Security Shares Price Value
Exercise Restricted Stock Units 125 $0.00 --
Exercise Restricted Stock Units 1,111 $0.00 --
Exercise Common Stock 125 $0.00 --
Tax Withholding Common Stock 38 $5.50 $209.00
Exercise Common Stock 1,111 $0.00 --
Tax Withholding Common Stock 330 $5.50 $2K
Holdings After Transaction: Restricted Stock Units — 125 shares (Direct, null); Common Stock — 1,971 shares (Direct, null)
Footnotes (1)
  1. All share amounts in this Form 4 reflect a 1-for-20 reverse stock split effected on April 23, 2026. Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock. The reporting person relinquished the shares of Common Stock reported herein and the issuer cancelled such shares and returned them to issuer's treasury in exchange for remitting certain tax withholding obligations of the reporting person resulting from the vesting of the RSUs. As such, no shares of the issuer were sold by the reporting person. Of the RSUs granted on October 1, 2025, 125 units were vested as of September 1, 2025. The remaining 500 units vest in equal quarterly installments over twelve (12) months beginning September 1, 2025, of which 375 units vested and settled on February 2, 2026. The remaining units vest in equal installments on May 2, 2026 and August 2, 2026, subject to continued service. The RSUs vest over an eighteen (18) month period beginning December 10, 2025, with two (2) months of service-based vesting satisfied as of February 2, 2026. The remaining units vest in equal installments on May 2, 2026, August 2, 2026, November 2, 2026, and February 2, 2027, subject to continued service.
RSU shares exercised 1,236 shares Common stock received upon RSU settlement on May 2, 2026
Shares for tax withholding 368 shares Common stock relinquished to cover tax obligations at $5.50
Tax withholding reference price $5.50 per share Value used for shares returned to treasury for taxes
Reverse stock split ratio 1-for-20 Reverse stock split effective April 23, 2026 for all reported shares
Restricted Stock Units financial
"Each restricted stock unit ("RSU") represents a contingent right to receive one share"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
reverse stock split financial
"All share amounts in this Form 4 reflect a 1-for-20 reverse stock split effected"
A reverse stock split is when a company reduces the number of its shares outstanding, making each share more valuable. For example, if you own 100 shares worth $1 each, a 1-for-10 reverse split would turn your 100 shares into 10 shares worth $10 each. Companies often do this to boost their stock price and appear more stable to investors.
tax withholding obligations financial
"returned them to issuer's treasury in exchange for remitting certain tax withholding obligations"
treasury financial
"issuer cancelled such shares and returned them to issuer's treasury"
The treasury is the department or area within a government or organization responsible for managing its money, finances, and financial strategies. It handles tasks like collecting revenue, paying bills, and planning for future financial needs, much like a household manages its budget. For investors, understanding the treasury is important because it influences interest rates, government spending, and overall economic stability.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
CARROSINO MICHAEL

(Last)(First)(Middle)
C/O IP STRATEGY HOLDINGS, INC.
9668 BUJACICH ROAD

(Street)
GIG HARBOR WASHINGTON 98332

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
IP STRATEGY HOLDINGS, INC. [ IPST ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
EVP of Finance & CFO
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/02/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock05/02/2026M125(1)A(2)1,971D
Common Stock05/02/2026F38(3)D$5.51,933D
Common Stock05/02/2026M1,111A(2)3,044D
Common Stock05/02/2026F330(3)D$5.52,714D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(2)05/02/2026M125(1) (4) (4)Common Stock125$0125D
Restricted Stock Units(2)05/02/2026M1,111 (5) (5)Common Stock1,111$04,814D
Explanation of Responses:
1. All share amounts in this Form 4 reflect a 1-for-20 reverse stock split effected on April 23, 2026.
2. Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock.
3. The reporting person relinquished the shares of Common Stock reported herein and the issuer cancelled such shares and returned them to issuer's treasury in exchange for remitting certain tax withholding obligations of the reporting person resulting from the vesting of the RSUs. As such, no shares of the issuer were sold by the reporting person.
4. Of the RSUs granted on October 1, 2025, 125 units were vested as of September 1, 2025. The remaining 500 units vest in equal quarterly installments over twelve (12) months beginning September 1, 2025, of which 375 units vested and settled on February 2, 2026. The remaining units vest in equal installments on May 2, 2026 and August 2, 2026, subject to continued service.
5. The RSUs vest over an eighteen (18) month period beginning December 10, 2025, with two (2) months of service-based vesting satisfied as of February 2, 2026. The remaining units vest in equal installments on May 2, 2026, August 2, 2026, November 2, 2026, and February 2, 2027, subject to continued service.
Remarks:
/s/ Justin B. Stiefel, attorney-in-fact for Michael Carrosino05/05/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did IPST CFO Michael Carrosino report on this Form 4?

Michael Carrosino reported routine equity compensation activity. He exercised restricted stock units to acquire common shares and simultaneously relinquished a portion of those shares back to the company to satisfy tax withholding obligations related to the RSU vesting.

How many IPST shares did the CFO acquire through RSU exercises?

The CFO exercised restricted stock units representing 1,236 shares of IP Strategy Holdings common stock. These RSUs converted into an equivalent number of common shares as they vested, consistent with the plan’s terms and the one-for-twenty reverse stock split already reflected in the reported amounts.

How many IPST shares were used to cover the CFO’s tax obligations?

A total of 368 common shares were relinquished back to IP Strategy Holdings to cover tax withholding obligations. These shares were effectively returned to the company’s treasury at a reported price of $5.50 per share rather than being sold in the open market.

Were any IPST shares sold on the open market in this Form 4?

No open-market sales occurred in this Form 4. The filing and footnotes state that the relinquished shares were cancelled and returned to the company’s treasury solely to satisfy tax withholding obligations from RSU vesting, so the CFO did not sell shares to third-party buyers.

What does the 1-for-20 reverse stock split mean for the reported IPST share amounts?

All reported share amounts already reflect a 1-for-20 reverse stock split that took effect on April 23, 2026. This means historical holdings and RSU quantities were adjusted, consolidating every 20 pre-split shares into one post-split share in the disclosure.

How do the RSUs in this IPST Form 4 vest over time?

The RSUs vest in scheduled installments over periods of twelve to eighteen months, subject to continued service. Portions were already vested and settled by February 2, 2026, with remaining units set to vest on specific quarterly dates through February 2, 2027, under the plan terms.