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Bob De Lange plans Rule 144 sale of CAT (NYSE: CAT) shares

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
144

Rhea-AI Filing Summary

Bob De Lange has filed a notice under Rule 144 indicating an intention to sell 12,507 shares of CAT common stock. These shares were acquired on 02/11/2026 through a stock option exercise paid in cash, with Morgan Stanley Smith Barney LLC listed as broker and the shares traded on the NYSE.

The notice also lists prior sales of CAT common shares during the previous three months, including 22,656 shares sold on 02/06/2026, 16,070 shares on 02/04/2026, and 15,977 shares on 02/02/2026, with associated gross proceeds for each sale.

Positive

  • None.

Negative

  • None.

144: Filer Information

144: Issuer Information

144: Securities Information



Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold


* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.



Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

144: Remarks and Signature

FAQ

What does the CAT Form 144 filing by Bob De Lange disclose?

The Form 144 discloses that Bob De Lange intends to sell 12,507 shares of CAT common stock. These shares were acquired via a cash-paid stock option exercise on 02/11/2026, with Morgan Stanley Smith Barney LLC as broker and trading on the NYSE.

How many CAT shares does Bob De Lange plan to sell under Rule 144?

Bob De Lange plans to sell 12,507 shares of CAT common stock under Rule 144. The filing shows these shares were acquired on 02/11/2026 through a stock option exercise, with the transaction designated as a cash payment acquisition.

What prior CAT share sales are reported for Bob De Lange in the last three months?

The filing reports three prior CAT common stock sales for Bob De Lange: 22,656 shares on 02/06/2026, 16,070 shares on 02/04/2026, and 15,977 shares on 02/02/2026. Each transaction includes listed gross proceeds in the Rule 144 notice.

How were the CAT shares in the planned Rule 144 sale acquired?

The 12,507 CAT common shares in the planned Rule 144 sale were acquired through a stock option exercise. The acquisition date is 02/11/2026, and the filing states the nature of payment for the option exercise was cash on that same date.

Which broker is handling Bob De Langes planned CAT share sale?

The planned sale of 12,507 CAT common shares is listed with Morgan Stanley Smith Barney LLC Executive Financial Services. The brokers address is given as 1 New York Plaza, 8th Floor, New York, NY 10004, and the filing names the NYSE as the exchange.

What is the aggregate market value for the CAT shares planned for sale?

The filing lists an aggregate market value of 9,593,885.82 for the 12,507 CAT common shares to be sold. This value is tied directly to the planned Rule 144 transaction and corresponds to the share amount specified in the securities information table.
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