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CATERPILLAR INC (CAT) reported insider equity transactions by Chief Executive Officer Joseph E. Creed on August 28, 2026. Creed exercised 44,403 employee stock options at an exercise price of $219.76 per share, receiving the same number of Caterpillar common shares. The options were granted under the Caterpillar Inc. 2014 Long-Term Incentive Plan on March 1, 2021 and vest in three equal annual installments.
In connection with the exercise, 12,002 shares of common stock were delivered or withheld to pay the exercise price or tax liability. Creed also executed multiple open-market sales totaling 32,401 shares of common stock at weighted average prices generally between $799.67 and $813.86 per share, with each sale reported in price ranges via footnotes. Following these transactions, he continued to have 11,839 shares of Caterpillar common stock held indirectly through a 401(k) plan as of July 31, 2026.
CATERPILLAR INC. (CAT) entered into new and amended unsecured revolving credit facilities that provide significant committed liquidity across multiple tenors and currencies. A new 2026 364-Day Facility offers up to $3.5 billion in aggregate commitments, expiring on August 26, 2027, including local currency addendums that permit borrowing in Pounds Sterling, Euros and Japanese Yen within the overall commitment. Caterpillar also executed a Three-Year Facility Agreement for up to $3.0 billion maturing on August 27, 2029 and a Five-Year Facility Agreement for up to $5.0 billion maturing on August 27, 2031. These facilities are available for general corporate purposes and were undrawn as of the report date. Key covenants require Caterpillar to maintain consolidated net worth of at least $9 billion, and require Cat Financial to maintain an interest coverage ratio above 1.15:1 and a leverage ratio not greater than 10.0:1, calculated as specified in the agreements.
CATERPILLAR INC (CAT) received a notice under Rule 144 that officer Joseph E. Creed plans a potential sale of company common stock. The notice covers up to 32,401 shares of Caterpillar common stock, with an indicated aggregate market value of $26,211,751.26, to be sold through Morgan Stanley Smith Barney LLC Executive Financial Services on the NYSE, with an approximate sale date of August 28, 2026. The shares are to be issued via stock option exercise for cash, and the filing notes that 459,674,889 shares of Caterpillar common stock were outstanding.
CATERPILLAR INC (CAT) reported that its Chief Financial Officer received grants of phantom stock units under company deferred compensation plans. On 2026-08-26, the reporting person acquired 11 phantom stock units and a separate award of 7 phantom stock units, each economically equivalent to one share of Caterpillar common stock. Some units reflect excess contributions credited at $821.93 per unit and others were contributed under plan terms for no consideration. These phantom units are settled 100% in cash upon retirement or separation, and their deemed number may vary over time because they represent interests in a unitized company stock fund with both stock and cash.
CATERPILLAR INC (CAT) reported that Group President Jason Kaiser acquired 11 Phantom Stock Units tied to Caterpillar common stock under a non-qualified deferred compensation plan. Of these, 6 units were credited at $821.93 per unit and 5 units were contributed with no consideration. These phantom units are economically equivalent to common shares but will be settled 100% in cash upon retirement or separation from service. Following this grant, Kaiser holds 5,476 Phantom Stock Units, which include adjustments for dividends within a unitized company stock fund of stock and cash.
CATERPILLAR INC (CAT) reported that Chief Executive Officer Joseph E. Creed received an acquisition of 19 Phantom Stock Units linked to Caterpillar common stock. These units, economically equivalent to one share each, increased his direct holdings in this plan to 11,291 Phantom Stock Units. The award reflects 10 units credited at $821.93 per unit and 9 units contributed under the Supplemental Deferred Compensation Plan for no consideration. The units will be settled 100% in cash upon his retirement or separation from service and are adjusted over time for dividends and the cash/stock mix in the unitized company stock fund.
Caterpillar Inc reports that director Lynn J Good has indirect ownership of 122 shares of its Common Stock as of August 1, 2026. These shares are held in a revocable trust with Mr. Brian Good named as trustee.
Caterpillar Inc. reported Q2 2026 total sales and revenues of $20,543 million, up from $16,569 million a year earlier. Profit attributable to common shareholders rose to $3,593 million from $2,179 million, with basic EPS of $7.80 and diluted EPS of $7.77. First-half 2026 sales and revenues were $37,958 million and profit was $6,142 million.
Net cash provided by operating activities for the first half increased to $6,241 million from $4,411 million, supporting $4.9 billion of share repurchases and $1,399 million of dividends paid. The company recorded $392 million of probable IEEPA tariff recoveries and reported unsatisfied performance obligations of $44.1 billion.
Caterpillar Inc. reported second-quarter 2026 sales and revenues of $20.543 billion, up 24% from $16.569 billion a year earlier and its first quarter above $20 billion. Operating profit rose to $4.295 billion, with operating margin improving to 20.9%, or 21.9% on an adjusted basis.
Diluted profit per share increased to $7.77, with adjusted profit per share of $8.17, compared with $4.62 and $4.72 in second-quarter 2025. Power & Energy, Construction Industries and Resource Industries all delivered double-digit sales growth and higher segment profits, supported by higher equipment sales and favorable price realization.
Enterprise operating cash flow was $4.4 billion, and enterprise cash ended the quarter at $6.7 billion. The company returned $2.2 billion to shareholders through $1.5 billion of share repurchases and $0.7 billion of dividends, while also recording restructuring costs related to divesting certain non-U.S. entities.
Caterpillar Inc. Chief Financial Officer Kyle Joseph Epley reported two compensation-related acquisitions totaling 12 phantom stock units on July 24, 2026 under company deferred compensation plans. Each unit is generally the economic equivalent of one share of Caterpillar common stock and will be settled 100% in cash upon his retirement or separation from service.
The first acquisition covered 5 phantom stock units, including 3 units credited from excess contributions at $888.73 per unit and 2 units contributed for no consideration, with adjustments for accrued dividends inside a unitized stock-and-cash fund. A separate acquisition added 7 phantom stock units on the same date.