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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

FORM
8-K
Current Report
Pursuant to Section 13
or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date
of earliest event reported): June 10, 2026
CATERPILLAR
INC.
(Exact name of registrant
as specified in its charter)
| Delaware |
|
1-768 |
|
37-0602744 |
(State
or other jurisdiction of
incorporation) |
|
(Commission
File
Number) |
|
(I.R.S
Employer Identification No.) |
| 5025 N. O’Connor Boulevard Suite 100, Irving, Texas |
|
75039 |
| (Address
of principal executive offices) |
|
(Zip
Code) |
Registrant’s
telephone number, including area code: (972)
891-7700
Former name or former
address, if changed since last report: N/A
| ¨ |
Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| |
|
| ¨ |
Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| |
|
| ¨ |
Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| |
|
| ¨ |
Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities
registered pursuant to Section 12(b) of the Act:
| Title
of each class |
Trading
Symbol (s) |
Name
of each exchange which registered |
| Common
Stock ($1.00 par value) |
CAT |
The
New York Stock Exchange |
| 5.3%
Debentures due September 15, 2035 |
CAT35 |
The
New York Stock Exchange |
Check the appropriate
box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the
following provisions:
Indicate by check
mark whether the registrant is an emerging growth company as defined by Rule 405 of the Securities Act of 1933 (17 CFR §230.405
of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2 of this chapter).
Emerging
growth company ¨
If an emerging growth
company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or
revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨
| Item 5.07 |
Submission of Matters to a Vote of Security Holders |
On June 10, 2026, Caterpillar Inc. (the “Company”)
held a virtual 2026 Annual Shareholders Meeting (the “Annual Meeting”). Set forth below are the voting results for each of
the matters submitted to a vote of the Company’s shareholders at the Annual Meeting.
Proposal 1 - Company Proposal - Election of Directors
All
nominees for election to the Company’s Board of Directors named in the Proxy Statement were elected, each to a one-year term, with
the following vote:
| Director | |
For | | |
Against | | |
Abstain | | |
Broker Non-Votes | |
| Joseph E. Creed | |
| 313,113,033 | | |
| 11,832,714 | | |
| 507,603 | | |
| 68,032,649 | |
| James C. Fish, Jr. | |
| 308,288,837 | | |
| 16,538,220 | | |
| 626,293 | | |
| 68,032,649 | |
| Lynn J. Good | |
| 323,118,292 | | |
| 1,773,531 | | |
| 561,527 | | |
| 68,032,649 | |
| Gerald Johnson | |
| 320,479,013 | | |
| 4,353,437 | | |
| 620,900 | | |
| 68,032,649 | |
| Nazzic S. Keene | |
| 321,589,855 | | |
| 3,001,338 | | |
| 862,157 | | |
| 68,032,649 | |
| David W. MacLennan | |
| 316,380,421 | | |
| 8,437,215 | | |
| 635,714 | | |
| 68,032,649 | |
| Judith F. Marks | |
| 320,418,944 | | |
| 4,488,540 | | |
| 545,866 | | |
| 68,032,649 | |
| Debra L. Reed-Klages | |
| 316,254,559 | | |
| 8,655,657 | | |
| 543,134 | | |
| 68,032,649 | |
| Susan C. Schwab | |
| 315,235,222 | | |
| 9,709,139 | | |
| 508,989 | | |
| 68,032,649 | |
| Rayford Wilkins, Jr. | |
| 315,044,827 | | |
| 9,550,171 | | |
| 858,352 | | |
| 68,032,649 | |
Proposal 2 - Company Proposal - Ratification of Independent
Registered Public Accounting Firm
The proposal
requesting ratification of the appointment of PricewaterhouseCoopers LLP as the Company’s independent registered public accounting
firm for 2026 was approved with the following vote:
| For | | |
Against | | |
Abstain | |
| | 372,882,425 | | |
| 19,911,190 | | |
| 692,384 | |
Proposal 3 - Company Proposal - Advisory Vote to Approve
Executive Compensation
The proposal requesting that the shareholders of the Company
approve executive compensation, on an advisory basis, was approved with the following vote:
| For | | |
Against | | |
Abstain | | |
Broker Non-Votes | |
| | 307,919,503 | | |
| 15,792,946 | | |
| 1,740,901 | | |
| 68,032,649 | |
Proposal 4 - Shareholder Proposal - Shareholder Right to Act
by Written Consent
The proposal requesting that the Board of Directors amend
the Company's governing documents to permit shareholder action by written consent was not approved based on the following vote:
| For | | |
Against | | |
Abstain | | |
Broker Non-Votes | |
| | 127,707,438 | | |
| 195,268,191 | | |
| 2,477,721 | | |
| 68,032,649 | |
| Item 7.01 |
Regulation FD Disclosure |
On
June 10, 2026, the Board of Directors declared a quarterly cash dividend of one dollar and sixty-three cents ($1.63) per share of Company
common stock, payable on August 19, 2026 to shareholders of record at the close of business on July 20, 2026. The per share dividend of
$1.63 is an increase of twelve cents from the previous quarterly dividend of $1.51 per share. On the same date, the Company issued a press
release announcing the dividend increase, a copy of which is attached hereto as Exhibit 99.1.
The information in this Current Report on Form
8-K, including Exhibit 99.1 is being furnished in accordance with the provisions of General Instructions B.2 of Form 8-K.
| Item 9.01 |
Financial Statements and Exhibits |
(d) Exhibits.
| Exhibit |
|
|
| Number |
|
Description |
| 99.1 |
|
Caterpillar Inc. press release dated June 10, 2026 |
| 104 |
|
The cover page from this Current Report on Form 8-K, formatted in Inline XBRL |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has
duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| |
CATERPILLAR INC. |
| |
|
|
| June 11, 2026 |
By: |
/s/
Derek Owens |
| |
Derek Owens |
| |
Chief Legal Officer and General Counsel |
Exhibit 99.1
FOR IMMEDIATE RELEASE
Caterpillar
Inc. Increases Dividend
IRVING, Texas,
June 10, 2026 – The Board of Directors of Caterpillar Inc. (NYSE: CAT) voted today to raise the quarterly dividend by 12 cents,
an eight percent increase, to one dollar and sixty-three cents ($1.63) per share of common stock payable Aug. 19, 2026, to shareholders
of record at the close of business July 20, 2026. Caterpillar expects to continue to return substantially all Machinery, Power &
Energy (MP&E) free cash flow to shareholders over time through dividends and share repurchases.
“Our
results reflect the execution of our enterprise strategy, combining world-class equipment with advanced technology to solve our customers’
toughest challenges,” said Caterpillar Chairman and CEO Joe Creed. “That’s driving profitable growth, strong MP&E
free cash flow and a dividend increase that maintains our place on the S&P 500 Dividend Aristocrats Index.”
Caterpillar
has paid a cash dividend every year since the company was formed and has paid a quarterly dividend since 1933. Caterpillar has paid higher
annual dividends to shareholders for 32 consecutive years and is recognized as a member of the S&P 500 Dividend Aristocrats Index.
Caterpillar
Contact: Tiffany Heikkila, tiffany.heikkila@cat.com, 832-573.0958
About Caterpillar
For more than a century, Caterpillar
has built a better, more sustainable world. With 2025 sales and revenues of $67.6 billion, Caterpillar Inc. is shaping the future as
the world’s leading manufacturer of construction and mining equipment, off-highway diesel and natural gas engines, industrial gas
turbines and diesel-electric locomotives. Backed by one of the largest independent global dealer networks and financing services through
Cat Financial, the company’s primary business segments: Power & Energy, Construction Industries and Resource Industries are
solving customers’ toughest challenges through commercial excellence and advanced technology, driven by a highly skilled, dedicated
global team. Learn more at www.caterpillar.com.