Welcome to our dedicated page for Caterpillar SEC filings (Ticker: CAT), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Caterpillar Inc. (NYSE: CAT) SEC filings page on Stock Titan provides access to the company’s regulatory disclosures filed with the U.S. Securities and Exchange Commission. These documents include current reports on Form 8-K, annual and quarterly reports when available, and other materials that describe key events, financial results, capital structure and governance changes for Caterpillar.
Form 8-K filings for Caterpillar often report material events such as leadership transitions, updates to bylaws, results of operations and financial condition, and significant financing arrangements. For example, recent 8-K reports have described a board leadership transition in which the Chief Executive Officer is scheduled to assume the role of Chairman of the Board, amendments to the company’s bylaws regarding the Lead Independent Director title, and new or amended revolving credit facilities and related covenants.
Other 8-K filings referenced by Caterpillar cover quarterly financial results, supplemental information on retail sales of machines and power systems, and updates on the estimated impact of tariffs on operating margins. These filings can help readers understand how external factors and financing decisions affect Caterpillar’s Construction Industries, Resource Industries, Power & Energy and Financial Products segments.
On Stock Titan, users can review Caterpillar’s filings in sequence and use AI-powered summaries to interpret complex documents. AI summaries highlight key sections of lengthy reports, explain technical terms and point out notable items such as changes in board composition, new credit agreements, or commentary on tariffs and other business conditions. The filings page also surfaces information related to securities registered under Section 12(b), including Caterpillar’s common stock (CAT) and 5.3% debentures due September 15, 2035 (CAT35).
By combining real-time updates from EDGAR with AI-generated insights, this page helps investors, analysts and researchers quickly locate and understand the Caterpillar disclosures most relevant to their interests, whether they are focused on governance, financing arrangements, operating performance or segment-level developments.
Caterpillar Inc. chief accounting officer William E. Schaupp reported a small share disposition tied to equity compensation taxes. On March 4, 2026, 19 shares of Caterpillar common stock at a value of $738.42 per share were withheld to satisfy tax obligations arising from the vesting of restricted stock units originally granted on March 4, 2024.
After this tax-withholding disposition, Schaupp directly owns 890 shares of Caterpillar common stock. The transaction was reported as a disposition for tax payment rather than an open-market sale.
Caterpillar Inc. Chief Legal Officer Derek Owens reported a disposition of company common stock tied to equity compensation. On the vesting of restricted stock units granted on March 4, 2024, 338 shares were withheld to satisfy his tax obligation at a price of $738.42 per share. After this tax-withholding transaction, Owens directly owned 8,203 shares of Caterpillar common stock.
Caterpillar Inc. Chief Executive Officer Joseph E. Creed reported selling a total of 2,500 shares of Caterpillar common stock in open-market transactions on March 5, 2026. The sales were executed in several trades at reported weighted average prices of $717.01, $718.44, $719.39, $720.10, and $721.00 per share. After these sales, his directly held stake was 35,083 shares.
On March 4, 2026, 696 shares were disposed of at $738.42 per share to satisfy tax obligations from vesting restricted stock units granted on March 4, 2024. In addition to his direct holdings, he had 11,765 shares held indirectly through a 401(k) plan, based on a statement dated February 28, 2026.
Caterpillar Inc. Group President Jason Kaiser reported a tax-related share disposition tied to restricted stock units. On March 4, 2026, 368 shares of Caterpillar common stock were withheld at $738.42 per share to cover tax obligations from RSUs that vested on March 4, 2024.
After this withholding, Kaiser directly owned 9,594 Caterpillar shares. He also had an indirect holding of 368 shares through a 401(k) plan, based on a statement as of February 28, 2026.
Caterpillar Inc. Group President Anthony D. Fassino reported a tax-related share withholding tied to vesting equity awards. On March 4, 2026, 346 shares of Caterpillar common stock were disposed of at $738.42 per share to satisfy tax obligations from restricted stock units that vested from a March 4, 2024 grant.
After this withholding transaction, Fassino directly held 46,041 shares of Caterpillar common stock. The filing also notes an additional 1,501 shares held indirectly through a 401(k) plan based on a statement dated February 28, 2026.
Caterpillar Inc. Group President Denise C. Johnson reported a tax-withholding share disposition related to equity compensation. On March 4, 2026, 346 shares of Caterpillar common stock were withheld at a price of $738.42 per share to satisfy tax obligations from the vesting of restricted stock units granted on March 4, 2024. After this withholding transaction, Johnson directly held 49,825 shares of Caterpillar common stock.
Caterpillar Inc. Group President Bob De Lange reported a tax-related share disposition. On the vesting of restricted stock units granted on March 4, 2024, 393 shares of Caterpillar common stock were withheld to cover associated tax obligations, at a price of $738.42 per share. After this withholding, De Lange directly owned 86,029 shares of Caterpillar common stock.
Caterpillar Inc. Chief Financial Officer Andrew R. J. Bonfield reported a tax-related share disposition. On March 4, 2026, 449 shares of Caterpillar common stock were withheld at $738.42 per share to satisfy tax obligations from restricted stock units that vested from a grant made on March 4, 2024. After this withholding, Bonfield directly owned 52,935 shares of Caterpillar common stock.
Caterpillar Inc ownership update: The Vanguard Group reports 46,835,122 shares beneficially owned, equal to 10.06% of common stock. The filing states shared voting power 4,600,054 and shared dispositive power 46,835,122. The filer notes it went through an internal realignment on January 12, 2026 that will lead certain subsidiaries to report separately.