Welcome to our dedicated page for Caterpillar SEC filings (Ticker: CAT), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Caterpillar Inc. filings document the financial results, governance, securities and operating disclosures of a global manufacturer of construction and mining equipment, engines, industrial gas turbines and diesel-electric locomotives. Current Reports on Form 8-K furnish quarterly earnings releases, supplemental retail-sales information for machines and power systems, and material corporate events.
The company’s proxy materials cover annual meeting voting, board structure, director elections, executive compensation and shareholder governance. Filings also identify Caterpillar common stock and listed debentures, disclose leadership and bylaw changes, and provide segment and regional operating detail for Construction Industries, Resource Industries and Power & Energy.
Caterpillar Inc. reported strong Q1 2026 results, with total sales and revenues of $17,415 million, up from $14,249 million a year earlier. Profit attributable to common shareholders rose to $2,549 million, compared with $2,003 million, as higher Machinery, Power & Energy sales drove operating profit.
Basic profit per common share increased to $5.50 from $4.22, while net cash provided by operating activities improved to $1,870 million. The company continued heavy capital returns, repurchasing 5.6 million shares for $3.7 billion and entering into $4.50 billion of accelerated share repurchase agreements.
Caterpillar Inc. Group President Jason Kaiser exercised employee stock options and sold shares of common stock. He exercised 7,917 options at $253.98 per share, then sold 5,642 shares in an open-market transaction at $883.03 per share and had 2,275 shares withheld to cover tax obligations.
After these transactions, Kaiser holds 9,594 shares of Caterpillar common stock directly and 368 shares indirectly through a 401(k) plan based on a statement dated April 30, 2026. No remaining derivative (option) position is shown in this filing.
Caterpillar (CAT) Form 144 notice: proposed resale of Common Stock via Morgan Stanley Smith Barney LLC. The filing lists multiple stock option exercises dated 05/05/2026 with line items of 361, 2,639, and 2,639 shares. The filing also discloses past sales by Rodney M. Shurman: 2,278 shares on 02/23/2026 for $1,730,402.06 and 1,764 shares on 02/17/2026 for $1,346,611.14.
Caterpillar Inc. director David MacLennan made an open-market purchase of the company’s common stock. He bought 250 shares at a price of $876.84 per share. After this transaction, his direct ownership increased to 8,206 shares, reflecting a relatively small, routine addition to his existing stake.
CAT proposes the sale of 5,642 shares of Common Stock via a stock option exercise dated 05/04/2026. The filing lists a prior sale of 1,691 shares on 02/12/2026 with proceeds of $1,313,400.71. The broker listed is Morgan Stanley Smith Barney LLC.
Caterpillar Inc.’s new Chief Financial Officer Kyle Joseph Epley reported his initial ownership in a Form 3 filing. He holds 15,973 shares of Caterpillar common stock directly and 3,186 shares indirectly through a 401(k) plan as of the reported dates.
Epley also holds 5,889 phantom stock units under a supplemental deferred compensation plan, which are generally equivalent to the same number of Caterpillar shares but will be settled entirely in cash at retirement or separation. In addition, he has multiple employee stock option grants covering tens of thousands of underlying shares with exercise prices ranging from $127.60 to $752.18 and expirations between 2030 and 2036, granted under the company’s long‑term incentive plans.
Caterpillar Inc. is soliciting proxies for its 2026 Annual Meeting, to be held virtually on June 10, 2026, covering director elections, auditor ratification, an advisory vote on executive pay and a shareholder proposal on written consent rights. The board recommends voting for ten director nominees, for PricewaterhouseCoopers as independent auditor, for executive compensation and against the written-consent proposal. The proxy highlights strong 2025 performance, including record sales and revenues of $67.6 billion, operating profit of $11.2 billion and profit per share of $18.81. Adjusted operating profit margin was 17.2%, MP&E free cash flow reached $9.5 billion and $7.9 billion was returned to shareholders via repurchases and dividends, while backlog rose to a record $51 billion, up 71% year over year.
Caterpillar Inc. is soliciting proxies for its 2026 Annual Meeting, to be held virtually on June 10, 2026, covering director elections, auditor ratification, an advisory vote on executive pay and a shareholder proposal on written consent rights. The board recommends voting for ten director nominees, for PricewaterhouseCoopers as independent auditor, for executive compensation and against the written-consent proposal. The proxy highlights strong 2025 performance, including record sales and revenues of $67.6 billion, operating profit of $11.2 billion and profit per share of $18.81. Adjusted operating profit margin was 17.2%, MP&E free cash flow reached $9.5 billion and $7.9 billion was returned to shareholders via repurchases and dividends, while backlog rose to a record $51 billion, up 71% year over year.
Caterpillar Inc. is soliciting proxies for its 2026 Annual Meeting, to be held virtually on June 10, 2026, covering director elections, auditor ratification, an advisory vote on executive pay and a shareholder proposal on written consent rights. The board recommends voting for ten director nominees, for PricewaterhouseCoopers as independent auditor, for executive compensation and against the written-consent proposal. The proxy highlights strong 2025 performance, including record sales and revenues of $67.6 billion, operating profit of $11.2 billion and profit per share of $18.81. Adjusted operating profit margin was 17.2%, MP&E free cash flow reached $9.5 billion and $7.9 billion was returned to shareholders via repurchases and dividends, while backlog rose to a record $51 billion, up 71% year over year.
Caterpillar Inc. reported a strong first quarter 2026 with sales and revenues of $17.4 billion, up 22% from $14.2 billion a year earlier. Growth was driven mainly by $2.3 billion in higher sales volume and $426 million of favorable pricing across all three primary segments.
Profit per share rose to $5.47 from $4.20, with adjusted profit per share increasing to $5.54 from $4.25. Operating profit reached $3.085 billion, up 20%, though the operating margin edged down to 17.7% from 18.1% as higher tariff-driven manufacturing costs and higher compensation offset some of the volume and price benefits.
Construction Industries sales climbed 38% to $7.161 billion and segment profit increased 50% to $1.535 billion, while Power & Energy sales grew 22% to $7.031 billion and profit rose 13% to $1.450 billion. Resource Industries sales increased 4% to $3.797 billion, but segment profit fell 39% to $378 million due to higher manufacturing costs. Enterprise operating cash flow was $1.9 billion, and the company deployed $5.0 billion for share repurchases and $0.7 billion for dividends in the quarter.
Caterpillar Inc. reported a strong first quarter 2026 with sales and revenues of $17.4 billion, up 22% from $14.2 billion a year earlier. Growth was driven mainly by $2.3 billion in higher sales volume and $426 million of favorable pricing across all three primary segments.
Profit per share rose to $5.47 from $4.20, with adjusted profit per share increasing to $5.54 from $4.25. Operating profit reached $3.085 billion, up 20%, though the operating margin edged down to 17.7% from 18.1% as higher tariff-driven manufacturing costs and higher compensation offset some of the volume and price benefits.
Construction Industries sales climbed 38% to $7.161 billion and segment profit increased 50% to $1.535 billion, while Power & Energy sales grew 22% to $7.031 billion and profit rose 13% to $1.450 billion. Resource Industries sales increased 4% to $3.797 billion, but segment profit fell 39% to $378 million due to higher manufacturing costs. Enterprise operating cash flow was $1.9 billion, and the company deployed $5.0 billion for share repurchases and $0.7 billion for dividends in the quarter.
Caterpillar Inc. reported a strong first quarter 2026 with sales and revenues of $17.4 billion, up 22% from $14.2 billion a year earlier. Growth was driven mainly by $2.3 billion in higher sales volume and $426 million of favorable pricing across all three primary segments.
Profit per share rose to $5.47 from $4.20, with adjusted profit per share increasing to $5.54 from $4.25. Operating profit reached $3.085 billion, up 20%, though the operating margin edged down to 17.7% from 18.1% as higher tariff-driven manufacturing costs and higher compensation offset some of the volume and price benefits.
Construction Industries sales climbed 38% to $7.161 billion and segment profit increased 50% to $1.535 billion, while Power & Energy sales grew 22% to $7.031 billion and profit rose 13% to $1.450 billion. Resource Industries sales increased 4% to $3.797 billion, but segment profit fell 39% to $378 million due to higher manufacturing costs. Enterprise operating cash flow was $1.9 billion, and the company deployed $5.0 billion for share repurchases and $0.7 billion for dividends in the quarter.