Caterpillar (NYSE: CAT) group president has shares withheld for taxes

Rhea-AI Filing Summary

Caterpillar Inc. Group President Bob De Lange reported a tax-related share disposition. On the vesting of restricted stock units granted on March 4, 2024, 393 shares of Caterpillar common stock were withheld to cover associated tax obligations, at a price of $738.42 per share. After this withholding, De Lange directly owned 86,029 shares of Caterpillar common stock.

Insider Trade Summary

Net Seller: 393 shares

Net Sell 1 txn

Insider De Lange Bob

Role Group President

Type	Security	Shares	Price	Value
Exercise Price or Tax Liability	Common Stock	393	$738.42	$290K

Holdings After Transaction: Common Stock — 86,029 shares (Direct)

Footnotes (1)

1. F1. Represents shares withheld from the reporting person to satisfy tax obligation arising from the vesting of restricted stock units granted on March 4, 2024.

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Form 4 Insider Transactions: What Each Field Means →

Accepted by SEC EDGAR 03/06/2026 - 12:38 PM Learn about SEC filing dates

FAQ

What insider transaction did Caterpillar (CAT) report for Bob De Lange?

Bob De Lange reported a tax-related disposition of Caterpillar shares. On March 4, 2026, 393 common shares were withheld to satisfy tax obligations arising from the vesting of restricted stock units granted on March 4, 2024.

Was Bob De Lange’s Caterpillar (CAT) Form 4 transaction an open-market sale?

No, the Form 4 describes a tax-withholding disposition, not an open-market sale. 393 shares were withheld by the company to pay taxes due on vesting restricted stock units, as explained in the filing footnote.

How many Caterpillar (CAT) shares were withheld for Bob De Lange’s taxes?

Caterpillar withheld 393 shares of common stock from Bob De Lange. These shares covered tax obligations triggered when restricted stock units granted on March 4, 2024, vested, according to the Form 4 disclosure and related footnote.

What is Bob De Lange’s Caterpillar (CAT) share ownership after this Form 4 transaction?

After the tax-withholding disposition, Bob De Lange directly owned 86,029 shares of Caterpillar common stock. This figure reflects his holdings immediately following the withholding of 393 shares to satisfy tax obligations on vested restricted stock units.

At what price per share were Bob De Lange’s withheld Caterpillar (CAT) shares valued?

The 393 Caterpillar shares withheld for Bob De Lange’s tax obligation were valued at $738.42 per share. This price is used in the Form 4 to calculate the value of the shares applied toward the tax liability.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

De Lange Bob

(Last) (First) (Middle)

5205 N. O'CONNOR BOULEVARD, SUITE 100

(Street)

IRVING TX 75039

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
CATERPILLAR INC [ CAT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Group President

3. Date of Earliest Transaction (Month/Day/Year)
03/04/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	03/04/2026		F		393(1)	D	$738.42	86,029	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents shares withheld from the reporting person to satisfy tax obligation arising from the vesting of restricted stock units granted on March 4, 2024.

	/s/ Nicole Puza, POA for Bob De Lange	03/06/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.