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Caterpillar CEO Joseph E. Creed reported the acquisition of phantom stock units under the company's non-qualified deferred compensation plan on June 26, 2025. The transaction involved:
- Acquisition of 39 phantom stock units at $381.88 per unit
- 20 shares credited to account at $381.88 per share
- 19 shares contributed at no cost per plan terms
- Total beneficial ownership increased to 10,203 phantom stock units
The phantom stock units are equivalent to Caterpillar common stock and will be settled 100% in cash upon retirement or separation. The units are part of an unfunded unitized company stock fund that includes both stock and cash components, with quantities subject to change based on fund composition. The filing was signed by Nicole Puza as power of attorney for Creed on June 27, 2025.