Cava Group, Inc. SEC Filings

Cava Group insider transfer of 16,000 shares to a family trust The reporting person, Theodoros Xenohristos, who is both a director and Chief Concept Officer of CAVA GROUP, INC. (CAVA), reported on Form 4 that on September 18, 2025 he transferred 16,000 shares of common stock to the "TX 2025 Irrevocable Exempt Trust" dated September 10, 2025, for no consideration. After the transaction he beneficially owned 334,209 shares (which includes unvested restricted stock units) and the trust directly holds 16,000 shares. The filer disclaims beneficial ownership of the trust holdings except to the extent of any pecuniary interest.

CAVA Group, Inc. furnished a press release announcing earnings and other financial results for the fiscal quarter ended July 13, 2025. The press release is attached as Exhibit 99.1 and is incorporated by reference into this Current Report. The company confirms that the information in Item 2.02 and Exhibit 99.1 is being furnished and not filed for purposes of Section 18 of the Exchange Act. The report identifies the company’s common stock as trading under the ticker CAVA on the New York Stock Exchange. This Current Report does not include the underlying financial tables or specific revenue, profit, or other numeric results within its text; readers must consult Exhibit 99.1 for the detailed results.

Prudential Financial, Inc. has filed Amendment No. 1 to Schedule 13G disclosing a 5.6% passive stake in CAVA Group, Inc. (CUSIP 148929102) as of 30 Jun 2025. The firm reports 6,458,974 common shares beneficially owned, all held with shared dispositive power; no shares are held with sole voting or dispositive power. Shared voting authority covers 5,564,994 shares.

The filing is made under Rule 13d-1(b) with Prudential classified as a parent holding company (HC). Most of the position is managed by subsidiary Jennison Associates LLC (6.4 M shares, 5.6% of the class). Additional small positions are held by The Prudential Insurance Company of America (23.6 K) and PGIM Quantitative Solutions LLC (31.3 K). The certification confirms the shares were acquired in the ordinary course of business and not for the purpose of influencing control of the issuer.

This passive institutional ownership disclosure signals that a large, long-term asset manager now controls a material stake in CAVA, potentially improving liquidity and institutional support but without an activist intent.

CAVA Group CLO & Secretary Kenneth Robert Bertram reported insider trading activity on June 28, 2025. The transactions include:

• Purchase of 169 shares of common stock at $63.38 per share through the company's Employee Stock Purchase Plan (ESPP) on June 16, 2025
• Current beneficial ownership includes: - 58,702 shares held directly (including unvested RSUs) - 1,500 shares held indirectly through spouse - 195 shares held indirectly through daughter

The ESPP purchase was made at 85% of the closing price on June 13, 2025, qualifying as an exempt transaction under Rule 16b-3. The purchase period covered December 16, 2024, through June 15, 2025.

CAVA Group Chief Accounting Officer Adam David Phillips reported the acquisition of 146 shares of common stock at $63.38 per share through the company's Employee Stock Purchase Plan (ESPP) on June 16, 2025. The purchase price represents 85% of the closing price on June 13, 2025, as per ESPP terms.

Following this transaction, Phillips beneficially owns 11,209 shares directly, which includes unvested restricted stock units. The shares were acquired under Rule 16b-3 exempt transactions for the ESPP purchase period spanning December 16, 2024, through June 15, 2025.

Key Transaction Details:

• Transaction Type: ESPP Purchase
• Share Price: $63.38 (15% discount to market)
• Ownership: Direct
• Filing Date: June 28, 2025

CAVA Group CFO Tricia K. Tolivar reported insider trading activity on June 16, 2025. The executive acquired 197 shares of common stock at $63.38 per share through the company's 2023 Employee Stock Purchase Plan (ESPP). The purchase price represented 85% of the closing price on June 13, 2025, as per ESPP terms.

Following the transaction, Tolivar directly owns 236,542 shares, which includes unvested restricted stock units. Additionally, she indirectly owns 2,500 shares through her spouse. The transaction was executed under Rule 16b-3 exemption for the ESPP purchase period spanning December 16, 2024, through June 15, 2025.

• Transaction Type: Purchase through ESPP
• Direct Ownership: 236,542 shares
• Indirect Ownership: 2,500 shares (via spouse)
• Purchase Price: $63.38 (85% of market price)