CAVA Group, Inc. Insider Trading Activity

CAVA Group CLO & Secretary Kenneth Robert Bertram reported insider trading activity on June 28, 2025.

Accepted by SEC EDGAR 06/26/2025 - 04:01 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

CAVA Group CLO & Secretary Kenneth Robert Bertram reported insider trading activity on June 28, 2025. The transactions include:

• Purchase of 169 shares of common stock at $63.38 per share through the company's Employee Stock Purchase Plan (ESPP) on June 16, 2025
• Current beneficial ownership includes: - 58,702 shares held directly (including unvested RSUs) - 1,500 shares held indirectly through spouse - 195 shares held indirectly through daughter

The ESPP purchase was made at 85% of the closing price on June 13, 2025, qualifying as an exempt transaction under Rule 16b-3. The purchase period covered December 16, 2024, through June 15, 2025.

Insider Trade Summary

Grant/Award: 169 shares

Grant/Award 1 txn

Insider Bertram Kenneth Robert

Role CLO & Secretary

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	169	$63.38	$11K
Holding	Common Stock	--	--	--
Holding	Common Stock	--	--	--

Holdings After Transaction: Common Stock — 58,702 shares (Direct); Common Stock — 1,500 shares (Indirect, By Spouse); Common Stock — 195 shares (Indirect, By Daughter)

Footnotes (3)

1. F1. Shares purchased pursuant to the CAVA Group, Inc. 2023 Employee Stock Purchase Plan ("ESPP") in transactions that were exempt under Rule 16b-3, for the ESPP purchase period of December 16, 2024 through June 15, 2025.
2. F2. In accordance with the ESPP, these shares were purchased at a price equal to 85% of the closing price of the Issuer's common stock on June 13, 2025.
3. F3. Includes unvested restricted stock units.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many CAVA shares did CLO Kenneth Bertram purchase through ESPP on June 16, 2025?

Kenneth Bertram purchased 169 shares of CAVA common stock at $63.38 per share through the CAVA Group, Inc. 2023 Employee Stock Purchase Plan (ESPP) on June 16, 2025.

What is the total CAVA stock ownership of Kenneth Bertram after the June 2025 ESPP purchase?

Following the ESPP purchase, Kenneth Bertram directly owns 58,702 shares (including unvested RSUs), and indirectly owns 1,695 shares (1,500 shares through spouse and 195 shares through daughter), for a total beneficial ownership of 60,397 CAVA shares.

What price did CAVA's CLO pay for ESPP shares in June 2025?

Kenneth Bertram paid $63.38 per share, which represents 85% of CAVA's closing stock price on June 13, 2025, as per the ESPP plan terms.

What positions does Kenneth Bertram hold at CAVA Group Inc?

Kenneth Robert Bertram serves as the Chief Legal Officer (CLO) and Secretary of CAVA Group, Inc.

What was the ESPP purchase period for CAVA's June 2025 stock purchase?

The ESPP purchase period ran from December 16, 2024 through June 15, 2025, with the purchase executing on June 16, 2025.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Bertram Kenneth Robert

(Last) (First) (Middle)

C/O CAVA GROUP, INC.

14 RIDGE SQUARE NW, SUITE 500

(Street)

WASHINGTON DC 20016

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
CAVA GROUP, INC. [ CAVA ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	CLO & Secretary

3. Date of Earliest Transaction (Month/Day/Year)
06/16/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	06/16/2025		A(1)	V	169	A	$63.38(2)	58,702(3)	D
Common Stock								1,500	I	By Spouse
Common Stock								195	I	By Daughter

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Shares purchased pursuant to the CAVA Group, Inc. 2023 Employee Stock Purchase Plan ("ESPP") in transactions that were exempt under Rule 16b-3, for the ESPP purchase period of December 16, 2024 through June 15, 2025.

2. In accordance with the ESPP, these shares were purchased at a price equal to 85% of the closing price of the Issuer's common stock on June 13, 2025.

3. Includes unvested restricted stock units.

Remarks:

The reporting person states that this filing shall not be an admission that the reporting person is the beneficial owner of any of the securities reported herein as indirectly owned, and the reporting person disclaims beneficial ownership of such securities except to the extent of the reporting person's pecuniary interest therein.

	/s/ Kenneth Robert Bertram	06/26/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.