CAVA (CAVA) CLO Kenneth Robert logs 1,074-share tax sell-to-cover trade

Rhea-AI Filing Summary

CAVA Group’s Chief Legal Officer and Secretary, Bertram Kenneth Robert, reported a sale of 1,074 shares of Common Stock on January 21, 2026 at a weighted average price of $67.41 per share. According to the filing, these shares were sold under a mandatory “sell to cover” arrangement to satisfy tax withholding obligations tied to the vesting of restricted stock units, and are not discretionary trades. After this transaction, he directly beneficially owned 50,116 shares of Common Stock, which the filing notes includes unvested RSUs, and there were additional indirect holdings of 1,500 shares by his spouse and 195 shares by his daughter, with beneficial ownership of those indirect positions disclaimed except for any pecuniary interest.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Bertram Kenneth Robert

(Last) (First) (Middle)

C/O CAVA GROUP, INC.

14 RIDGE SQUARE NW, SUITE 500

(Street)

WASHINGTON DC 20016

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
CAVA GROUP, INC. [ CAVA ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	CLO & Secretary

3. Date of Earliest Transaction (Month/Day/Year)
01/21/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	01/21/2026		S(1)		1,074	D	$67.41(2)	50,116(3)	D
Common Stock								1,500	I	By Spouse
Common Stock								195	I	By Daughter

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The sales reported on this Form 4 represent shares of Common Stock required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units ("RSUs"). These sales are mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person.

2. The price reported in column 4 represents the weighted average price of 52,702 shares of Common Stock sold by the broker on behalf of employees of the Issuer as a result of mandatory sell to cover transactions associated with the vesting of RSUs. These shares were sold in multiple transactions at prices ranging from $67.05 to $67.78, inclusive. The proceeds of all such sales were allocated to the employees, including the Reporting Person, on a pro rata basis. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4.

3. Includes unvested RSUs.

Remarks:

The reporting person states that this filing shall not be an admission that the reporting person is the beneficial owner of any of the securities reported herein as indirectly owned, and the reporting person disclaims beneficial ownership of such securities except to the extent of the reporting person's pecuniary interest therein.

	/s/ Amit Patel, as Attorney-in-Fact	01/23/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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FAQ

What insider transaction did CAVA (CAVA) report for Bertram Kenneth Robert?

The filing reports that Bertram Kenneth Robert, CAVA Group’s Chief Legal Officer and Secretary, had 1,074 shares of Common Stock sold on January 21, 2026 at a weighted average price of $67.41 per share.

Was the CAVA (CAVA) insider sale by Bertram Kenneth Robert a discretionary trade?

No. The filing explains that the sale represents shares required to be sold to cover tax withholding obligations from the vesting of restricted stock units under a mandatory “sell to cover” election by the company, and it states that these are not discretionary trades by the reporting person.

How many CAVA (CAVA) shares does Bertram Kenneth Robert own after the reported transaction?

Following the sale to cover taxes, he directly beneficially owned 50,116 shares of CAVA Common Stock, which the filing notes includes unvested RSUs.

What indirect CAVA (CAVA) share holdings are reported for Bertram Kenneth Robert?

The filing shows indirect holdings of 1,500 shares of Common Stock held by his spouse and 195 shares held by his daughter. It also states that he does not admit beneficial ownership of these indirectly owned securities, except to the extent of any pecuniary interest.

How was the $67.41 price for the CAVA (CAVA) insider sale determined?

The reported price of $67.41 per share is a weighted average for 52,702 shares of Common Stock sold by a broker on behalf of multiple employees in mandatory sell-to-cover transactions, allocated to employees, including the reporting person, on a pro rata basis. The individual trades occurred between $67.05 and $67.78 per share.

What does the CAVA (CAVA) filing say about unvested RSUs for Bertram Kenneth Robert?

The filing notes that the 50,116 directly beneficially owned shares of Common Stock include unvested restricted stock units (RSUs).