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  4. [Form 4] CAVA GROUP, INC. Insider Trading Activity

CAVA (CAVA) CLO awarded 3,836 RSUs, lifting direct holdings to 52,958 shares

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

CAVA Group, Inc. reported that its Chief Legal Officer and Secretary, Bertram Kenneth Robert, acquired 3,836 shares of Common Stock on February 26, 2026 through a grant of restricted stock units (RSUs) at a stated price of $0.00 per share.

These RSUs vest in three equal annual installments starting on January 24, 2027, assuming he continues to serve through each vesting date, and each RSU will settle into one share of common stock. Following this grant, he directly owned 52,958 shares, which include unvested RSUs, and had additional indirect holdings of 1,500 shares through his spouse and 195 shares through his daughter.

Positive

  • None.

Negative

  • None.
Insider Bertram Kenneth Robert
Role CLO & Secretary
Type Security Shares Price Value
Grant/Award Common Stock 3,836 $0.00 --
holding Common Stock -- -- --
holding Common Stock -- -- --
Holdings After Transaction: Common Stock — 52,958 shares (Direct); Common Stock — 1,500 shares (Indirect, By Spouse)
Footnotes (1)
  1. Reflects a grant of restricted stock units ("RSUs"), which vest in three equal annual installments commencing on January 24, 2027, subject to the reporting person's continued service through such date. Each RSU represents a contingent right to receive one share of the Issuer's common stock, par value $0.0001 ("Common Stock") per share upon settlement. Includes unvested RSUs.
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Bertram Kenneth Robert
(Last) (First) (Middle)
C/O CAVA GROUP, INC.
14 RIDGE SQUARE NW, SUITE 500
(Street)
WASHINGTON DC 20016
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
CAVA GROUP, INC. [ CAVA ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
CLO & Secretary
3. Date of Earliest Transaction (Month/Day/Year)
02/26/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 02/26/2026 A(1) 3,836 A $0 52,958(2) D
Common Stock 1,500 I By Spouse
Common Stock 195 I By Daughter
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Reflects a grant of restricted stock units ("RSUs"), which vest in three equal annual installments commencing on January 24, 2027, subject to the reporting person's continued service through such date. Each RSU represents a contingent right to receive one share of the Issuer's common stock, par value $0.0001 ("Common Stock") per share upon settlement.
2. Includes unvested RSUs.
Remarks:
The reporting person states that this filing shall not be an admission that the reporting person is the beneficial owner of any of the securities reported herein as indirectly owned, and the reporting person disclaims beneficial ownership of such securities except to the extent of the reporting person's pecuniary interest therein.
/s/ Amit Patel, as Attorney-in-Fact 03/02/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did CAVA (CAVA) disclose for Bertram Kenneth Robert?

CAVA disclosed that Chief Legal Officer and Secretary Bertram Kenneth Robert received a grant of 3,836 restricted stock units. The grant was reported as an acquisition at a stated price of $0.00 per share and represents equity-based compensation rather than an open-market stock purchase.

How do the 3,836 RSUs granted to CAVA’s CLO vest over time?

The 3,836 RSUs granted to CAVA’s CLO vest in three equal annual installments starting January 24, 2027. Vesting is contingent on his continued service through each vesting date, and each RSU will convert into one share of CAVA common stock upon settlement.

What is Bertram Kenneth Robert’s total direct CAVA share ownership after this Form 4?

After this Form 4 transaction, Bertram Kenneth Robert directly owned 52,958 shares of CAVA common stock. This total includes unvested restricted stock units as noted in the filing footnote, reflecting his combined direct equity and outstanding RSU awards with the company.

Does the CAVA CLO have any indirect share holdings reported in this Form 4?

Yes. In addition to his direct holdings, the Form 4 reports 1,500 CAVA common shares held indirectly through his spouse and 195 shares held indirectly through his daughter. These indirect positions are identified separately from his direct ownership stake in the filing.

Is the 3,836-share CAVA RSU grant a market purchase or compensation award?

The 3,836-share transaction is a compensation award, not a market purchase. It is coded as a grant or award acquisition with a price of $0.00 per share, indicating equity granted by the company as part of the executive’s compensation package.