CBAK Energy Technology, Inc. (CBAT) insider moves 10,413,371 shares

Rhea-AI Filing Summary

CBAK Energy Technology, Inc. disclosed an insider share transaction by a reporting person classified as a 10% owner. On 12/03/2025, this person reported disposing of 10,413,371 shares of common stock in a transaction identified with code "G" at a reported price of $0 per share. After this transaction, the reporting person directly beneficially owns 722,500 shares of the company’s common stock.

Insights

Equity Analyst

Large insider disposition reported, but business impact is not detailed.

CBAK Energy Technology, Inc. reports a substantial change in beneficial ownership by a 10% owner. On 12/03/2025, the insider disposed of 10,413,371 shares of common stock, shown with transaction code "G" and a reported price of $0 per share in Table I. This filing also notes that non-derivative securities are being reported.

Following the transaction, the insider is shown as directly beneficially owning 722,500 shares, indicating a significantly smaller remaining position. The report is limited to recording this change in ownership and does not provide information on company operations, financial performance, or the reasons for the transaction, so any broader implications would depend on additional context outside this disclosure.

The relationship box marking the reporting person as a 10% owner highlights that this is activity by a major holder rather than a small insider. Investors focusing on ownership dynamics may pay particular attention to future ownership reports to see whether this level stabilizes or changes further in subsequent Section 16 filings.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

X

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Li Yunfei

(Last) (First) (Middle)

BAK INDUSTRIAL PARK, MEIGUI STREET

HUAYUANKOU ECONOMIC ZONE

(Street)

DALIAN F4 116450

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
CBAK Energy Technology, Inc. [ CBAT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	X	10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
12/03/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	12/03/2025		G		10,413,371	D	$0	722,500	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

	/s/ Yunfei Li	12/16/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did CBAK Energy Technology, Inc. (CBAT) report?

The company reported that a person classified as a 10% owner disposed of 10,413,371 shares of common stock in a transaction identified with code "G" on 12/03/2025, at a reported price of $0 per share.

How many CBAK Energy Technology, Inc. shares does the insider own after the transaction?

After the reported transaction, the filing shows the insider beneficially owns 722,500 shares of CBAK Energy Technology, Inc. common stock, held in direct ownership form.

What is the relationship of the reporting person to CBAK Energy Technology, Inc. (CBAT)?

The relationship section identifies the reporting person as a 10% Owner of CBAK Energy Technology, Inc., with the box for 10% Owner checked and no director or officer titles marked.

On what date did the CBAK Energy Technology, Inc. insider transaction occur?

The date of the earliest reported transaction is listed as 12/03/2025, and the same date appears in Table I as the transaction date for the common stock disposition.

What does the Form 4 Table I show for the CBAK Energy insider’s transaction code and price?

Table I lists the transaction with transaction code "G". The number of shares disposed of is 10,413,371, and the reported price is $0 per share.

Does this CBAK Energy Technology, Inc. filing report any derivative securities?

The filing includes a heading for Table II – Derivative Securities, but no specific derivative transactions or amounts are listed in the provided excerpt.